Change in substantial holding
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder To Company Name/Scheme A2B AUSTRALIA LTD ACN/ARSN 1. Details of substantial holder (1) Name Spheria Asset Management Pty Ltd ACN/ARSN (if applicable) 611 081 326 There was a change in the interests of the substantial holder on 18/11/2021 The previous notice was given to the company on 23/09/2019 The previous notice was dated 23/09/2019 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: Class of securities (4) Previous notice Present notice Person’s votes Voting power (5) Person’s votes Voting power (5) ORDINARY FULLY PAID 20,755,306 17.23% 21,981,059 18.25% REFER TO ANNEXURE A 3. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Date of change Person whose relevant interest changed Nature of change (6) Consideration given in relation to change (7) Class and number of securities affected Person's votes affected REFER TO ANNEXURE B 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Holder of relevant interest Registered holder of securities Person entitled to be registered as holder (8) Nature of relevant interest (6) Class and number of securities Person's votes REFER TO ANNEXURE C 001 958 390 5. Changes in association The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows: Name and ACN/ARSN (if applicable) Nature of association N/A 6. Addresses The addresses of persons named in this form are as follows: Name Address REFER TO ANNEXURE D Signature print name MATTHEW BOOKER capacity DIRECTOR sign here date 22/11/2021 DIRECTIONS (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related co rporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form. (2) See the definition of "associate" in section 9 of the Corporations Act 2001. (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. (4) The voting shares of a company constitute one class unless divi ded into separate classes. (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. (6) Include details of: (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting pow ers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interes t was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of a n option) write "unknown". (9) Give details, if appropriate, of the present association and a ny change in that association since the last substantial holding notice. A2B AUSTRALIA LTD Annexure A Holder of relevant interest Nature of relevant interest Number of securities Class of securities Spheria Asset Management Pty Ltd Spheria Asset Management Pty Ltd in its capacity as investment manager has the power to control voting and/or disposal of securities. 21,981,059 ORDINARY FULLY PAID This is Annexure "A" as mentioned in form 604 Notice of change of interests of substantial holder Matthew Booker Director Date: 22/11/2021 A2B AUSTRALIA LTD Annexure B Date of change Person whose relevant interest changed Nature of change Class of Securities Number of securities Person's votes affected Cash Non-cash 2021-10-08 to 2021-11- 18 Spheria Asset Management Purchase 1,663,874.29 $ ORDINARY FULLY PAID 1,194,067 1,194,067 2021-10-08 to 2021-10- 18 Spheria Asset Management Sale 1,158,017.87 -$ ORDINARY FULLY PAID 869,943 - 869,943 - This is Annexure "B" as mentioned in form 604 Notice of change of interests of substantial holder Matthew Booker Director Date: 22/11/2021 Consideration A2B AUSTRALIA LTD Annexure C Holder of relevant interest Registered holder of securities Person entitled to be registered as holder Number of securities Class of securities Person's votes Spheria Asset Management BNP Paribas BNP Paribas 1,094,699 Ordinary fully paid 1,094,699 Spheria Asset Management BNP Paribas Securities Services BNP Paribas Securities Services 2,227,998 Ordinary fully paid 2,227,998 Spheria Asset Management Citibank Citibank 10,439,355 Ordinary fully paid 10,439,355 Spheria Asset Management JP Morgan Chase Bank JP Morgan Chase Bank 4,424,338 Ordinary fully paid 4,424,338 Spheria Asset Management NAB Custodial Services NAB Custodial Services 1,064,627 Ordinary fully paid 1,064,627 Spheria Asset Management Northern Trust Northern Trust 2,730,042 Ordinary fully paid 2,730,042 This is Annexure "C" of 1 page as mentioned in form 604 Notice of change of interests of substantial holder ` Matthew Booker Director Date: 22/11/2021 A2B AUSTRALIA LTD Annexure D Name Address Spheria Asset Management Pty Ltd Level 19, 307 Queen St, Brisbane QLD 4000, Australia This is Annexure "D" as mentioned in form 604 Notice of change of interests of substantial holder Matthew Booker Director Date: 22/11/2021
More from A2B Australia Limited
Join Listcorp to create a personalised news feed, follow your favourite companies, save useful news, and more.