24 Nov

Becoming a substantial holder

603 page 1/2 15 July 2001 Information Classification: Limited Access Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder To Company Name/Scheme ARISTOCRAT LEISURE LIMITED ACN/ARSN 002 818 368 1. Details of substantial holder (1) Name State Street Corporation and subsidiaries named in Annexures to this form ACN/ARSN (if applicable) The holder became a substantial holder on 22/11/2021 2. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: Class of securities (4) Number of securities Person’s votes (5) Voting power (6) Ordinary 33,541,463 33,541,463 5.01% 3. Details of relevant interests The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest (7) Class and number of securities Annexure A 4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Holder of relevant interest Registered holder of securities Person entitled to be registered as holder (8) Class and number of securities Annexure A 5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows: Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities Cash Non - Cash Annexure B & D 603 page 1/2 15 July 2001 Information Classification: Limited Access 6. Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable) Nature of association Annexure A 7. Addresses The addresses of persons named in this form are as follows: Name Address Annexure C Signature print name Elizabeth Schaefer Capacity: Authorised signatory sign here date 24/11/2021 DIRECTIONS (1) If there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form. (2) See the definition of “associate” in section 9 of the Corporations Act 2001. (3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001. (4) The voting shares of a company constitute one class unless divided into separate classes. (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in. (6) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100. (7) Include details of: (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). See the definition of “relevant agreement” in section 9 of the Corporations Act 2001. (8) If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write “unknown”. (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. Digitally signed by Elizabeth Schaefer Date: 2021.11.23 17:41:41 -05'00' Holder of relevant interest Nature of Relevant Interest Registered Holder of securities Person Entitled to be registered as holder Nature of Association (Section 3, 4 and 6) (Section 3) (Section 4) (Section 4) (Section 6) STATE STREET GLOBAL ADVISORS TRUST COMPANY Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee Bank of New York Mellon NA Ordinary 11,882 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS TRUST COMPANY Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee Northern Trust Company NA Ordinary 71,274 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS TRUST COMPANY Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee State Street Bank and Trust Co NA Ordinary 4,537,372 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS TRUST COMPANY Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee JPMorgan AG NA Ordinary 248,218 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS TRUST COMPANY Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee The Bank of New York Mellon NA Ordinary 548,637 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS TRUST COMPANY Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee Brown Brothers Harriman and Co NA Ordinary 6,922 Subsidiary of State Street Corporation SSGA FUNDS MANAGEMENT, INC. Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee State Street Bank and Trust Co NA Ordinary 910,852 Subsidiary of State Street Corporation SSGA FUNDS MANAGEMENT, INC. Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee The Bank of New York Mellon NA Ordinary 3,614 Subsidiary of State Street Corporation SSGA FUNDS MANAGEMENT, INC. Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee Citibank NA NA Ordinary 21,040 Subsidiary of State Street Corporation SSGA FUNDS MANAGEMENT, INC. Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee Brown Brothers Harriman and Co NA Ordinary 12,236 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS EUROPE LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee Bank of New York Mellon NA Ordinary 330,812 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS EUROPE LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee Northern Trust Company NA Ordinary 99,522 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS EUROPE LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee State Street Bank and Trust Co NA Ordinary 171,295 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS EUROPE LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee JPMorgan AG NA Ordinary 95,161 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS EUROPE LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee The Bank of New York Mellon NA Ordinary 25,715 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS EUROPE LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee BNP Paribas NA Ordinary 142,187 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS EUROPE LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee Caceis Bank Luxembourg NA Ordinary 15,002 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS EUROPE LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee Nykredit Bank A.S NA Ordinary 14,058 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS EUROPE LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee ABN AMRO Mellon NA Ordinary 116,907 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee State Street Bank and Trust Co NA Ordinary 274,790 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee JPMorgan AG NA Ordinary 1,717,245 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee Brown Brothers Harriman and Co NA Ordinary 193,547 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee Sumitomo Trust and Banking Co USA NA Ordinary 56,643 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee Northern Trust Company NA Ordinary 38,976 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee State Street Bank and Trust Co NA Ordinary 1,316,020 Subsidiary of State Street Corporation This is Annexure A referred to in Form 603 Notice of initial substantial holder ______________________________________ 24 November 2021 Elizabeth Schaefer Authorised Signatory 3. Details of relevant interests 4. Details of present registered holders 6. Associates Annexure A Class and number of Securities (Section 3 and 4) Information Classification: Limited Access Digitally signed by Elizabeth Schaefer Date: 2021.11.23 17:42:01 -05'00' STATE STREET GLOBAL ADVISORS LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee JPMorgan AG NA Ordinary 45,658 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee The Bank of New York Mellon NA Ordinary 290,890 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee BNP Paribas NA Ordinary 5,010 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee Citibank NA NA Ordinary 27,838 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee UBS AG NA Ordinary 96,887 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee BFF Bank S.p.A. NA Ordinary 8,293 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS ASIA LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee Northern Trust Company NA Ordinary 70,735 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS ASIA LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee State Street Bank and Trust Co NA Ordinary 60,721 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS ASIA LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee JPMorgan AG NA Ordinary 21,500 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS ASIA LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee The Bank of New York Mellon NA Ordinary 6,998 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS ASIA LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee Citibank NA NA Ordinary 8,731 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee Northern Trust Company NA Ordinary 11,685,277 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee State Street Bank and Trust Co NA Ordinary 7,490,688 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee JPMorgan AG NA Ordinary 2,059,800 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee BNP Paribas NA Ordinary 38,709 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee Citibank NA NA Ordinary 349,588 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee National Australian Bank LTD NA Ordinary 40,056 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS, LTD. Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee State Street Bank and Trust Co NA Ordinary 40,687 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS, LTD. Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee CIBC Mellon NA Ordinary 25,643 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS, LTD. Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee Royal Bank of Canada NA Ordinary 30,026 Subsidiary of State Street Corporation STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED Power to control the exercise of a right to vote attached to securities and/or the power to dispose of securities as investment manager or trustee State Street Bank and Trust Co NA Ordinary 63,885 Subsidiary of State Street Corporation STATE STREET BANK AND TRUST COMPANY Relevant interest under section 608(8) being the right, as lender, to dispose of shares pledged to secure a securities loan Arrowstreet Global Equity Alpha Extension Fund STATE STREET BANK AND TRUST COMPANY Ordinary 8,950 Subsidiary of State Street Corporation STATE STREET BANK AND TRUST COMPANY Relevant interest under section 608(8) being the right, as lender, to dispose of shares pledged to secure a securities loan PACE INTERNATIONAL EQUITY INVESTMENTS STATE STREET BANK AND TRUST COMPANY Ordinary 84,748 Subsidiary of State Street Corporation STATE STREET BANK AND TRUST COMPANY Relevant interest under section 608(8) being the right, as lender, to dispose of shares pledged to secure a securities loan TEACHER RETIREMENT SYSTEM OF TEXAS STATE STREET BANK AND TRUST COMPANY Ordinary 218 Subsidiary of State Street Corporation Information Classification: Limited Access Holder of relevant interest Date of Acquisition Nature of transaction Consideration STATE STREET GLOBAL ADVISORS, INC. 28-Jul-2021 Purchase 41.70 Ordinary 3,760 STATE STREET GLOBAL ADVISORS, INC. 28-Jul-2021 In Specie Contribution n/a Ordinary 234 STATE STREET GLOBAL ADVISORS, INC. 30-Jul-2021 Purchase 41.64 Ordinary 12,435 STATE STREET GLOBAL ADVISORS, INC. 23-Jul-2021 Purchase 41.61 Ordinary 7,521 STATE STREET GLOBAL ADVISORS, INC. 29-Jul-2021 Purchase 42.24 Ordinary 157 STATE STREET GLOBAL ADVISORS, INC. 03-Sep-2021 Purchase 46.13 Ordinary 3,403 STATE STREET GLOBAL ADVISORS, INC. 08-Sep-2021 Purchase 47.60 Ordinary 1,187 STATE STREET GLOBAL ADVISORS, INC. 08-Sep-2021 In Specie Contribution n/a Ordinary 1,515 STATE STREET GLOBAL ADVISORS, INC. 31-Aug-2021 Purchase 45.67 Ordinary 696 STATE STREET GLOBAL ADVISORS, INC. 31-Aug-2021 In Specie Contribution n/a Ordinary 6 STATE STREET GLOBAL ADVISORS, INC. 13-Sep-2021 In Specie Contribution n/a Ordinary 9 STATE STREET GLOBAL ADVISORS, INC. 02-Sep-2021 Purchase 46.03 Ordinary 142 STATE STREET GLOBAL ADVISORS, INC. 16-Aug-2021 Purchase 42.36 Ordinary 3,494 STATE STREET GLOBAL ADVISORS, INC. 23-Aug-2021 In Specie Contribution n/a Ordinary 155 STATE STREET GLOBAL ADVISORS, INC. 18-Aug-2021 Purchase 42.57 Ordinary 231 STATE STREET GLOBAL ADVISORS, INC. 14-Sep-2021 Purchase 47.42 Ordinary 3,950 STATE STREET GLOBAL ADVISORS, INC. 15-Sep-2021 In Specie Contribution n/a Ordinary 303 STATE STREET GLOBAL ADVISORS, INC. 17-Sep-2021 Purchase 46.51 Ordinary 1,407 STATE STREET GLOBAL ADVISORS, INC. 24-Sep-2021 Purchase 46.39 Ordinary 153 STATE STREET GLOBAL ADVISORS, INC. 12-Oct-2021 Purchase 44.71 Ordinary 4,651 STATE STREET GLOBAL ADVISORS, INC. 16-Sep-2021 Purchase 47.24 Ordinary 1,312 STATE STREET GLOBAL ADVISORS, INC. 21-Sep-2021 Purchase 45.66 Ordinary 6,741 STATE STREET GLOBAL ADVISORS, INC. 13-Oct-2021 In Specie Contribution n/a Ordinary 2,121 STATE STREET GLOBAL ADVISORS, INC. 26-Oct-2021 Purchase 47.58 Ordinary 3,425 STATE STREET GLOBAL ADVISORS, INC. 26-Oct-2021 Purchase 47.51 Ordinary 737 STATE STREET GLOBAL ADVISORS, INC. 26-Oct-2021 Purchase 47.58 Ordinary 1,436 STATE STREET GLOBAL ADVISORS, INC. 29-Oct-2021 Purchase 46.68 Ordinary 10,604 STATE STREET GLOBAL ADVISORS, INC. 29-Oct-2021 Purchase 48.04 Ordinary 1,110 STATE STREET GLOBAL ADVISORS, INC. 29-Oct-2021 Purchase 47.04 Ordinary 40,056 STATE STREET GLOBAL ADVISORS, INC. 29-Oct-2021 In Specie Contribution n/a Ordinary 7,279 STATE STREET GLOBAL ADVISORS, INC. 27-Oct-2021 Purchase 48.57 Ordinary 2,448 STATE STREET GLOBAL ADVISORS, INC. 15-Oct-2021 Purchase 45.79 Ordinary 9,333 STATE STREET GLOBAL ADVISORS, INC. 15-Oct-2021 In Specie Contribution n/a Ordinary 155 STATE STREET GLOBAL ADVISORS, INC. 08-Nov-2021 Purchase 47.25 Ordinary 1,105 STATE STREET GLOBAL ADVISORS, INC. 08-Nov-2021 In Specie Contribution n/a Ordinary 1,908 STATE STREET GLOBAL ADVISORS, INC. 28-Oct-2021 Purchase 48.13 Ordinary 3,168 STATE STREET GLOBAL ADVISORS, INC. 28-Oct-2021 In Specie Contribution n/a Ordinary 1,824 STATE STREET GLOBAL ADVISORS, INC. 05-Nov-2021 Purchase 48.28 Ordinary 3,078 STATE STREET GLOBAL ADVISORS, INC. 05-Nov-2021 In Specie Contribution n/a Ordinary 42 STATE STREET GLOBAL ADVISORS, INC. 04-Nov-2021 Purchase 48.46 Ordinary 1,050 STATE STREET GLOBAL ADVISORS, INC. 04-Nov-2021 In Specie Contribution n/a Ordinary 3,498 STATE STREET GLOBAL ADVISORS, INC. 01-Nov-2021 In Specie Contribution n/a Ordinary 648 STATE STREET GLOBAL ADVISORS, INC. 27-Jul-2021 In Specie Contribution n/a Ordinary 9 STATE STREET GLOBAL ADVISORS, INC. 10-Aug-2021 Purchase 42.83 Ordinary 338 STATE STREET GLOBAL ADVISORS, INC. 10-Aug-2021 In Specie Contribution n/a Ordinary 6 STATE STREET GLOBAL ADVISORS, INC. 17-Aug-2021 Purchase 42.01 Ordinary 3,602 STATE STREET GLOBAL ADVISORS, INC. 09-Sep-2021 Purchase 47.13 Ordinary 5,278 STATE STREET GLOBAL ADVISORS, INC. 09-Sep-2021 Purchase 47.09 Ordinary 982 STATE STREET GLOBAL ADVISORS, INC. 28-Sep-2021 Purchase 45.94 Ordinary 3,441 STATE STREET GLOBAL ADVISORS, INC. 29-Sep-2021 Purchase 46.20 Ordinary 163 STATE STREET GLOBAL ADVISORS, INC. 29-Sep-2021 In Specie Contribution n/a Ordinary 2,727 STATE STREET GLOBAL ADVISORS, INC. 30-Sep-2021 Purchase 46.71 Ordinary 1,507 STATE STREET GLOBAL ADVISORS, INC. 30-Sep-2021 Purchase 46.95 Ordinary 8,489 STATE STREET GLOBAL ADVISORS, INC. 30-Sep-2021 In Specie Contribution n/a Ordinary 2,128 STATE STREET GLOBAL ADVISORS, INC. 01-Oct-2021 In Specie Contribution n/a Ordinary 5,757 STATE STREET GLOBAL ADVISORS, INC. 08-Oct-2021 Purchase 45.16 Ordinary 634 STATE STREET GLOBAL ADVISORS, INC. 21-Oct-2021 Purchase 48.36 Ordinary 155 STATE STREET GLOBAL ADVISORS, INC. 21-Oct-2021 In Specie Contribution n/a Ordinary 1,521 STATE STREET GLOBAL ADVISORS, INC. 22-Oct-2021 Purchase 47.12 Ordinary 310 STATE STREET GLOBAL ADVISORS, INC. 17-Nov-2021 Purchase 47.35 Ordinary 1,814 STATE STREET GLOBAL ADVISORS, INC. 18-Nov-2021 In Specie Contribution n/a Ordinary 1,908 STATE STREET GLOBAL ADVISORS, INC. 19-Nov-2021 Purchase 44.90 Ordinary 3,968 STATE STREET GLOBAL ADVISORS, INC. 19-Nov-2021 Purchase 44.90 Ordinary 1,242 STATE STREET GLOBAL ADVISORS, INC. 22-Nov-2021 In Specie Contribution n/a Ordinary 3,197 STATE STREET GLOBAL ADVISORS LIMITED 26-Jul-2021 Purchase 41.50 Ordinary 337 STATE STREET GLOBAL ADVISORS LIMITED 30-Jul-2021 Purchase 41.64 Ordinary 11,205 STATE STREET GLOBAL ADVISORS LIMITED 23-Aug-2021 Purchase 44.34 Ordinary 264 STATE STREET GLOBAL ADVISORS LIMITED 25-Aug-2021 Purchase 45.59 Ordinary 8,059 STATE STREET GLOBAL ADVISORS LIMITED 14-Sep-2021 Purchase 47.42 Ordinary 8,765 STATE STREET GLOBAL ADVISORS LIMITED 27-Sep-2021 Purchase 46.62 Ordinary 15,912 STATE STREET GLOBAL ADVISORS LIMITED 15-Sep-2021 Purchase 47.26 Ordinary 396 STATE STREET GLOBAL ADVISORS LIMITED 17-Sep-2021 Purchase 46.51 Ordinary 1,134 STATE STREET GLOBAL ADVISORS LIMITED 17-Sep-2021 Purchase 46.51 Ordinary 9,055 STATE STREET GLOBAL ADVISORS LIMITED 12-Oct-2021 Purchase 44.71 Ordinary 384 STATE STREET GLOBAL ADVISORS LIMITED 11-Oct-2021 Purchase 44.47 Ordinary 489 STATE STREET GLOBAL ADVISORS LIMITED 16-Sep-2021 Purchase 47.24 Ordinary 1,012 STATE STREET GLOBAL ADVISORS LIMITED 16-Sep-2021 Purchase 47.24 Ordinary 3,162 STATE STREET GLOBAL ADVISORS LIMITED 21-Sep-2021 Purchase 45.76 Ordinary 264 STATE STREET GLOBAL ADVISORS LIMITED 26-Oct-2021 Purchase 47.58 Ordinary 266 STATE STREET GLOBAL ADVISORS LIMITED 27-Oct-2021 Purchase 48.57 Ordinary 133 STATE STREET GLOBAL ADVISORS LIMITED 08-Nov-2021 Purchase 47.25 Ordinary 4,380 STATE STREET GLOBAL ADVISORS LIMITED 01-Nov-2021 Purchase 47.45 Ordinary 4,411 STATE STREET GLOBAL ADVISORS LIMITED 15-Nov-2021 Purchase 47.72 Ordinary 266 STATE STREET GLOBAL ADVISORS LIMITED 27-Jul-2021 Purchase 41.12 Ordinary 132 STATE STREET GLOBAL ADVISORS LIMITED 02-Aug-2021 Purchase 41.46 Ordinary 6,636 This is Annexure B referred to in Form 603 Notice of initial substantial holder ______________________________________ 24 November 2021 Elizabeth Schaefer Authorised Signatory 5. Consideration Annexure B Class and number of Securities affected Information Classification: Limited Access Digitally signed by Elizabeth Schaefer Date: 2021.11.23 17:42:22 -05'00' STATE STREET GLOBAL ADVISORS LIMITED 03-Aug-2021 Purchase 41.56 Ordinary 1,188 STATE STREET GLOBAL ADVISORS LIMITED 04-Aug-2021 Purchase 41.15 Ordinary 6,632 STATE STREET GLOBAL ADVISORS LIMITED 10-Aug-2021 In Specie Contribution n/a Ordinary 13,190 STATE STREET GLOBAL ADVISORS LIMITED 09-Sep-2021 Purchase 47.13 Ordinary 132 STATE STREET GLOBAL ADVISORS LIMITED 22-Sep-2021 In Specie Contribution n/a Ordinary 16,489 STATE STREET GLOBAL ADVISORS LIMITED 23-Sep-2021 Purchase 46.40 Ordinary 424 STATE STREET GLOBAL ADVISORS LIMITED 29-Sep-2021 Purchase 45.90 Ordinary 13,853 STATE STREET GLOBAL ADVISORS LIMITED 30-Sep-2021 Purchase 46.95 Ordinary 10,945 STATE STREET GLOBAL ADVISORS LIMITED 06-Oct-2021 Purchase 44.98 Ordinary 2,093 STATE STREET GLOBAL ADVISORS LIMITED 08-Oct-2021 Purchase 45.16 Ordinary 2,088 STATE STREET GLOBAL ADVISORS LIMITED 22-Oct-2021 Purchase 47.12 Ordinary 1,513 STATE STREET GLOBAL ADVISORS LIMITED 10-Nov-2021 Purchase 47.49 Ordinary 1,350 STATE STREET GLOBAL ADVISORS LIMITED 10-Nov-2021 Purchase 47.71 Ordinary 1,613 STATE STREET GLOBAL ADVISORS LIMITED 12-Nov-2021 Purchase 47.14 Ordinary 991 STATE STREET GLOBAL ADVISORS LIMITED 22-Nov-2021 Purchase 45.21 Ordinary 133 STATE STREET GLOBAL ADVISORS LIMITED 22-Nov-2021 Purchase 45.21 Ordinary 36,429 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 26-Jul-2021 In Specie Contribution n/a Ordinary 559,624 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 28-Jul-2021 In Specie Contribution n/a Ordinary 345,029 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 30-Jul-2021 In Specie Contribution n/a Ordinary 5,797 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 12-Aug-2021 In Specie Contribution n/a Ordinary 658 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 08-Sep-2021 Purchase 47.60 Ordinary 45,211 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 10-Sep-2021 Purchase 46.84 Ordinary 53,128 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 26-Aug-2021 Purchase 45.46 Ordinary 4,270 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 16-Aug-2021 Purchase 42.36 Ordinary 2,118 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 16-Aug-2021 In Specie Contribution n/a Ordinary 8,464 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 25-Aug-2021 In Specie Contribution n/a Ordinary 5,300 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 18-Aug-2021 In Specie Contribution n/a Ordinary 3,204 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 27-Sep-2021 In Specie Contribution n/a Ordinary 45,699 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 17-Sep-2021 Purchase 46.51 Ordinary 1,687 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 17-Sep-2021 In Specie Contribution n/a Ordinary 5,890 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 16-Sep-2021 In Specie Contribution n/a Ordinary 24,706 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 21-Sep-2021 In Specie Contribution n/a Ordinary 662 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 26-Oct-2021 In Specie Contribution n/a Ordinary 293,034 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 11-Nov-2021 In Specie Contribution n/a Ordinary 295,861 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 29-Oct-2021 In Specie Contribution n/a Ordinary 683 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 08-Nov-2021 Purchase 47.25 Ordinary 2,298 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 04-Nov-2021 In Specie Contribution n/a Ordinary 3,140,116 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 01-Nov-2021 Purchase 47.45 Ordinary 2,779 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 15-Nov-2021 Purchase 47.72 Ordinary 9,200 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 20-Aug-2021 In Specie Contribution n/a Ordinary 6,969 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 21-Oct-2021 Purchase 41.85 Ordinary 837,644 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED 22-Nov-2021 In Specie Contribution n/a Ordinary 126,735 STATE STREET GLOBAL ADVISORS ASIA LIMITED 24-Sep-2021 Purchase 46.39 Ordinary 3,103 STATE STREET GLOBAL ADVISORS ASIA LIMITED 15-Oct-2021 Purchase 45.79 Ordinary 5,601 STATE STREET GLOBAL ADVISORS ASIA LIMITED 14-Oct-2021 In Specie Contribution n/a Ordinary 1,275 STATE STREET GLOBAL ADVISORS ASIA LIMITED 21-Oct-2021 Purchase 41.85 Ordinary 10,788 STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. 31-Aug-2021 Purchase 45.67 Ordinary 759 STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. 17-Sep-2021 Purchase 46.51 Ordinary 6,496 STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. 28-Sep-2021 Purchase 45.94 Ordinary 1,693 STATE STREET GLOBAL ADVISORS EUROPE LIMITED 13-Aug-2021 Purchase 41.97 Ordinary 1,344 STATE STREET BANK AND TRUST COMPANY 10-Sep-21 Releasing a pledge over securities provided to secure a securities loan to TEACHER RETIREMENT SYSTEM OF TEXAS – Refer Part C of Annexure D n/a Ordinary (437) STATE STREET BANK AND TRUST COMPANY 08-Oct-21 Releasing a pledge over securities provided to secure a securities loan to TEACHER RETIREMENT SYSTEM OF TEXAS – Refer Part C of Annexure D n/a Ordinary (105) STATE STREET BANK AND TRUST COMPANY 15-Oct-21 Releasing a pledge over securities provided to secure a securities loan to TEACHER RETIREMENT SYSTEM OF TEXAS – Refer Part C of Annexure D n/a Ordinary (1,893) Information Classification: Limited Access STATE STREET BANK AND TRUST COMPANY 18-Oct-21 Releasing a pledge over securities provided to secure a securities loan to TEACHER RETIREMENT SYSTEM OF TEXAS – Refer Part C of Annexure D n/a Ordinary (2,108) STATE STREET BANK AND TRUST COMPANY 21-Oct-21 Releasing a pledge over securities provided to secure a securities loan to TEACHER RETIREMENT SYSTEM OF TEXAS – Refer Part C of Annexure D n/a Ordinary (200) STATE STREET BANK AND TRUST COMPANY 29-Oct-21 Taking a pledge over securities to secure a securities loan from TEACHER RETIREMENT SYSTEM OF TEXAS – Refer Part C of Annexure D n/a Ordinary 3,492 STATE STREET BANK AND TRUST COMPANY 01-Nov-21 Releasing a pledge over securities provided to secure a securities loan to TEACHER RETIREMENT SYSTEM OF TEXAS – Refer Part C of Annexure D n/a Ordinary (1,165) STATE STREET BANK AND TRUST COMPANY 08-Nov-21 Taking a pledge over securities to secure a securities loan from TEACHER RETIREMENT SYSTEM OF TEXAS – Refer Part C of Annexure D n/a Ordinary 379 STATE STREET BANK AND TRUST COMPANY 12-Nov-21 Releasing a pledge over securities provided to secure a securities loan to TEACHER RETIREMENT SYSTEM OF TEXAS – Refer Part C of Annexure D n/a Ordinary (2,737) STATE STREET BANK AND TRUST COMPANY 22-Nov-21 Releasing a pledge over securities provided to secure a securities loan to TEACHER RETIREMENT SYSTEM OF TEXAS – Refer Part C of Annexure D n/a Ordinary (19) Information Classification: Limited Access This is Annexure C referred to in Form 603 Notice of initial substantial holder _______________________________________ 24 November 2021 Elizabeth Schaefer Authorised Signatory 7. Addresses Annexure C Name Address STATE STREET GLOBAL ADVISORS TRUST COMPANY 1 Iron Street, Boston MA 02210, United States SSGA FUNDS MANAGEMENT, INC. Channel Center, 1 Iron Street, Boston MA 02210, United States STATE STREET GLOBAL ADVISORS EUROPE LIMITED 78 Sir John Rogerson’s Quay, Dublin 2, Ireland STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. Toranomon Hills Mori Tower 25F, 1-23-1 Toranomon, Minato-ku, Tokyo, 105-6325, Japan STATE STREET GLOBAL ADVISORS LIMITED 20 Churchill Place, London, England, E14 5HJ, United Kingdom STATE STREET GLOBAL ADVISORS ASIA LIMITED 68th Floor, Two International Finance Centre, 8 Finance Street, Central, Hong Kong, China STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED Level 15, 420 George Street, Sydney NSW 2000, Australia STATE STREET GLOBAL ADVISORS, LTD. 1981 McGill College Avenue, Suite 500, Montreal Québec H3A 3A8, Canada STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 168 Robinson Road #33-01 Capital Tower, Singapore, 068912, Singapore STATE STREET GLOBAL ADVISORS, INC. 1 Iron Street, Boston MA 02210, United States STATE STREET BANK AND TRUST COMPANY 1 Lincoln Street, Boston MA 02111-2900, United States Information Classification: Limited Access Digitally signed by Elizabeth Schaefer Date: 2021.11.23 17:42:46 -05'00' This is Annexure D referred to in Form 603 Notice of initial substantial holder _______________________________________ 24 November 2021 Elizabeth Schaefer Authorised Signatory 7. Addresses Annexure D Type of agreement Global Master Securities Lending Agreement/Master Securities Loan Agreement/Securities Loan Agreement Parties to agreement (1) State Street Bank and Trust Company (2) The entity referred to in the relevant part of Annexure B to this notice Can the parties exercise voting rights attaching to the securities? (1) Yes (if the borrower is the registered holder. However the securities are on-lent by the borrower as per Part B of this Annexure) (2) No, not during term of securities loan If yes, in what circumstances (1) Only if the borrower is the registered holder. However the securities are on-lent by the borrower as per Part B of this Annexure (2) n/a Transfer date The dates on which the securities were delivered to State Street Bank and Trust Company as borrower are set out in Annexure B to this notice Scheduled return date No scheduled return date Does the borrower have the right to return the securities early? No scheduled return date. Borrower can return securities or equivalent securities at any time subject to giving notice If yes, in what circumstances Borrower can return securities or equivalent securities at any time subject to giving notice Does the lender have the right to recall the securities early (ie before the scheduled return date)? No scheduled return date. Lender can require return of securities or equivalent securities at any time subject to giving notice If yes, in what circumstances Lender can require return of securities or equivalent securities at any time subject to giving notice Are there any circumstances in which the borrower is not required to return securities or equivalent securities on settlement? No If yes, detail any exceptions n/a Type of agreement Global Master Securities Lending Agreement/Master Securities Loan Agreement Parties to agreement (1) State Street Bank and Trust Company (2) The entity referred to in the relevant part of Annexure B to this notice Can the parties exercise voting rights attaching to the securities? (1) Yes, but only if the lender recalls the loan and exercises its right to become the registered holder (2) Yes (while registered holder) If yes, in what circumstances (1) Only if the lender recalls the loan and exercises its right to become the registered holder (2) Borrower may exercise voting rights (while registered holder) Transfer date The dates on which the securities were delivered to the borrower are set out in Annexure B to this notice Scheduled return date No scheduled return date Does the borrower have the right to return the securities early? No scheduled return date. Borrower can return securities or equivalent securities at any time subject to giving notice If yes, in what circumstances Borrower can return securities or equivalent securities at any time subject to giving notice Does the lender have the right to recall the securities early (ie before the scheduled return date)? No scheduled return date. Lender can require return of securities or equivalent securities at any time subject to giving notice If yes, in what circumstances Lender can require return of securities or equivalent securities at any time subject to giving notice Are there any circumstances in which the borrower is not required to return securities or equivalent securities on settlement? No If yes, detail any exceptions n/a State Street Bank and Trust Company will, if requested by the company or responsible entity to whom this form must be given under the Corporations Act 2001 (Cth) or if requested by the Australian Securities and Investment Commission (ASIC), provide a copy of the master securities lending agreement/s and security agreement/s referred to below to the company, responsible entity or ASIC. Part A: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires relevant interest as borrower of the securities under securities lending agreement, subject to obligation to return under the agreement. (State Street Bank and Trust Company has on-lent the securities and retains relevant interest as per Part B of this Annexure.) Part B: For relevant interests arising out of lending securities - State Street Bank and Trust Company lends the securities under securities lending agreement, and retains relevant interest through the right to recall the securities or equivalent securities. Information Classification: Limited Access Digitally signed by Elizabeth Schaefer Date: 2021.11.23 17:43:06 -05'00' Type of agreement Global Master Securities Lending Agreement Security Agreement: the pro forma security agreement governing the pledge is attached to this notice Parties to agreement (1) State Street Bank and Trust Company (2) The entity referred to in the relevant part of Annexure B to this notice Can the parties exercise voting rights attaching to the securities? (1) Yes, but only if the borrower defaults and pledge is enforced (2) Yes If yes, in what circumstances (1) Only if the borrower defaults and pledge is enforced (2) In accordance with ordinary rights as registered holder, either directly or through nominee holder Pledge date The dates on which the securities were pledged, as indicated in Annexure B to this notice Scheduled release date No scheduled release date. Securities are released from pledge on termination of related securities loan Does the borrower have the right to have the securities released early? No scheduled release date. Securities are released from pledge on termination of related securities loan or the provision of alternative collateral If yes, in what circumstances At any time subject to returning the borrowed securities or equivalent securities or providing alternative collateral Are there any circumstances in which the lender is not required to release the pledged securities on settlement? No, assuming the borrower returns the borrowed securities or equivalent securities If yes, detail any exceptions n/a (lender must release pledged securities if the borrower returns the borrowed securities or equivalent securities) Part C: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires a relevant interest in securities through taking a security interest (“pledge”) over the securities as collateral to secure a securities loan. (See Part B of this Annexure for securities loan details.) Information Classification: Limited Access
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