24 Nov

Change in substantial holding

To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name Regal Funds Management Pty Ltd (RFM) ACN/ARSN (if applicable) 107 576 821 22/11/2021 The previous notice was given to the company on 29/09/2021 The previous notice was dated 27/09/2021 2. Previous and present voting power *The % substantial is based on the shares on issue of 460,127,745 as disclosed by the Company on 06-10-2021. 3. Changes in relevant interests 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Nature of relevant interest (6) Class and number of securities Person's votes HOLDER OF SHARES 30,574,027 ORDINARY 30,574,027 Class and number of securities Form 604 Corporations Act 2001 Section 671B The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: Notice of change of interests of substantial holder There was a change in the interests of the substantial holder on Class of securities (4) Voting power (5) Person's votes Previous notice Current notice Person's votes Voting power (5) Micro-X Ltd (MX1) 153 273 735 CREDIT SUISSE AG CS THIRD NOMINEES PTY LIMITED CREDIT SUISSE AG Holder of relevant interest Registered holder of securities Person entitled to be registered as holder (8) ORDINARY Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Consideration (9) 35,943,205 7.82% 30,574,027 *6.64% Holder of relevant interest Date of acquisition See Annexure 1 5. Changes in association 6. Addresses The addresses of persons named in this form are as follows: Signature print name capacity sign here date Annexure 1 Changes in relevant interests Date Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected 28/09/2021 Sell 20281.05 64775 Ordinary 64775 29/09/2021 Sell 160992.76 472674 Ordinary 472674 29/09/2021 Sell 37950.00 110000 Ordinary 110000 6/10/2021 Sell 74796.06 231066 Ordinary 231066 6/10/2021 Buy 10254.51 32554 Ordinary 32554 7/10/2021 Sell 42062.08 131444 Ordinary 131444 7/10/2021 Sell 11164.16 34888 Ordinary 34888 7/10/2021 Sell 36819.72 116888 Ordinary 116888 8/10/2021 Sell 31500.00 100000 Ordinary 100000 11/10/2021 Sell 38680.87 124777 Ordinary 124777 12/10/2021 Sell 5104.77 16467 Ordinary 16467 13/10/2021 Sell 7761.34 25447 Ordinary 25447 13/10/2021 Buy 15250.00 50000 Ordinary 50000 14/10/2021 Sell 386.53 1264 Ordinary 1264 18/10/2021 Sell 610000.00 2000000 Ordinary 2000000 18/10/2021 Sell 75343.19 241562 Ordinary 241562 19/10/2021 Sell 8226.84 26850 Ordinary 26850 20/10/2021 Sell 53422.92 172332 Ordinary 172332 21/10/2021 Sell 32234.84 105446 Ordinary 105446 21/10/2021 Sell 6648.57 21447 Ordinary 21447 22/10/2021 Sell 15949.04 52053 Ordinary 52053 22/10/2021 Sell 9046.37 29544 Ordinary 29544 24/11/2021 Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Person whose relevant interest changed Regal Funds Management Regal Funds Management Regal Funds Management Company Secretary Name and ACN/ARSN (if applicable) NOT APPLICABLE Nature of association Name Kenny Ho Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 Kenny Ho The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows: 22/10/2021 Sell 61258.96 200586 Ordinary 200586 4/11/2021 Sell 58243.58 189966 Ordinary 189966 8/11/2021 Sell 19977.64 64444 Ordinary 64444 18/11/2021 Sell 10814.35 34885 Ordinary 34885 22/11/2021 Sell 269557.61 882927 Ordinary 882927 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 0/01/1900 Sell 0.00 0 Ordinary 0 Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management Regal Funds Management
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