23 Nov

Application for quotation of securities - ADX

Application for quotation of +securities Application for quotation of +securities 1 / 6 Announcement Summary Entity name ADX ENERGY LTD Announcement Type New announcement Date of this announcement Tuesday November 23, 2021 The +securities to be quoted are: Total number of +securities to be quoted ASX +security code Security description Number of +securities to be quoted Issue date ADX ORDINARY FULLY PAID 2,077,005 23/11/2021 Refer to next page for full details of the announcement +Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B Application for quotation of +securities Application for quotation of +securities 2 / 6 Part 1 - Entity and announcement details 1.1 Name of entity ADX ENERGY LTD We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules. 1.2 Registered number type ABN Registration number 50009058646 1.3 ASX issuer code ADX 1.4 The announcement is 1.5 Date of this announcement 23/11/2021 New announcement Application for quotation of +securities Application for quotation of +securities 3 / 6 Part 2 - Type of Issue 2.1 The +securities to be quoted are: Previous Appendix 3B details: Announcement Date and Time 28-May-2021 13:00 Announcement Title New - Proposed issue of Securities - ADX Selected Appendix 3B to submit quotation request A placement or other type of issue 2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B? 2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B Up to 2,929,424 shares to be issued to directors in lieu of portion of fees for 2021. Yes +Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B Application for quotation of +securities Application for quotation of +securities 4 / 6 Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B Placement Details ASX +security code and description ADX : ORDINARY FULLY PAID Issue date 23/11/2021 Distribution Schedule Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category. Number of +securities held Number of holders Total percentage of +securities held For example, to enter a value of 50% please input as 50.00 1 - 1,000 % 1,001 - 5,000 % 5,001 - 10,000 % 10,001 - 100,000 % 100,001 and over % Application for quotation of +securities Application for quotation of +securities 5 / 6 Issue details Number of +securities to be quoted 2,077,005 Are the +securities being issued for a cash consideration? Please describe the consideration being provided for the +securities Shares issued in lieu of portion of fees for the quarter ended 30 September 2021 totalling $14,539 Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.007000 Any other information the entity wishes to provide about the +securities to be quoted No No Application for quotation of +securities Application for quotation of +securities 6 / 6 Part 4 - Issued capital following quotation Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application) ASX +security code and description Total number of +securities on issue ADX : ORDINARY FULLY PAID 2,660,394,528 4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX) ASX +security code and description Total number of +securities on issue ADXAH : OPTION EXPIRING 31-OCT-2024 EX NIL 8,470,981 ADXAG : OPTION EXPIRING 31-JUL-2024 EX NIL 9,451,563 ADXAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES 25,279,836 ADXAF : OPTION EXPIRING 26-JUN-2024 EX NIL 12,578,571 ADXAD : OPTION EXPIRING 26-JUN-2021 EX 1.3C 5,000,000 ADXAO : OPTION EXPIRING 31-JUL-2025 EX NIL 4,729,688 ADXAL : OPTION EXPIRING 26-MAY-2022 EX $0.01 67,500,020 ADXAM : OPTION EXPIRING 26-NOV-2023 EX $0.01 67,500,020 ADXAP : PERFORMANCE RIGHTS 46,086,012 ADXAK : OPTION EXPIRING 31-JAN-2025 EX NIL 9,882,811 ADXAN : OPTION EXPIRING 31-MAY-2025 EX NIL 5,302,085
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