26 Nov

Application for quotation of securities - ADR

Application for quotation of +securities Application for quotation of +securities 1 / 6 Announcement Summary Entity name ADHERIUM LIMITED Announcement Type New announcement Date of this announcement Friday November 26, 2021 The +securities to be quoted are: Total number of +securities to be quoted ASX +security code Security description Number of +securities to be quoted Issue date ADR ORDINARY FULLY PAID 4,679,359 26/11/2021 Refer to next page for full details of the announcement +Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B Application for quotation of +securities Application for quotation of +securities 2 / 6 Part 1 - Entity and announcement details 1.1 Name of entity ADHERIUM LIMITED We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules. 1.2 Registered number type ACN Registration number 605352510 1.3 ASX issuer code ADR 1.4 The announcement is 1.5 Date of this announcement 26/11/2021 New announcement Application for quotation of +securities Application for quotation of +securities 3 / 6 Part 2 - Type of Issue 2.1 The +securities to be quoted are: Previous Appendix 3B details: Announcement Date and Time 26-Nov-2021 10:01 Announcement Title Update - Update - Proposed issue of securities - ADR Selected Appendix 3B to submit quotation request A placement or other type of issue 2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B? No +Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B Application for quotation of +securities Application for quotation of +securities 4 / 6 Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B Placement Details ASX +security code and description ADR : ORDINARY FULLY PAID Issue date 26/11/2021 Distribution Schedule Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category. Number of +securities held Number of holders Total percentage of +securities held For example, to enter a value of 50% please input as 50.00 1 - 1,000 % 1,001 - 5,000 % 5,001 - 10,000 % 10,001 - 100,000 % 100,001 and over % Application for quotation of +securities Application for quotation of +securities 5 / 6 Issue details Number of +securities to be quoted 4,679,359 Are the +securities being issued for a cash consideration? Please describe the consideration being provided for the +securities Shares in lieu of cash Director fees for the period 1 April to 30 June 2021, as approved by shareholders at the 2021 AGM. Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.017460 Any other information the entity wishes to provide about the +securities to be quoted No No Application for quotation of +securities Application for quotation of +securities 6 / 6 Part 4 - Issued capital following quotation Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application) ASX +security code and description Total number of +securities on issue ADR : ORDINARY FULLY PAID 2,132,927,011 4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX) ASX +security code and description Total number of +securities on issue ADRAK : OPTION EXPIRING 17-FEB-2022 EX $0.06 83,333,333 ADRAD : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES 47,692,705 ADRAM : OPTION EXPIRING 07-MAY-2023 EX $0.02 25,000,000 ADRAN : OPTION EXPIRING 07-MAY-2023 EX $0.03 25,000,000 ADRAL : OPTION EXPIRING 25-OCT-2022 EX $0.03 104,855,877 ADRAO : OPTION EXPIRING 07-MAY-2023 EX $0.04 25,000,000 ADRAP : STOCK APPRECIATION RIGHTS 148,977,337

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