23 Nov

Becoming a substantial holder

603 Page 1 of 2 15 July 2001 Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder To Company Name/Scheme Appen Ltd ACN/ARSN 138 878 298 1. Details of substantial holder (1) Name Mondrian Investment Partners Li mited (in capacity of Fund Manager) ACN/ARSN (if applicable) The holder became a substantial holder on 19 / 11 / 2021 2. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: Class of securities (4) Number of securities Person's votes ( 5) Voting power (6) Ordinary Shares 6,272,348 5.10% 3. Details of relevant interests The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest (7) Class and number of securities Mondrian Investment Partners Limited Held in capacity of Fund Manager ORD 6,272,348 4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Holder of relevant interest Registered holder of securities P erson entitled to be registered as holder (8) Class and number of securities Mondrian Investment Partners Limited n/a n/a ORD 6,272,348 5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows: Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities Cash Non - cash SEE APPENDIX A 603 Page 2 of 2 15 July 2001 6. Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable) Nature of association n/a n/a 7. Addresses The addresses of persons named in this form are as follows: Name Address Mondrian Investment Partners Limited 5th Floor, 10 Gresham Stree t, London EC2V 7JD, United Kingdom Signature print name Pritesh Chouhan capacity Compliance Executive sign here date 22 / November / 2021 DIRECTIONS (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related co rporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragra ph 7 of the form. (2) See the definition of "associate" in section 9 of the Corporations Act 2001. (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. (4) The voting shares of a company constitute o ne class unless divided into separate classes. (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that th e person or an associate has a relevant interest in. (6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. (7) Include details of: (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a c opy of any documen t setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrang ement; and (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting pow ers or disposal of the securities to which the relevant interest relates (indicating clearly the particular secur ities to which the qualification applies). See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. (8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises beca use of an option) write "unknown". (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interes t was acquired has, or may, become entitled to receive in relation to that acquisition. D etails must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or it s associate in relation to the acquisitions, even if they are not pai d directly to the person from whom the relevant interest was acquired. Appendix A Company: Appen Limited Date to: 19/11/2021 Holder of relevant interest Date of Acquisition Class and number of securities Cash Non-Cash Ordinary Shares Mondrian Investment Partners Limited 20/10/2021 Yes 122,377 Mondrian Investment Partners Limited 21/10/2021 Yes 230,771 Mondrian Investment Partners Limited 22/10/2021 Yes 266,515 Mondrian Investment Partners Limited 25/10/2021 Yes 159,381 Mondrian Investment Partners Limited 26/10/2021 Yes 713,746 Mondrian Investment Partners Limited 27/10/2021 Yes 390,000 Mondrian Investment Partners Limited 29/10/2021 Yes 200,000 Mondrian Investment Partners Limited 01/11/2021 Yes 181,685 Mondrian Investment Partners Limited 02/11/2021 Yes 148,940 Mondrian Investment Partners Limited 03/11/2021 Yes 240,000 Mondrian Investment Partners Limited 04/11/2021 Yes 183,654 Mondrian Investment Partners Limited 05/11/2021 Yes 916,346 Mondrian Investment Partners Limited 08/11/2021 Yes 443,685 Mondrian Investment Partners Limited 09/11/2021 Yes 300,000 Mondrian Investment Partners Limited 10/11/2021 Yes 300,000 Mondrian Investment Partners Limited 11/11/2021 Yes 227,548 Mondrian Investment Partners Limited 12/11/2021 Yes 164,562 Mondrian Investment Partners Limited 15/11/2021 Yes 110,987 Mondrian Investment Partners Limited 16/11/2021 Yes 155,000 Mondrian Investment Partners Limited 17/11/2021 Yes 190,000 Mondrian Investment Partners Limited 18/11/2021 Yes 344,495 Mondrian Investment Partners Limited 19/11/2021 Yes 282,656 Consideration
Information on this Website is provided for general information purposes only and is not a substitute for professional advice. ASX Information (including company announcements and prices) is delayed by at least 20 minutes. JSE Information (including company announcements and prices) is delayed by at least 15 minutes. Reliance on the information you access on or from this Website is solely at your own risk. We make no representation or warranty in relation to the future performance of the companies that appear on this Website. Investment in securities involves risk and you should obtain independent professional legal, financial, investment or company advice before acting on any of the information you access on this Website. Using, browsing or otherwise accessing this Website is subject to our Terms and Conditions and our Privacy Policy.

© 2021 Listcorp. ABN 60 166 140 307

Never miss news from Appen Limited (ASX:APX) when you join Listcorp.