25 Nov

Notification regarding unquoted securities - DDB

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 1 / 10 Announcement Summary Entity name DYNAMIC DRILL AND BLAST HOLDINGS LIMITED Date of this announcement Thursday November 25, 2021 The +securities the subject of this notification are: Total number of +securities to be issued/transferred ASX +security code Security description Total number of +securities to be issued/transferred Issue date New class - code to be confirmed Director Incentive Options 362,500 25/11/2021 New class - code to be confirmed Director Incentive Options 372,500 25/11/2021 New class - code to be confirmed Director Incentive Options 372,500 25/11/2021 Refer to next page for full details of the announcement +Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 2 / 10 Part 1 - Entity and announcement details 1.1 Name of entity DYNAMIC DRILL AND BLAST HOLDINGS LIMITED We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities. 1.2 Registered number type ACN Registration number 640888213 1.3 ASX issuer code DDB 1.4 The announcement is 1.5 Date of this announcement 25/11/2021 New announcement Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 3 / 10 Part 2 - Issue details 2.1 The +securities the subject of this notification are: 2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which: does not have an existing ASX security code ("new class") +Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 4 / 10 Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B ASX +security code New class - code to be confirmed +Security description Director Incentive Options +Security type Options ISIN code Date the +securities the subject of this notification were issued 25/11/2021 Will all the +securities issued in this class rank equally in all respects from their issue date? Were any of the +securities issued to +key management personnel (KMP) or an +associate? Provide details of the KMP or +associates being issued +securities. Name of KMP Name of registered holder Number of +securities Mark Davis JEZAC PTY LTD  100,000 Matthew Freedman RANGEHILL HOLDINGS PTY LTD  87,500 Joel Skipworth Joel Francis McKenna Skipworth  87,500 David Kinnersley David Matthew Kinnersley  87,500 Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02437340-6A1056617?access_token=8 3ff96335c2d45a094df02a206a39ff4 No Yes Yes Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 5 / 10 Options Details +Security currency AUD - Australian Dollar Exercise price AUD 0.62000000 Expiry date 25/11/2024 Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option Other Description DDB: Ordinary Fully Paid Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02437340-6A1056617?access_token=8 3ff96335c2d45a094df02a206a39ff4 Any other information the entity wishes to provide about the +securities the subject of this notification https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02437340-6A1056617?access_token=8 3ff96335c2d45a094df02a206a39ff4 Issue details Number of +securities 362,500 ASX +security code New class - code to be confirmed +Security description Director Incentive Options +Security type Options ISIN code Date the +securities the subject of this notification were issued 25/11/2021 Will all the +securities issued in this class rank equally in all respects from their issue date? Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes Yes Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 6 / 10 Provide details of the KMP or +associates being issued +securities. Name of KMP Name of registered holder Number of +securities Mark Davis JEZAC PTY LTD  102,500 Matthew Freedman RANGEHILL HOLDINGS PTY LTD  90,000 Joel Skipworth Joel Francis McKenna Skipworth  90,000 David Matthew Kinnersley  90,000 Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02437340-6A1056617?access_token=8 3ff96335c2d45a094df02a206a39ff4 Options Details +Security currency AUD - Australian Dollar Exercise price AUD 0.69000000 Expiry date 25/11/2025 Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option Other Description DDB: Ordinary Fully Paid Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02437340-6A1056617?access_token=8 3ff96335c2d45a094df02a206a39ff4 Any other information the entity wishes to provide about the +securities the subject of this notification https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02437340-6A1056617?access_token=8 3ff96335c2d45a094df02a206a39ff4 No Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 7 / 10 Issue details Number of +securities 372,500 ASX +security code New class - code to be confirmed +Security description Director Incentive Options +Security type Options ISIN code Date the +securities the subject of this notification were issued 25/11/2021 Will all the +securities issued in this class rank equally in all respects from their issue date? Were any of the +securities issued to +key management personnel (KMP) or an +associate? Provide details of the KMP or +associates being issued +securities. Name of KMP Name of registered holder Number of +securities Mark Davis JEZAC PTY LTD  102,500 Matthew Freedman RANGEHILL HOLDINGS PTY LTD  90,000 Joel Skipworth Joel Francis McKenna Skipworth  90,000 David Kinnersley David Matthew Kinnersley  90,000 Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? No Yes Yes Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 8 / 10 Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02437340-6A1056617?access_token=8 3ff96335c2d45a094df02a206a39ff4 Options Details +Security currency AUD - Australian Dollar Exercise price AUD 0.77000000 Expiry date 25/11/2026 Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option Other Description DDB: Ordinary Fully Paid Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02437340-6A1056617?access_token=8 3ff96335c2d45a094df02a206a39ff4 Any other information the entity wishes to provide about the +securities the subject of this notification https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02437340-6A1056617?access_token=8 3ff96335c2d45a094df02a206a39ff4 Issue details Number of +securities 372,500 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 9 / 10 Part 4 - +Securities on issue Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +Securities (Total number of each +class of +securities quoted) ASX +security code and description Total number of +securities on issue DDB : ORDINARY FULLY PAID 91,700,653 4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX) ASX +security code and description Total number of +securities on issue DDBAD : OPTION EXPIRING 25-JUN-2023 RESTRICTED 5,667,600 DDBAE : OPTION EXPIRING 30-JUL-2023 RESTRICTED 750,000 DDBAF : PERFORMANCE RIGHTS RESTRICTED 3,277,900 DDBAB : ORDINARY FULLY PAID RESTRICTED 23,173,191 DDBAC : OPTION EXPIRING 25-JUN-2023 EX $0.30 1,054,500 DDBAG : OPTION EXPIRING 10-DEC-2023 EX $0.74 375,000 DDBAH : OPTION EXPIRING 10-DEC-2024 EX $0.82 562,500 DDBAI : OPTION EXPIRING 10-DEC-2025 EX $0.92 562,500 DDBAJ : PERFORMANCE RIGHTS 120,000 New class - code to be confirmed : Director Incentive Options 362,500 New class - code to be confirmed : Director Incentive Options 372,500 New class - code to be confirmed : Director Incentive Options 372,500 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 10 / 10 Part 5 - Other Listing Rule requirements 5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? 5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? 5.2a Date of meeting or proposed meeting to approve the issue under listing rule 7.1 18/11/2021 Yes No

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