25 Nov

Notification regarding unquoted securities - GMD

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 1 / 6 Announcement Summary Entity name GENESIS MINERALS LIMITED Date of this announcement Thursday November 25, 2021 The +securities the subject of this notification are: Total number of +securities to be issued/transferred ASX +security code Security description Total number of +securities to be issued/transferred Issue date GMDAZ OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES 408,333,333 25/11/2021 Refer to next page for full details of the announcement +Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 2 / 6 Part 1 - Entity and announcement details 1.1 Name of entity GENESIS MINERALS LIMITED We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities. 1.2 Registered number type ABN Registration number 72124772041 1.3 ASX issuer code GMD 1.4 The announcement is 1.5 Date of this announcement 25/11/2021 New announcement Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 3 / 6 Part 2 - Issue details 2.1 The +securities the subject of this notification are: Previous Appendix 3B details: Announcement Date and Time 23-Nov-2021 09:34 Announcement Title Update - Update - Proposed issue of securities - GMD Selected Appendix 3B to submit quotation request A placement or other type of issue 2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B? 2.3a.3 Please provide details of the further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B 80,347,928 Entitlement Offer Shares 40,173,964 Entitlement Offer Options Yes +Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B that are not quoted, and are not intended to be quoted, on ASX Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 4 / 6 Part 3A - number and type of +securities the subject of this notification (existing class or new class) where issue has previously been notified to ASX in an Appendix 3B Placement Details ASX +security code and description GMDAZ : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES Date the +securities the subject of this notification were issued 25/11/2021 Any other information the entity wishes to provide about the +securities the subject of this notification Issue of Placement Options, Consultant Options and Director Options as approved by shareholders at the Company's Annual General Meeting held on 19 November 2021. Securities issued under a Prospectus lodged with ASX on 23 November 2021. Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 5 / 6 Issue details Number of +securities 133,333,333 Were the +securities issued for a cash consideration? Please describe the consideration being provided for the +securities Issue of free-attaching unlisted Placement Options, exercise price of $0.10 per option, expiring 25/11/23 Number of +securities 245,000,000 Were the +securities issued for a cash consideration? Please describe the consideration being provided for the +securities Issue of unlisted Consultant Options to Raleigh Finlayson pursuant to the terms and conditions of a consulting agreement, exercise price of $0.105 per option, expiry dates of 25/11/24 and 25/11/25 Number of +securities 30,000,000 Were the +securities issued for a cash consideration? Please describe the consideration being provided for the +securities Issue of 15M unlisted Director Options to each of Michael Bowen and Neville Power pursuant to director appointments, exercise price of $0.105 per option, expiring 25/11/25 No No No No No No Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 6 / 6 Part 4 - +Securities on issue Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +Securities (Total number of each +class of +securities quoted) ASX +security code and description Total number of +securities on issue GMD : ORDINARY FULLY PAID 2,143,771,173 GMDND : ORDINARY FULLY PAID DEFERRED 80,347,928 4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX) ASX +security code and description Total number of +securities on issue GMDAZ : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES 417,750,000 GMDAAB : OPTION EXPIRING 17-DEC-2023 DEFERRED 40,173,964 GMDAJ : PERFORMANCE RIGHTS 2,850,000
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