Response to ASX Price Query
10 June 2021 By email: firstname.lastname@example.org Dear Geraldi, ASX PRICE QUERY I refer to your letter dated 10 June 2021 regarding todays increase in price and volume of trading of Aquis Entertainment Limited (“AQUIS” or “Company”) securities. In response AQUIS advises the following: 1. The Company is not aware of any information concerning it that has not been announced to market and which could be an explanation for the recent trading in the Company’s securities. 2. Not applicable. 3. No. 4. The Company is in compliance with the Listing Rules, in particular Listing Rule 3.1. The Company’s responses to the questions above have been authorised and approved in accordance with its continuous disclosure requirements. Yours sincerely, Kim Bradley Ware Company Secretary Enquiries please contact: Allison Gallaugher Chief Executive Officer Aquis Entertainment Limited 21 Binara Street Canberra ACT 2601 M: +61 403 014 882 T: +61 262 433 700 E: email@example.com ASX Limited [[ Listings ]] ASX Customer Service Centre 131 279 | asx.com.au 10 June 2021 Ms K im B radley - Ware C ompany Secretary A quis Entertainment Limited By email: kim.brad l e y - ware @companymatters.com.au Dear Ms Bradley - Ware A quis Entertainmen t Limited (‘ A QS ’): Price - Query ASX refers to the following: A. The change in the price of AQS ’s securities from a low of $ 0.021 to a high of $ 0 .033 today . B. The significant increase in the volume of AQS ’s securities traded from 9 June 2021 to 10 June 2021 . Request for i nformation In light of this, ASX asks AQS to respond separately to each of the following questions and requests for information: 1. Is AQS aware of any information concerning it that has not been announced to the market which, if known by some in the market, could explain the r ecent trading in its securities. 2. If the answer to question 1 is “ yes ”. (a) Is AQS relying on Listing Rule 3.1A not to announce that information under Listing Rule 3.1? Please note that the recent trading in AQS ’s securities would suggest to ASX that such information may have ceased to be confidential and therefore AQS may no longer be able to rely on Listing Rule 3.1A. Accordingly, if the answer to this question is “yes”, you need to contact us i mmediately to discuss the situation. (b) Can an announcement be made immediately? Please not e , if the answer to this question is “no”, you need to contact us immediately to discuss requesting a trading halt (see below). (c) If an announcement cannot be made immedi ately, why not and when is it expected that an announcement will be made? 3. If the answer to question 1 is “no”, is there any other explanation that AQS may have for the recent trading in its securities? 4. Please confirm that AQS is complying with the Listing Rules and, in particular, Listing Rule 3.1. 5. Please confirm that AQS ’s responses to the questions above have been authorised and app roved under its published continuous disclosure policy or otherwise by its board or an officer of AQS with delegated authority from the board to respond to ASX on disclosure matters. When and where to send your response This request is made under Listi ng Rule 18.7. Your response is required as soon as reasonably possible and, in any event, by no later than 4 PM AEST Thursday, 10 June 2021 . You sh ould note that if the inf ormation requested by this letter is information required to be given to ASX under Listing Rule 3.1 and it does not fall within the exceptions mentioned in Listing Rule 3.1A, AQS ’s obligation is to disclose the information ‘immediately’. Th is may require the information to be disclosed before the deadline set out in the previous paragraph and may require AQS to request a trading halt immediately. 2 / 2 ASX Customer Service Centre 131 279 | asx.com.au Your response should be sent to me by e - mail at ListingsComplianceMelbourne@asx.com.au . It should not be sent directly to the ASX Market Announcements Office. This is to allow me to review your response to confirm that it is in a form appropriate for release to the market, before it is published on the ASX Market Announcements Platform. Trading halt If you are unable to respond to this letter by the time specified above, or if the answer to question 1 is “yes” and an announcement cannot be made immediately, you should discuss with us whether it is appropriate to request a trading halt in AQS ’s securities under Listing Rule 17.1. If you wish a trading halt, you must tell us: ? the reasons for the trading halt; ? how long you want the trading halt to last; ? the event you expect to happen that will end the trading halt; ? that you are not aw are of any reason why the trading halt should not be granted; and ? any other information necessary to inform the market about the trading halt, or that we ask for. We require the request for a trading halt to be in writing. The trading halt cannot extend pa st the commencement of normal trading on the second day after the day on which it is granted. You can find further information about trading halts in Guidance Note 16 Trading Halts & Voluntary Suspensions . Suspension If you are unable to respond to this le tter by the time specified above, ASX will likely suspend trading in AQS ’s securities under Listing Rule 17.3. Listing Rules 3.1 and 3.1A In responding to this letter, you should have regard to AQS ’s obligations under Listi ng Rules 3.1 and 3.1A and also to Guidance Note 8 Continuous Disclosure : Listing Rules 3.1 – 3.1B. It should be noted that AQS ’s obligation to disclose information under Listing Rule 3.1 is not confined to, nor is it necessarily satisfied b y, answering the questions set out in this letter. Release of correspondence between ASX and entity We reserve the right to release a copy of this letter, your reply and any other related correspondence between us to the market under Listing Rule 18.7A. Questions If you have any questions in relation to the above, please do not hesitate to contact me. Yours sincerely K ate Kidson P rincipal Adviser , Listings Compliance ( Melbourne )
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