23 Nov

Application for quotation of securities - CAU

Application for quotation of +securities Application for quotation of +securities 1 / 6 Announcement Summary Entity name CRONOS AUSTRALIA LIMITED Announcement Type New announcement Date of this announcement Tuesday November 23, 2021 The +securities to be quoted are: Total number of +securities to be quoted ASX +security code Security description Number of +securities to be quoted Issue date CAU ORDINARY FULLY PAID 80,125,000 07/11/2019 Refer to next page for full details of the announcement +Restricted securities where the escrow period has expired or is about to expire Application for quotation of +securities Application for quotation of +securities 2 / 6 Part 1 - Entity and announcement details 1.1 Name of entity CRONOS AUSTRALIA LIMITED We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules. 1.2 Registered number type ACN Registration number 629071594 1.3 ASX issuer code CAU 1.4 The announcement is 1.5 Date of this announcement 23/11/2021 New announcement Application for quotation of +securities Application for quotation of +securities 3 / 6 Part 2 - Type of Issue 2.1 The +securities to be quoted are: 2.2 The +securities to be quoted are: Additional +securities in a class that is already quoted on ASX ("existing class") +Restricted securities where the escrow period has expired or is about to expire Application for quotation of +securities Application for quotation of +securities 4 / 6 Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B Additional +securities to be quoted in an existing class as a result of escrow expiring on an existing class FROM (Existing Class) ASX +security code and description CAUAA : ORDINARY FULLY PAID RESTRICTED TO (Existing Class) ASX +security code and description CAU : ORDINARY FULLY PAID Please state the number of +restricted securities where the escrow period has expired or is about to expire 80,125,000 And the date the escrow restrictions have ceased or will cease 7/11/2021 Issue date 7/11/2019 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes Application for quotation of +securities Application for quotation of +securities 5 / 6 Issue details Number of +securities to be quoted 80,000,000 Are the +securities being issued for a cash consideration? Please describe the consideration being provided for the +securities Nil Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.000000 Any other information the entity wishes to provide about the +securities to be quoted The securities were issued as part of the Company's IPO on 7 November 2019. As announced to the ASX on 29 October 2021, a total of 80,000,000 shares that were formerly subject to ASX-imposed escrow are now subject to voluntary escrow for a period of 12 months from completion of the merger between Cronos Australia Limited and CDA Health Pty Ltd which is expected to occur on, or about, 16 December 2021. Number of +securities to be quoted 125,000 Are the +securities being issued for a cash consideration? In what currency is the cash consideration being paid? AUD - Australian Dollar What is the issue price per +security? AUD 0.50000000 Any other information the entity wishes to provide about the +securities to be quoted Yes No Yes No Application for quotation of +securities Application for quotation of +securities 6 / 6 Part 4 - Issued capital following quotation Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application) ASX +security code and description Total number of +securities on issue CAU : ORDINARY FULLY PAID 128,750,000 4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX) ASX +security code and description Total number of +securities on issue CAUAA : ORDINARY FULLY PAID RESTRICTED 0 CAUAB : OPTION EXPIRING 31-DEC-2021 RESTRICTED EX 65C 2,000,000 CAUAC : OPTION EXPIRING 7-NOV-2023 EX 50C 156,800 CAUAD : OPTION EXPIRING 7-NOV-2023 EX 67C 329,100 CAUAE : OPTION EXPIRING 7-NOV-2023 EX 83C 540,500 CAUAF : PERFORMANCE RIGHTS 120,000
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