23 Nov

Notification regarding unquoted securities - AON

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 1 / 7 Announcement Summary Entity name APOLLO MINERALS LIMITED Date of this announcement Tuesday November 23, 2021 The +securities the subject of this notification are: Total number of +securities to be issued/transferred ASX +security code Security description Total number of +securities to be issued/transferred Issue date New class - code to be confirmed Unlisted incentive options exercisable at $0.12 each on or before 30 June 2023. 4,875,000 15/11/2021 Refer to next page for full details of the announcement Other Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 2 / 7 Part 1 - Entity and announcement details 1.1 Name of entity APOLLO MINERALS LIMITED We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities. 1.2 Registered number type ABN Registration number 96125222924 1.3 ASX issuer code AON 1.4 The announcement is 1.5 Date of this announcement 23/11/2021 New announcement Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 3 / 7 Part 2 - Issue details 2.1 The +securities the subject of this notification are: Please specify Issue of 4,875,000 unlisted incentive options exercisable at $0.12 each on or before 30 June 2023. 2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which: does not have an existing ASX security code ("new class") Other Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 4 / 7 Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B New +securities ASX +security code New class - code to be confirmed +Security description Unlisted incentive options exercisable at $0.12 each on or before 30 June 2023. +Security type Options ISIN code Date the +securities the subject of this notification were issued 15/11/2021 Will all the +securities issued in this class rank equally in all respects from their issue date? Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. Unlisted incentive options exercisable at $0.12 each on or before 30 June 2023. Standard terms and conditions of options included in Notice of Meeting: https://app.sharelinktechnologies.com/announce ment/asx/325570a85f2bd599dec01d5ebff35a06 Options Details +Security currency AUD - Australian Dollar Exercise price AUD 0.12000000 Expiry date 30/6/2023 Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option Other Description AON: Fully Paid Ordinary Shares. Any other information the entity wishes to provide about the +securities the subject of this notification Please provide any further information needed to understand the circumstances in which you are notifying the issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to No Yes Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 5 / 7 issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B Issue of 4,875,000 unlisted incentive options exercisable at $0.12 each on or before 30 June 2023 was included in Appendix 3B announced on 3 November 2021. Appendix 3G lodged to allow capital structure to be updated. Issue details Number of +securities 4,875,000 Were the +securities issued for a cash consideration? Please describe the consideration being provided for the +securities A 6% fee has agreed to be paid in options based on $6.5m raised by financial advisers. Purpose of the issue To pay for services rendered Additional Details No Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 6 / 7 Part 4 - +Securities on issue Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +Securities (Total number of each +class of +securities quoted) ASX +security code and description Total number of +securities on issue AON : ORDINARY FULLY PAID 476,272,350 4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX) ASX +security code and description Total number of +securities on issue AONAI : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES 7,500,000 AONAB : OPTION EXPIRING 31-DEC-2023 EX $0.05 11,150,000 AONAC : OPTION EXPIRING 31-DEC-2024 EX $0.075 11,400,000 AONAP : OPTION EXPIRING 30-JUN-2024 EX $0.15 2,500,000 AONAA : PERFORMANCE SHARES 69,835,000 New class - code to be confirmed : Unlisted incentive options exercisable at $0.12 each on or before 30 June 2023. 4,875,000 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 7 / 7 Part 5 - Other Listing Rule requirements 5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? 5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? 5.2b Are any of the +securities being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? 5.2b.1 How many +securities are being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? 4,875,000 5.2c Are any of the +securities being issued without +security holder approval using the entity's additional 10% placement capacity under listing rule 7.1A (if applicable)? No Yes No No
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