23 Nov

Notification regarding unquoted securities - BEN

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 1 / 7 Announcement Summary Entity name BENDIGO AND ADELAIDE BANK LIMITED Date of this announcement Tuesday November 23, 2021 The +securities the subject of this notification are: Total number of +securities to be issued/transferred ASX +security code Security description Total number of +securities to be issued/transferred Issue date BENAAA PERFORMANCE RIGHTS 100,428 17/11/2021 Refer to next page for full details of the announcement +Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 2 / 7 Part 1 - Entity and announcement details 1.1 Name of entity BENDIGO AND ADELAIDE BANK LIMITED We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities. 1.2 Registered number type ABN Registration number 11068049178 1.3 ASX issuer code BEN 1.4 The announcement is 1.5 Date of this announcement 23/11/2021 New announcement Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 3 / 7 Part 2 - Issue details 2.1 The +securities the subject of this notification are: 2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which: has an existing ASX security code ("existing class") +Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 4 / 7 Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B ASX +security code and description BENAAA : PERFORMANCE RIGHTS Date the +securities the subject of this notification were issued 17/11/2021 Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class Were any of the +securities issued to +key management personnel (KMP) or an +associate? Provide details of the KMP or +associates being issued +securities. Name of KMP Name of registered holder Number of +securities Marnie Baker Marnie Baker 24,519 Richard Fennell Mr Richard Fennell 12,475 Bruce Speirs Bruce James Speirs 8,653 Travis Crouch Mr Travis Ashley Crouch 9,086 Alexandra Gartmann Alexandra Gartmann 8,653 Taso Corolis Taso Corolis 9,519 Ryan Brosnahan Ryan Brosnahan 10,817 Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms Securities issued under the Omnibus Equity Plan Rules located at: https://www.bendigoadelaide.com.au/esg/governance/ Any other information the entity wishes to provide about the +securities the subject of this notification Yes Yes Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 5 / 7 Issue details Number of +securities 100,428 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 6 / 7 Part 4 - +Securities on issue Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +Securities (Total number of each +class of +securities quoted) ASX +security code and description Total number of +securities on issue BEN : ORDINARY FULLY PAID 560,812,639 BENPH : CAP NOTE 3-BBSW+3.80% PERP NON-CUM RED T-06-27 5,024,446 BENPG : CNV PREF 3-BBSW+3.75% PERP NON-CUM RED T-06-24 3,216,145 4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX) ASX +security code and description Total number of +securities on issue BENAK : ORDINARY FULLY PAID EMPLOYEE 207,800 BENAA : ORDINARY FULLY PAID EMPLOYEE 395,835 BENAB : ORDINARY FULLY PAID EMPLOYEE 62,793 BENAAA : PERFORMANCE RIGHTS 616,509 BENAC : STAFF INCENTIVE PLAN 1,144,943 BENAAC : RIGHTS 7,571 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 7 / 7 Part 5 - Other Listing Rule requirements 5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? 5.1a Select the number of the applicable exception in Listing Rule 7.2 15 Yes
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