22 Nov

Application for quotation of securities - AVR

Application for quotation of +securities Application for quotation of +securities 1 / 8 Announcement Summary Entity name ANTERIS TECHNOLOGIES LTD Announcement Type New announcement Date of this announcement Monday November 22, 2021 The +securities to be quoted are: Total number of +securities to be quoted ASX +security code Security description Number of +securities to be quoted Issue date AVR ORDINARY FULLY PAID 13,725 22/11/2021 Refer to next page for full details of the announcement +Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted Application for quotation of +securities Application for quotation of +securities 2 / 8 Part 1 - Entity and announcement details 1.1 Name of entity ANTERIS TECHNOLOGIES LTD We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules. 1.2 Registered number type ABN Registration number 35088221078 1.3 ASX issuer code AVR 1.4 The announcement is 1.5 Date of this announcement 22/11/2021 New announcement Application for quotation of +securities Application for quotation of +securities 3 / 8 Part 2 - Type of Issue 2.1 The +securities to be quoted are: 2.2 The +securities to be quoted are: Additional +securities in a class that is already quoted on ASX ("existing class") +Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted Application for quotation of +securities Application for quotation of +securities 4 / 8 Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B Existing +securities converting into additional +securities in an existing class FROM (Existing Class) ASX +security code and description AVRO : OPTION EXPIRING 18-DEC-2021 TO (Existing Class) ASX +security code and description AVR : ORDINARY FULLY PAID Please state the number of options that were exercised or other +convertible securities that were converted 13,725 The first date the options were exercised or other +convertible securities were converted 22/11/2021 The last date the options were exercised or other +convertible securities were converted 22/11/2021 Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: The underlying securities being received by the holder are: Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Issue date 22/11/2021 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes No Intended to be, but are not yet, quoted by ASX An issue of new +securities No Application for quotation of +securities Application for quotation of +securities 5 / 8 Issue details Number of +securities to be quoted 13,725 Are the +securities being issued for a cash consideration? In what currency is the cash consideration being paid? AUD - Australian Dollar What is the issue price per +security? AUD 8.00000000 Any other information the entity wishes to provide about the +securities to be quoted Yes Application for quotation of +securities Application for quotation of +securities 6 / 8 Application for quotation of +securities Application for quotation of +securities 7 / 8 Part 4 - Issued capital following quotation Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application) ASX +security code and description Total number of +securities on issue AVR : ORDINARY FULLY PAID 8,781,509 AVRO : OPTION EXPIRING 18-DEC-2021 2,312,084 4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX) ASX +security code and description Total number of +securities on issue AVRAM : OPTION EXPIRING 28-MAY-2026 EX $8.72 1,750 AVRAO : OPTION EXPIRING 22-JUL-2026 EX $7.66 1,250 AVRAD : WARRANTS 49,388 AVRAL : CONV NOTES MATURING 12-AUG-22 3,780,000 AVRAK : OPTION EXPIRING 12-APR-2024 EX $10.00 350,000 AVRAI : OPTION EXPIRING 20-JAN-2024 EX $10.00 150,000 AVRAC : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES 527,668 AVRAG : OPTION EXPIRING 07-OCT-2025 EX $4.00 250 AVRAJ : CONV NOTES MATURING 19-MAY-22 1,620,000 AVRAH : OPTION EXPIRING 27-OCT-2025 EX $3.94 400 AVRAF : OPTION EXPIRING 03-JUN-2025 EX $7.58 500 AVRAE : OPTION EXPIRING 17-APR-2025 EX $3.50 1,249 Application for quotation of +securities Application for quotation of +securities 8 / 8 AVRAN : OPTION EXPIRING 16-JUL-2023 EX $11.50 205,199 AVRAR : OPTION EXPIRING 23-SEP-2026 EX $8.88 190,000 AVRAS : OPTION EXPIRING 27-SEP-2025 EX $10.00 1,175,001 AVRAV : OPTION EXPIRING 11-NOV-2026 EX $8.60 1,500 AVRAP : OPTION EXPIRING 10-SEP-2026 EX $8.97 3,500 AVRAQ : OPTION EXPIRING 10-SEP-2026 EX $8.50 20,000 AVRAU : OPTION EXPIRING 01-MAR-2022 EX $10.00 500,000 AVRAT : OPTION EXPIRING 01-NOV-2023 EX $15.00 30,000
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