26 Nov

Becoming a substantial holder from MUFG

To: Company Name/Scheme: ACN/ARSN: 1. Details of substantial holder Name The holder became a substantial holder on: 23/11/2021 The holder became aware on: 25/11/2021 2. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows: 3. Details of relevant interests The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: 4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. Mitsubishi UFJ Financial Group, Inc. Mitsubishi UFJ Financial Group, Inc. Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. 12,408 Fully paid ordinary shares Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder Hipages Group Holdings Ltd 644 430 839 Mitsubishi UFJ Financial Group, Inc. Class of securities Number of securities Person's votes Voting power (%) Fully Paid ordinary shares 6,536,115 6,536,115 5.03% Holder of relevant interest Nature of relevant interest Class and number of securities Mitsubishi UFJ Financial Group, Inc. Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited. 5,042,845 Fully paid ordinary shares Mitsubishi UFJ Financial Group, Inc. Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. 3,452 Fully paid ordinary shares Fully paid ordinary shares 1,477,410 Page 1 917,408 Fully paid ordinary shares 4,125,437 Fully paid ordinary shares 1,489,818 Fully paid ordinary shares 3,452 Fully paid ordinary shares 5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows: 6. Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: 7. Addresses The addresses of persons named in this form are as follows: 8. Signature Dated 26 November 2021 Authorised signatory Holder of relevant interest Registered holder of securities Person entitled to be registered as holder Class and number of securities Mitsubishi UFJ Financial Group, Inc. Citibank N A Hong Kong Mitsubishi UFJ Financial Group, Inc. Citicorp Nominees Pty Limited (Australia) Holder of relevant interest Date of acquisition Consideration Mitsubishi UFJ Financial Group, Inc. HSBC Custody Nominees (Australia) Limited Mitsubishi UFJ Financial Group, Inc. Class and number of securities Cash Non-cash See annexure B to this notice Name and ACN/ARSN (if applicable) Nature of association See annexure A to this notice Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section 12 of the Corporations Act Morgan Stanley Australia Securities (Nominee) Pty Limited Name Address Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan Page 2 Kenji Takase Annexure A This is annexure A of 5 pages referred to in Form 603, Notice of initial substantial holder dated 26 November 2021 Authorised signatory Dated 26 November 2021 SCHEDULE MUFG Bank, Ltd. Mitsubishi UFJ Trust and Banking Corporation Mitsubishi UFJ Securities Holdings Co., Ltd. MU Business Engineering, Ltd. The Mitsubishi UFJ Factors Limited Mitsubishi UFJ Jinji Service Co., Ltd. MU Techno-service Co., Ltd. Tokyo Credit Service, Ltd. Tokyo Associates Finance Corp. MU Business Service Co., Ltd. Mitsubishi UFJ Loan Business Co.,Ltd. Mitsubishi UFJ Information Technology, Ltd. MU Center Service Tokyo Co., Ltd. MU Center Service Nagoya Co., Ltd. MU Center Service Osaka Co., Ltd. MU Business Aid Co., Ltd. MU Property Reserch Company Limited Mitsubishi UFJ Home Loan CREDIT CO., LTD. The Diamond Home Credit Company Limited Mitsubishi UFJ Reserch & Consulting Co., Ltd. MU Frontier Servicer Co., Ltd. Otemachi Guarantee Co., Ltd. GD Holdings Company Limited MU Loan Administration Support Co., Ltd. MU Communications Co.,Ltd. Japan Electronic Monetary Claim Organization MU Business Partner Co., Ltd. MUT Business Outsourcing Co., Ltd. Mezzanine Solution II Limited Partnership Mezzanine Solution III Limited Partnership Mitsubishi UFJ Capital Co., Ltd. Mitsubishi UFJ Capital ? , Limited Partnership Mitsubishi UFJ Capital ? , Limited Partnership Mitsubishi UFJ Capital ? , Limited Partnership Mitsubishi UFJ Capital ? , Limited Partnership Mitsubishi UFJ Capital ? , Limited Partnership Mitsubishi UFJ Life Science 1, Limited Partnership Mitsubishi UFJ Life Science 2, Limited Partnership Tohoku Senary Industry Support, Limited Partnership OiDE Fund Investment Limited Partnership Mitsubishi UFJ Personal Financial Advisers Co., Ltd. Mitsubishi UFJ Financial Partners Co.,Ltd. The Mitsubishi Asset Brains Company, Limited BOT Lease Co., Ltd. The Chukyo Bank, Ltd. Nippon Mutual Housing Loan Co., Ltd. JM Real Estate Co., Ltd. Jibun Bank Corporation JACCS CO.,LTD. JALCARD Inc. Yume Shokei Fund No.2 Yume Shokei Fund No.3 Marunouchi Capital Fund II Limited Partnership M ? U ? Trust Sougou Kanri Co., Ltd. Mitsubishi UFJ Trust Business Co., Ltd. Ryoshin Data Co., Ltd. Mitsubishi UFJ Trust Systems Co., Ltd. Mitsubishi UFJ Trust Investment Technology Institute Co., Ltd. Mitsubishi UFJ Trust Hosyo Co., Ltd. M ? U ? Trust ? Apple Planning Company, Ltd. Mitsubishi UFJ Real Estate Services Co., Ltd. Mitsubishi UFJ Daiko Business Co., Ltd. Page 3 Kenji Takase The Master Trust Bank of Japan, Ltd. MU Investments Co., Ltd. Japan Shareholder Services Ltd. Mitsubishi UFJ Kokusai Asset Management Co., Ltd. Tokumei-Kumiai (CPI) Tokumei-Kumiai (GII) Tokumei-Kumiai (Gate Bridge 1) Tokumei-Kumiai (CENTOMILIARDO) Tokumei-Kumiai (MEET) Tokumei-Kumiai (FIELD) Ippan Shadan Houjin Leone Jointly Managed Monetary Trust Fund (Fund Number:550001) MU Trust Property Management Co., Ltd. Tokumei-Kumiai (RICE) TOKKINGAI (Fund Number.900338) TOKKINGAI (Fund Number.900327) TOKKINGAI (Fund Number.900344) AMP Capital Investors KK MM Partnership MUS Information Systems Co., Ltd. MUS Business Service Co., Ltd. Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. Mitsubishi UFJ Morgan Stanley PB Securities Co., Ltd. kabu.com Securities Co., Ltd. Morgan Stanley MUFG Securities Co., Ltd. Mitsubishi UFJ NICOS Co., Ltd. Card Business Service Co.,Ltd. MU NICOS Business Service Co., Ltd. MU NICOS Credit Co.,Ltd. Ryoshin DC Card Company Ltd. JMS Co., Ltd. Paygent Co., Ltd. JA Card Co., Ltd ACOM CO., LTD. IR Loan Servicing, Inc. MU Credit Guarantee Co., Ltd. Japan Digital Design, Inc. Crowd Money Inc. MUMEC Visionary Design, Ltd. Global Open Network, Inc. Global Open Network Japan, Inc. MUFG Innovation Partners Co., Ltd. MUFG Innovation Partners No.1 Investment Partnership Mitsubishi Research Institute DCS Co.,Ltd. HR Solution DCS Co.,Ltd. Mitsubishi UFJ Lease & Finance Company Limited Hitachi Capital Corporation Nihombashi TG Jigyo Kyodo Kumiai NIHOMBASHI TG SERVICE CO., LTD. SHIN-NIHOMBASHI TSUSHO CO., LTD. Solution Design Co.,ltd. Nippon Record Keeping Network Co., Ltd. Banco MUFG Brasil S.A. 9808680 Canada Inc. BTMU (Curacao) Holdings N.V. MUFG Bank (Europe) N.V. MUFG Business Services (Holland) B.V. MUFG Funding (UK) Limited MUFG Europe Lease (Deutschland) GmbH MUFG Bank (Malaysia) Berhad MUFG North America International, Inc. MUFG Bank Mexico, S.A. MUFG Nominees (HK) Limited MUFG Nominees (UK) Limited MUFG Americas Holdings Corporation MUFG Union Bank, N.A. Union Bank of California Leasing, Inc. UBOC Community Development Corporation UnionBanc Investment Services, LLC Bankers Commercial Corporation UnionBanCal Equities, Inc. UnionBanCal Leasing Corporation UnionBanCal Mortgage Corporation Mills-Ralston, Inc. HighMark Capital Management, Inc. BCC OX I, Inc. BCC OX II, Inc. SEMA OP9 LLC SEMA OP8 LLC MORGANTOWN OL6 LLC MORGANTOWN OL7 LLC Page 4 MORGANTOWN OL5 LLC DICKERSON OL4 LLC TRL One A, LLC TRL One B, LLC TRL One, LP BM1,LLC UB Leasing Corporation Pacific Capital Statutory Trust I Shiloh ? Wind Project, LLC Shiloh ? Holdings Lessor Trust Green Union I Trust Green Union II Trust Green Union III Trust Tohlease Corporation MUFG Americas Funding Corporation MUFG Americas Financial & Leasing Corporation B-4 U.B. Vehicle Leasing, Inc. MUFG Americas Leasing Corporation MUFG Americas Financial Services, Inc. MUFG Americas Leasing (Canada) Corporation MUFG Americas Leasing & Finance, Inc. MUFG Americas Capital Leasing & Finance, LLC MUFG Americas Corporate Advisory, Inc. MUFG Americas LF Capital LLC MUFG Americas Capital Company MUFG Fund Services (USA) LLC MUFG Securities Americas Inc. MUFG Capital Analytics LLC MUFG Investor Services (US), LLC Intrepid Investment Bankers LLC Southern California Business Development Corporation Catalina Solar Holdings Lessor Trust Catalina Solar, LLC Morgan Stanley MUFG Loan Partners, LLC PT U Finance Indonesia PT. MU Research and Consulting Indonesia MU Research and Consulting (Thailand) Co., Ltd. MUFG Participation (Thailand) Co., Ltd. AO MUFG Bank (Eurasia) MUFG Bank (China), Ltd. BTMU Preferred Capital 8 Limited BTMU Preferred Capital 9 Limited BTMU Liquidity Reserve Investment Limited MUFG Bank Turkey Anonim Sirketi Bank of Ayudhya Public Company Limited Krungsri Ayudhya AMC Limited Krungsri Factoring Company Limited Ayudhya Development Leasing Company Limited Ayudhya Capital Auto Lease Public Company Limited Krungsriayudhya Card Company Limited General Card Services Limited Ayudhya Capital Services Company Limited Krungsri General Insurance Broker Limited Krungsri Life Assurance Broker Limited Krungsri Asset Management Company Limited Total Services Solutions Public Company Limited Ngern Tid Lor Company Limited Krungsri Securities Public Company Limited Siam Realty and Services Security Co.,Ltd. Krungsri Leasing Services Co., Ltd. Hattha Kaksekar Limited Krungsri Finnovate Co., Ltd. Tesco Card Services Limited BTMU Liquidity Reserve Investment 2 Limited BTMU Liquidity Reserve Investment 3 Limited PT Guna Dharma PT Bank Danamon Indonesia, Tbk. PT Adira Quantum Multifinance PT Adira Dinamika Multi Finance Tbk PT Asuransi Adira Dinamika BOT Lease (HK) Co., Ltd. PT Bumiputera - BOT Finance BOT Lease Holding Philippines, Inc. BOT Lease and Finance, Philippines, Inc. BOT Lease (Thailand) Co., Ltd. MUFG Holding (Thailand) Co., Ltd. Bangkok MUFG Limited BOT Lease(Eurasia)LLC BOT Lease (Tianjin) Co., Ltd. BOTL Factoring (Shanghai) Co., Ltd. BOT LEASE MEXICO S.A. DE C.V. Page 5 BOT FINANCE MEXICO, S.A. DE C.V., SOFOM, E.N.R. GOLDEN ASIA FUND VENTURES LTD. Lakefield Wind Project OP Trust Lakefield Wind Project, LLC Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P. Security Bank Corporation Mitsubishi UFJ Trust International Limited Mitsubishi UFJ Baillie Gifford Asset Management Limited Mitsubishi UFJ Investor Services & Banking (Luxembourg) S.A. MUFG Lux Management Company S.A. Mitsubishi UFJ Investment Services (HK) Limited Mitsubishi UFJ Asset Management (UK) Ltd. LUX J1 FUND MUFG Investor Services Holdings Limited MUFG Fund Services (Bermuda) Limited MUFG Fund Services (Cayman) Limited MUFG Fund Services (Cayman) Group Limited MUFG Fund Services (Ireland) Limited Fund Secretaries Limited MUFG Fund Services Limited MUFG Fund Services (Canada) Limited MUFG Fund Services (UK) Limited MUFG Fund Services (Halifax) Limited MUFG Fund Services (Singapore) Pte. Ltd. MUFG Fund Services (Hong Kong) Limited MUFG Alternative Fund Services (Cayman) Limited Firtown International Holdings Ltd. General Secretaries Ltd. AFS Controlled Subsidiary 1 Ltd. AFS Controlled Subsidiary 2 Ltd. AFS Controlled Subsidiary 3 Ltd. MUFG Alternative Fund Services (Ireland) Limited MUFG Alternative Fund Services (Jersey) Limited MUFG Jersey Management Company Limited MUFG Controlled Subsidiary 1 (Cayman) Limited SWS MU FUND MANAGEMENT CO.,LTD. SWSMU (SHANGHAI) ASSETS MANAGEMENT COMPANY LIMITED AMP Capital Holdings Limited MUFG Global Fund SICAV MUFG Securities EMEA plc MUFG Securities (Europe) N.V. MUFG Securities Asia (Singapore) Limited MUFG Securities Asia Limited Mitsubishi UFJ Wealth Management Bank (Switzerland), Ltd. MUFG Securities (Canada), Ltd. EASY BUY Public Company Limited ACOM CONSUMER FINANCE CORPORATION MUFG Capital Finance 8 Limited MUFG Capital Finance 9 Limited GOLDEN ASIA FUND, L.P. DCS Information Technology (Shanghai) Co., Ltd MRIDCS Americas, Inc. Morgan Stanley Purple Finance (Cayman) International Ltd. Bangkok Mitsubishi UFJ Lease Co., Ltd The California-Sansome Corporation First Sentier Investors Holdings Pty Limited First Sentier Investors (Malta) Limited (COMPANY CODE C41267) First Sentier Investors (Malta) Holdings Limited (COMPANY CODE C41260) CFSIM (COMPANY NO. 00153197) FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF II GP S.Á.R.L (COMPANY NO. B204413) FIRST SENTIER INVESTORS (AUSTRALIA) IM LTD (ACN 114 194 311) FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE HOLDINGS LTD (ACN 085 313 926) FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE MANAGERS PTY LTD (ACN 101 384 294) FIRST SENTIER INVESTORS (AUSTRALIA) IP HOLDINGS PTY LIMITED (ACN 625 765 399) FIRST SENTIER INVESTORS (AUSTRALIA) RE LTD (ACN 006 464 428) FIRST SENTIER INVESTORS (AUSTRALIA) SERVICES PTY LIMITED (ACN 624 305 595) FIRST SENTIER INVESTORS (HONG KONG) NOMINEES LIMITED (CR NO. 0206615) FIRST SENTIER INVESTORS (HONG KONG) AMC LIMITED (CR NO. 0580652) FIRST SENTIER INVESTORS (HONG KONG) LIMITED (CR NO. 0206616) FIRST SENTIER INVESTORS ASIA HOLDINGS LIMITED (ACN 054 571 701) FIRST SENTIER INVESTORS EUROPE HOLDINGS LIMITED (COMPANY NO. 03904310) FIRST SENTIER INVESTORS REALINDEX PTY LTD (ACN 133 312 017) FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF I FEEDERS MC S.A.R.L (COMPANY NO. B134314) FIRST SENTIER INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED (COMPANY NO. 298444) FIRST SENTIER INVESTORS (UK) IM LIMITED (COMPANY NO. SC047708) FIRST SENTIER INVESTORS (UK) SERVICES LIMITED (COMPANY NO. 03904320) FIRST SENTIER INVESTORS (IRELAND) LIMITED (COMPANY NO. 629188) Page 6 FIRST SENTIER INVESTORS (JAPAN) LIMITED (COMPANY NUMBER 0104-01-093090) FIRST SENTIER INVESTORS (SINGAPORE) (REGISTRATION NO. 196900420D) FIRST SENTIER INVESTORS (UK) FUNDS LIMITED (COMPANY NO. 02294743) FIRST SENTIER INVESTORS (US) LLC (FILE NUMBER 546 9442) FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF I MC S.A.R.L (COMPANY NO. B128117) FIRST SENTIER INVESTORS (SINGAPORE) HOLDINGS LIMITED (REGISTRATION NO. 199901706Z) FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED (COMPANY NO. SC079063) FSIB LTD (REGISTRATION NO. 26193) SI HOLDINGS LIMITED (COMPANY NO. SC109439) Page 7 This is annexure B of 3 pages referred to in Form 603, Notice of initial substantial holder dated 26 November 2021 Authorised signatory Dated 26 November 2021 Holder of relevant interest Date of acquisition Consideration cash Consideration non-cash Class and number of securities affected Mitsubishi UFJ Financial Group, Inc. 26/07/2021 257.30 N/A 83 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 27/07/2021 652.80 N/A 204 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 29/07/2021 450.14 N/A 142 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 29/07/2021 713.60 N/A 223 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 30/07/2021 93.67 N/A 29 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 30/07/2021 683.70 N/A 215 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 30/07/2021 265.60 N/A 83 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 3/08/2021 166.86 N/A 54 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 3/08/2021 534.57 N/A 173 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 4/08/2021 120.00 N/A 40 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 5/08/2021 1,480.16 N/A 464 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 6/08/2021 108.80 N/A 34 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 9/08/2021 3.25 N/A 1 Ordinary Share Mitsubishi UFJ Financial Group, Inc. 10/08/2021 997.56 N/A 306 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 11/08/2021 411.51 N/A 129 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 13/08/2021 6.28 N/A 2 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 19/08/2021 162.40 N/A 56 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 20/08/2021 60.90 N/A 21 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 23/08/2021 213.71 N/A 71 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 24/08/2021 104.38 N/A 34 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 27/08/2021 446.25 N/A 125 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 30/08/2021 331.24 N/A 91 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 30/08/2021 3,149.40 N/A 870 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 30/08/2021 709.80 N/A 195 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 30/08/2021 1,992.81 N/A 543 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 31/08/2021 548,649.00 N/A 154,549 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 31/08/2021 1,453,551.00 N/A 409,451 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 31/08/2021 335.80 N/A 92 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 31/08/2021 383.72 N/A 106 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 1/09/2021 100.17 N/A 27 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 2/09/2021 793.35 N/A 215 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 3/09/2021 26.46 N/A 7 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 6/09/2021 51,828.00 N/A 13,497 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 7/09/2021 43,035.30 N/A 10,626 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 7/09/2021 1,700.84 N/A 421 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 7/09/2021 1,908.20 N/A 470 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 7/09/2021 1,798.94 N/A 442 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 7/09/2021 3,514.63 N/A 851 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 7/09/2021 165.85 N/A 41 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 7/09/2021 N/A Borrow by an entity controlled by Morgan Stanley - see Annexure C 28,079 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 8/09/2021 286.30 N/A 70 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 8/09/2021 304.14 N/A 74 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 8/09/2021 N/A Borrow by an entity controlled by Morgan Stanley - see Annexure C 717 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 9/09/2021 76.76 N/A 19 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 10/09/2021 6,379.60 N/A 1,556 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 13/09/2021 1,333.80 N/A 342 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 13/09/2021 395.00 N/A 100 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 14/09/2021 266.00 N/A 70 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 15/09/2021 3.87 N/A 1 Ordinary Share Mitsubishi UFJ Financial Group, Inc. 15/09/2021 429.57 N/A 111 Ordinary Shares Annexure B Page 8 Kenji Takase Mitsubishi UFJ Financial Group, Inc. 16/09/2021 79.00 N/A 20 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 17/09/2021 N/A Collateral Received by an entity controlled by Morgan Stanley - see Annexure C 1,499,993 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 21/09/2021 105.84 N/A 28 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 21/09/2021 551.88 N/A 146 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 21/09/2021 N/A Collateral Received by an entity controlled by Morgan Stanley - see Annexure C 1,499,588 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 22/09/2021 482.80 N/A 136 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 23/09/2021 1,322,997.00 N/A 367,683 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 23/09/2021 14,400.00 N/A 4,000 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 24/09/2021 290,325.00 N/A 81,392 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 24/09/2021 666.00 N/A 185 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 24/09/2021 2,513.28 N/A 704 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 24/09/2021 4,263.41 N/A 1,181 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 27/09/2021 103,232.00 N/A 28,289 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 27/09/2021 3,474.80 N/A 952 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 28/09/2021 100,286.00 N/A 27,075 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 28/09/2021 821.25 N/A 225 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 29/09/2021 506,194.00 N/A 139,156 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 29/09/2021 1,065.80 N/A 292 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 30/09/2021 53,982.00 N/A 14,761 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 1/10/2021 336.59 N/A 97 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 1/10/2021 279.24 N/A 78 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 1/10/2021 14.32 N/A 4 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 1/10/2021 N/A Collateral Received by an entity controlled by Morgan Stanley - see Annexure C 743,623 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 5/10/2021 1,196.35 N/A 337 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 6/10/2021 2,469.12 N/A 643 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 7/10/2021 1,636.64 N/A 424 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 7/10/2021 N/A Collateral Received by an entity controlled by Morgan Stanley - see Annexure C 1,047,816 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 8/10/2021 1,269.10 N/A 343 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 8/10/2021 51.52 N/A 14 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 8/10/2021 3,636.36 N/A 962 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 11/10/2021 3.66 N/A 1 Ordinary Share Mitsubishi UFJ Financial Group, Inc. 11/10/2021 377.74 N/A 101 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 12/10/2021 17.85 N/A 5 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 13/10/2021 2,016.40 N/A 568 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 13/10/2021 3.55 N/A 1 Ordinary Share Mitsubishi UFJ Financial Group, Inc. 13/10/2021 N/A Collateral Received by an entity controlled by Morgan Stanley - see Annexure C 1,499,993 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 14/10/2021 424.83 N/A 119 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 15/10/2021 476.14 N/A 133 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 15/10/2021 N/A Borrow by an entity controlled by Morgan Stanley - see Annexure C 13,000 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 18/10/2021 3,638.16 N/A 978 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 18/10/2021 2,854.80 N/A 793 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 19/10/2021 2,532.67 N/A 679 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 19/10/2021 1,166.25 N/A 311 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 19/10/2021 1,485.20 N/A 395 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 19/10/2021 N/A Collateral Received by an entity controlled by Morgan Stanley - see Annexure C 353,127 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 20/10/2021 246.18 N/A 66 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 20/10/2021 N/A Collateral Received by an entity controlled by Morgan Stanley - see Annexure C 302 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 21/10/2021 498.68 N/A 137 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 21/10/2021 551.76 N/A 152 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 21/10/2021 393.12 N/A 108 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 21/10/2021 430.70 N/A 118 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 21/10/2021 342.00 N/A 95 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 22/10/2021 N/A Collateral Received by an entity controlled by Morgan Stanley - see Annexure C 615 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 27/10/2021 2,399.43 N/A 661 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 27/10/2021 105.85 N/A 29 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 27/10/2021 511.00 N/A 140 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 28/10/2021 75,355.00 N/A 20,428 Ordinary Shares Page 9 Mitsubishi UFJ Financial Group, Inc. 29/10/2021 48,161.00 N/A 12,843 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 29/10/2021 307.80 N/A 81 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 1/11/2021 230,527.00 N/A 61,505 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 1/11/2021 4,697.00 N/A 1,220 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 2/11/2021 148,085.00 N/A 39,539 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 2/11/2021 1,555.84 N/A 416 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 2/11/2021 1,035.00 N/A 276 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 3/11/2021 147,841.00 N/A 39,437 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 3/11/2021 2,400.00 N/A 640 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 4/11/2021 4,328.20 N/A 1,139 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 4/11/2021 3,081.08 N/A 782 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 5/11/2021 207.23 N/A 53 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 5/11/2021 504.39 N/A 129 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 8/11/2021 11,350.00 N/A 3,030 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 8/11/2021 208.29 N/A 53 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 8/11/2021 4,453.12 N/A 1,136 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 8/11/2021 1,681.68 N/A 429 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 9/11/2021 568.80 N/A 144 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 10/11/2021 14,303.00 N/A 3,814 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 12/11/2021 1,500.84 N/A 379 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 12/11/2021 71.28 N/A 18 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 12/11/2021 6,552.00 N/A 1,638 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 12/11/2021 3,448.62 N/A 882 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 12/11/2021 1,008.70 N/A 262 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 12/11/2021 694.26 N/A 174 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 15/11/2021 607.02 N/A 151 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 15/11/2021 2,012.28 N/A 492 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 15/11/2021 570.84 N/A 142 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 16/11/2021 7,037.55 N/A 1,755 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 16/11/2021 580.32 N/A 144 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 16/11/2021 N/A Collateral Received by an entity controlled by Morgan Stanley - see Annexure C 1,500,000 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 17/11/2021 798.00 N/A 210 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 17/11/2021 375.34 N/A 98 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 17/11/2021 444.60 N/A 117 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 17/11/2021 1,758.56 N/A 464 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 18/11/2021 651.10 N/A 170 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 18/11/2021 133.00 N/A 35 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 18/11/2021 144.40 N/A 38 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 18/11/2021 3,836.67 N/A 1,007 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 19/11/2021 667.36 N/A 172 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 22/11/2021 653.60 N/A 172 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 22/11/2021 2,752.47 N/A 714 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 22/11/2021 1,500.84 N/A 396 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 22/11/2021 530.19 N/A 137 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 22/11/2021 1,595.16 N/A 422 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 23/11/2021 1,080,000.00 N/A 300,000 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. 23/11/2021 708.75 N/A 189 Ordinary Shares Page 10 Annexure C This is annexure C of 1 page referred to in Form 603, Notice of initial substantial holder dated 26 November 2021 Authorised signatory Dated 26 November 2021 Type of Agreement International Prime Brokerage Agreement Parties to agreement Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and ELLERSTON CAPITAL LIMITED AS RESPONSIBLE ENTITY FOR ELLERSTON GLOBAL EQUITY MANAGERS FUND Transfer Date 20211123; Holder of Voting Rights Prime broker has the right to vote securities rehypothecated from the Client. Are there any restrictions on voting rights? Yes/ No Does the borrower have the right to return early? Yes/No Does the lender have the right to recall early? Yes/No Will the securities be returned on settlement? Yes/No If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC. Schedule If yes, detail Not applicable Scheduled Return Date (if any) Open If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. Page 11 Kenji Takase

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