26 Nov

Becoming a substantial holder

FORM 603 Corporations Act 2001 Section 671B NOTICE OF INITIAL SUBSTANTIAL HOLDER The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substan tial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: Number of Securities Person's Votes (5) Class of Securities (4) Voting Power (6) Ordinary 3. Details of Relevant Interests The nature of the rel evant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of Relevant Interest Nature of Relevant Interest (7) Class and Number of Securities Acorn Capital Ltd In its capacity as investment manager for various superannuation funds, institutional investor portfolios and unit trusts has the power to exercise , or control of, a right attached to the securities and has the power to dispose of, or control the exercise of a power to dispose of, the securities. 4. Details of Present Registered Holders The persons registered as holders of the securities referred to in Paragraph 3 above are as follows: Holder of Relevant Interest Registered Holder of Securities Person Entitled to be Registered as Holder (8) Class and Number of Securities E2M - E2 Metals Limited 116 865 596 2 2 /11/2021 8,283,208 8,283,208 5.50% 8,283,208 2. Details of Voting Power The holder became a substantial holder on ACN/ARSN (if applicable) 082 694 531 Name Acorn Capital Limited 1. Details of Substantial Holder(1) ACN/ARSN To: Company Name/Scheme Acorn Capital Ltd State Street Bank and Trust State Street Bank and Trust 569,339.00 Acorn Capital Ltd BNP Paribas Securities Services Australia BNP Paribas Securities Services Australia 7,713,869.00 Page 1 of 3 5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows: Holder of Relevant Interest Date of Acquisition Con sideration (9) Class and Number of Securities 6. Associates The reasons the persons named in Paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable) Name of Association 7. Addresses The addresses of persons named in this form are as follows: Name Address Print Name PAUL PALUMBO Capacity Portfolio Manager Sign Here Date 26/11/2021 All Relevant Holders C/O Acorn Capital Limited, Level 4, 2 Russell Street, Melbourne Victoria 3000 See Annexure A Page 2 of 3 Annexure A Quantity Consideration Type of Transaction Entity Date Of Change 22/11/2021 Acorn Capital Ltd $548,151.04 1,491,552 Purchase 23/11/2021 Acorn Capital Ltd $131,364.92 392,876 Purchase Page 3 of 3
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