14 Jan

Notification regarding unquoted securities - EMT

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 1 / 7 Announcement Summary Entity name EMETALS LIMITED Date of this announcement Friday January 14, 2022 The +securities the subject of this notification are: Total number of +securities to be issued/transferred ASX +security code Security description Total number of +securities to be issued/transferred Issue date New class - code to be confirmed Unlisted options expiring 30 September 2025 and exercisable at $0.03 350,000,000 13/01/2022 Refer to next page for full details of the announcement Other Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 2 / 7 Part 1 - Entity and announcement details 1.1 Name of entity EMETALS LIMITED We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities. 1.2 Registered number type ACN Registration number 142411390 1.3 ASX issuer code EMT 1.4 The announcement is 1.5 Date of this announcement 14/1/2022 New announcement Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 3 / 7 Part 2 - Issue details 2.1 The +securities the subject of this notification are: Please specify Issue of unlisted options expiring 30 September 2025 and exercisable at $0.03. 2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which: does not have an existing ASX security code ("new class") Other Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 4 / 7 Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B New +securities ASX +security code New class - code to be confirmed +Security description Unlisted options expiring 30 September 2025 and exercisable at $0.03 +Security type Options ISIN code Date the +securities the subject of this notification were issued 13/1/2022 Will all the +securities issued in this class rank equally in all respects from their issue date? Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02463602-6A1067450?access_token=8 3ff96335c2d45a094df02a206a39ff4 Options Details +Security currency AUD - Australian Dollar Exercise price AUD 0.03000000 Expiry date 30/9/2025 Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option Other Description Unlisted options expiring 30 September 2025 and exercisable at $0.03 Any other information the entity wishes to provide about the +securities the subject of this notification Please provide any further information needed to understand the circumstances in which you are notifying the issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B No Yes Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 5 / 7 the market in an Appendix 3B Please refer to ASX release dated 19 November 2021, Appendix 3B dated 19 November 2021 and Notice of General Meeting held on 6 January 2022. Issue details Number of +securities 350,000,000 Were the +securities issued for a cash consideration? Please describe the consideration being provided for the +securities Free attaching unlisted options to placement participants and as approved by shareholders on 6 January 2022. Purpose of the issue Other Additional Details Free attaching unlisted options as approved by shareholders on 6 January 2022. No Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 6 / 7 Part 4 - +Securities on issue Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +Securities (Total number of each +class of +securities quoted) ASX +security code and description Total number of +securities on issue EMT : ORDINARY FULLY PAID 780,000,000 4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX) ASX +security code and description Total number of +securities on issue EMTAA : ORDINARY FULLY PAID RESTRICTED 10,000,000 EMTAB : OPTION EXPIRING 31-DEC-2022 EX $0.05 35,000,000 New class - code to be confirmed : Unlisted options expiring 30 September 2025 and exercisable at $0.03 350,000,000 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 7 / 7 Part 5 - Other Listing Rule requirements 5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? 5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? 5.2a Date of meeting or proposed meeting to approve the issue under listing rule 7.1 6/1/2022 Yes No

More from EMetals Limited


Join Listcorp to create a personalised news feed, follow your favourite companies, save useful news, and more.

By joining Listcorp you agree to our Terms & Conditions and Privacy Policy

Information on this Website is provided for general information purposes only and is not a substitute for professional advice. ASX Information (including company announcements and prices) is delayed by at least 20 minutes. JSE Information (including company announcements and prices) is delayed by at least 15 minutes. Reliance on the information you access on or from this Website is solely at your own risk. We make no representation or warranty in relation to the future performance of the companies that appear on this Website. Investment in securities involves risk and you should obtain independent professional legal, financial, investment or company advice before acting on any of the information you access on this Website. Using, browsing or otherwise accessing this Website is subject to our Terms and Conditions and our Privacy Policy.

© 2022 Listcorp. ABN 60 166 140 307

Never miss news from EMetals Limited (ASX:EMT) when you join Listcorp.