24 Nov

Notification regarding unquoted securities - AR9

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 1 / 7 Announcement Summary Entity name ARCHTIS LIMITED Date of this announcement Wednesday November 24, 2021 The +securities the subject of this notification are: Total number of +securities to be issued/transferred ASX +security code Security description Total number of +securities to be issued/transferred Issue date New class - code to be confirmed Options - AR9O11 1,750,000 24/11/2021 Refer to next page for full details of the announcement Other Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 2 / 7 Part 1 - Entity and announcement details 1.1 Name of entity ARCHTIS LIMITED We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities. 1.2 Registered number type ABN Registration number 79123098671 1.3 ASX issuer code AR9 1.4 The announcement is 1.5 Date of this announcement 24/11/2021 New announcement Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 3 / 7 Part 2 - Issue details 2.1 The +securities the subject of this notification are: Please specify Those referred to in the Appendix 3B dated 25 October 2021. 2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which: does not have an existing ASX security code ("new class") Other Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 4 / 7 Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B New +securities ASX +security code New class - code to be confirmed +Security description Options - AR9O11 +Security type Options ISIN code Date the +securities the subject of this notification were issued 24/11/2021 Will all the +securities issued in this class rank equally in all respects from their issue date? Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. https://www.asx.com.au/asxpdf/20211025/pdf/4522b548kgltmc.pdf Options Details +Security currency AUD - Australian Dollar Exercise price AUD 0.31600000 Expiry date 24/11/2025 Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option Other Description Fully paid ordinary shares Any other information the entity wishes to provide about the +securities the subject of this notification The exercise price is calculated as 145% of the Company's 5-day VWAP leading up to and including 23 November 2021. No Yes Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 5 / 7 Please provide any further information needed to understand the circumstances in which you are notifying the issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B These securities do not have an ASX securities code and therefore this Appendix 3G cannot be linked to the Appendix 3B dated 25 October 2021. Issue details Number of +securities 1,750,000 Were the +securities issued for a cash consideration? Please describe the consideration being provided for the +securities Issued for nil cash consideration as part of the Directors' remuneration packages. A Black and Scholes valuation is detailed in the Notice of Meeting released 25 October 2021. Purpose of the issue Other Additional Details The securities were issued to the Non-Executive Directors as part of their remuneration packages. No Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 6 / 7 Part 4 - +Securities on issue Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +Securities (Total number of each +class of +securities quoted) ASX +security code and description Total number of +securities on issue AR9 : ORDINARY FULLY PAID 257,583,403 4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX) ASX +security code and description Total number of +securities on issue AR9AK : OPTION EXPIRING 01-JUL-2023 EX 20C 250,000 AR9AM : OPTION EXPIRING 01-JUL-2023 EX 10C 500,000 AR9AE : OPTION EXPIRING 10-OCT-2022 EX $0.10 420,000 AR9AG : OPTION EXPIRING 01-JUL-2023 EX $0.20 800,000 AR9AH : OPTION EXPIRING 06-SEP-2022 EX $0.24 1,330,000 AR9AL : OPTION EXPIRING 13-FEB-2023 EX 20C 360,000 New class - code to be confirmed : Options - AR9O11 1,750,000 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 7 / 7 Part 5 - Other Listing Rule requirements 5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? 5.1a Select the number of the applicable exception in Listing Rule 7.2 14 Yes
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