26 Nov

Change of Directors Interest Notice

Appendix 3Y Change of Director’s Interest Notice + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1 Rule 3.19A.2 Appendix 3Y Change of Director’s Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity Complii FinTech Solutions Ltd ABN 71 098 238 585 We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. Name of Director Craig Mason Date of last notice 16 November 2021 Part 1 - Change of director’s relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part. Direct or indirect interest Indirect Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. Marshall William Holdings Pty Ltd  Mr Mason’s spouse is a director and sole shareholder of Marshall Williams Holdings Pty Ltd. Date of change 26 November 2021 No. of securities held prior to change Indirect interests 20,570,000 fully paid ordinary shares ( Shares ) 3,915,395 options exercisable at $0.05 each on or before 31 December 2022 ( Tranche 1 Options ) 5,220,527 options exercisable at $0.10 each on or before 31 December 2023 ( Tranche 2 Options ) 18,500,000 performance rights comprising seven classes which, subject to satisfaction of various performance milestones, will vest. Class Fully paid ordinary shares Number acquired 619,607 Number disposed Nil Appendix 3Y Change of Director’s Interest Notice + See chapter 19 for defined terms. Appendix 3Y Page 2 01/01/2011 Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation $0.064 per Share No. of securities held after change Indirect interests 21,189,607 Shares 3,915,395 Tranche 1 Options 5,220,527 Tranche 2 Options 18,500,000 performance rights Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back On market purchase Part 2 – Change of director’s interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part. Detail of contract Not applicable Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change Part 3 – + Closed period Were the interests in the securities or contracts detailed above traded during a + closed period where prior written clearance was required? No If so, was prior written clearance provided to allow the trade to proceed during this period? Not applicable If prior written clearance was provided, on what date was this provided? Not applicable
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