26 Nov

Notification regarding unquoted securities - GMR

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 1 / 7 Announcement Summary Entity name GOLDEN RIM RESOURCES LTD Date of this announcement Friday November 26, 2021 The +securities the subject of this notification are: Total number of +securities to be issued/transferred ASX +security code Security description Total number of +securities to be issued/transferred Issue date New class - code to be confirmed GMRAAD unquoted options expiring 26-Nov-2023 Ex.$0.18 3,000,003 26/11/2021 Refer to next page for full details of the announcement Other Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 2 / 7 Part 1 - Entity and announcement details 1.1 Name of entity GOLDEN RIM RESOURCES LTD We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities. 1.2 Registered number type ACN Registration number 006710774 1.3 ASX issuer code GMR 1.4 The announcement is 1.5 Date of this announcement 26/11/2021 New announcement Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 3 / 7 Part 2 - Issue details 2.1 The +securities the subject of this notification are: Please specify Options issued to Directors (as approved by Shareholders 5 November 2021) and Employees. 2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which: does not have an existing ASX security code ("new class") Other Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 4 / 7 Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B New +securities ASX +security code New class - code to be confirmed +Security description GMRAAD unquoted options expiring 26-Nov-2023 Ex.$0.18 +Security type Options ISIN code Date the +securities the subject of this notification were issued 26/11/2021 Will all the +securities issued in this class rank equally in all respects from their issue date? Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. Refer Annexure C to Notice of AGM announced to ASX on 6 October 2021 https://cdn-api.markitdigital.com/apiman-gatew ay/ASX/asx-research/1.0/file/2924-02432023-6A1054512?access_token=83ff96335c2d45a094df02a206a39ff4 Options Details +Security currency AUD - Australian Dollar Exercise price AUD 0.18000000 Expiry date 26/11/2023 Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option Other Description GMR ordinary fully paid shares Any other information the entity wishes to provide about the +securities the subject of this notification No Yes Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 5 / 7 Please provide any further information needed to understand the circumstances in which you are notifying the issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B Appendix 3B lodged on 26 November 2021 for issue of Options GMRAAD. Issue details Number of +securities 3,000,003 Were the +securities issued for a cash consideration? Please describe the consideration being provided for the +securities Nil cash consideration. Issued as a means of incentivising Directors and Employees and to conserve cash. Purpose of the issue Other Additional Details Director Options approved by Shareholders at the AGM held on 5 November 2021. No Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 6 / 7 Part 4 - +Securities on issue Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +Securities (Total number of each +class of +securities quoted) ASX +security code and description Total number of +securities on issue GMR : ORDINARY FULLY PAID 244,691,485 4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX) ASX +security code and description Total number of +securities on issue GMRAH : OPTION EXPIRING 30-NOV-2022 EX $0.45 1,646,669 GMRAJ : OPTION EXPIRING 01-FEB-2023 EX $0.15225 473,691 GMRAE : OPTION EXPIRING 29-JUN-2022 EX $0.15 5,309,299 GMRAG : OPTION EXPIRING 20-AUG-2022 EX $0.0915 1,102,779 GMRAD : OPTION EXPIRING VARIOUS DATES EX $0.45 2,173,337 GMRAF : OPTION EXPIRING 18-AUG-2022 EX $0.15 8,831,569 GMRAAB : OPTION EXPIRING 11-MAY-2023 EX $0.18 33,333,356 GMRAAA : OPTION EXPIRING 12-APR-2023 EX $0.45 266,667 GMRAN : OPTION EXPIRING 13-APR-2023 EX $0.27 1,333,334 New class - code to be confirmed : GMRAAD unquoted options expiring 26-Nov-2023 Ex.$0.18 3,000,003 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 7 / 7 Part 5 - Other Listing Rule requirements 5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? 5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? 5.2b Are any of the +securities being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? 5.2b.1 How many +securities are being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? 366,669 5.2c Are any of the +securities being issued without +security holder approval using the entity's additional 10% placement capacity under listing rule 7.1A (if applicable)? No Yes No No
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