14 Jan

Becoming a substantial holder

Form 603 Corporations Act Section 671B Notice of initial substantial holder To: Company Name/Scheme OPTHEA L IMITED ACN/ ARSN 006 340 567 1. Details of substantial holder (1) Name Bank of America Corporation and its related bodies corporate (See Appendix C) ACN/ARSN (if applicable) The hol der became a substantial holder on: 12 January 2022 2. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: Class of securities (4) Number of securities Persons’ votes (5) Voting power (6) Ordinary 12,652, 867 12,652,867 3.60 % American Depository Shares ( ADS ) 841,639 6,733,112 1.91 % Total Voting Power 19, 385,979 5.51 % 3. Details of relevant interests The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest (7) Class and number of securities Merrill Lynch (Australia) Futures L imited Power to control voting and/or disposal of securities in its capacity as ultimate beneficial owner having a principal position. Ordinary 4,540, 646 Merrill Lynch International Power to control voting and/or disposal of securities in its capacity as ultimate beneficial owner having a principal position. Ordinary 5 , 074 Merrill Lynch Markets (Australia) Pty. Limited Borrowing of securities pursuant to a Prime Brokerage Agreement (see Appendix B ) , with power to control the voting and/or disposal of borrowed securities. Ordinary 8,107,147 Merrill Lynch International Borrowing of securities pursuant to a Prime Brokerage Agreement (see Appendix B ) , with power to control the voting and/or disposal of borrowed securities. 841,639 ADS representing 6,733,112 Ordinary Shares 4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Holder of relevant interest Registered holder of securities Person entitled to be registered as holder (8) Class and number of securities Merrill Lynch (Australia) Futures Limited Merrill Lynch (Australia) Nominees Pty Ltd Merrill Lynch (Australia) Futu res Limited Ordinary 4,540, 646 Merrill Lynch International Merrill Lynch (Australia) Nominees Pty Ltd Merrill Lynch International Ordinary 5 , 074 Merrill Lynch Markets (Australia) Pty. Limited Merrill Lynch (Australia) Nominees Pty Ltd Merrill Lynch Markets (Australia) Pty. Limited Ordinary 8,107,147 Merrill Lynch International Merrill Lynch International 841,639 ADS representing 6,733,112 Ordinary Shares 5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows: Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities Cash Non - cash Please see Annexure A. 6. Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN / ARSN (if applicable) Nature of association Merrill Lynch (Australia) Futures Limited Related body corporate Merrill Lynch (Australia) Nominees Pty Ltd Related body corporate Merrill Lynch Markets (Australia) Pty. Limited Related body corporate Merrill Lynch International Related body corporate 7. Addresses The addresses of persons named in this form are as follows: Name Addresses Bank of America Corporation 100 North Tryon Street, Charlotte, North Carolina, 28255, USA Merrill Lynch (Australia) Futures Limited Level 3 4 , Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000, Australia Merrill Lynch (Australia) Nominees Pty Ltd Level 19, 120 Collins St, Melbourne Vic 3000, Australia Merrill Lynch Markets (Australia) Pty. Limited Level 3 4 , Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000, Australia Merrill Lynch International 2 King Edward Street, London, Eng land, EC1A 1HQ, United Kingdom BofA Securities, Inc. One Bryant Park, New York NY 10036, USA SIGNATURE Print Name: Kelvin Kwok Capacity: Authorised signatory Sign Here: Date: 14 January 202 2 Appendix A Date of change Person whose relevant interest changed Nature of change (4) Consideration (5) Class (6) of securities Securities affected Person's votes affected Remark 09/13/2021 Merrill Lynch (Australia) Futures Limited BUY 15,112 Ordinary 11,091 11,091 N/A 09/13/2021 Merrill Lynch (Australia) Futures Limited SELL (2,023) Ordinary (1,461) (1,461) N/A 09/13/2021 Merrill Lynch (Australia) Futures Limited SELL (1,958) Ordinary (1,422) (1,422) N/A 09/13/2021 Merrill Lynch (Australia) Futures Limited BUY 3,011 Ordinary 2,214 2,214 N/A 09/13/2021 Merrill Lynch (Australia) Futures Limited BUY 858,276 Ordinary 631,085 631,085 N/A 09/13/2021 Merrill Lynch (Australia) Futures Limited SELL (15,312) Ordinary (11,259) (11,259) N/A 09/13/2021 Merrill Lynch International Securities returned N/A ADS (89,961) (719,688) Refer to App. B 09/14/2021 Merrill Lynch (Australia) Futures Limited BUY 21,438 Ordinary 16,039 16,039 N/A 09/14/2021 Merrill Lynch (Australia) Futures Limited SELL (19,641) Ordinary (14,655) (14,655) N/A 09/14/2021 Merrill Lynch (Australia) Futures Limited BUY 1,189 Ordinary 881 881 N/A 09/14/2021 Merrill Lynch (Australia) Futures Limited SELL (2,644) Ordinary (1,980) (1,980) N/A 09/14/2021 Merrill Lynch (Australia) Futures Limited SELL (23,577) Ordinary (17,400) (17,400) N/A 09/14/2021 BofA Securities, Inc. Securities returned N/A ADS (400) (3,200) Refer to App. B 09/14/2021 BofA Securities, Inc. Securities returned N/A ADS (900) (7,200) Refer to App. B 09/15/2021 Merrill Lynch (Australia) Futures Limited SELL (9,070) Ordinary (6,694) (6,694) N/A 09/15/2021 Merrill Lynch (Australia) Futures Limited BUY 54,715 Ordinary 40,862 40,862 N/A 09/15/2021 Merrill Lynch (Australia) Futures Limited BUY 5,474 Ordinary 4,116 4,116 N/A 09/15/2021 Merrill Lynch (Australia) Futures Limited SELL (528) Ordinary (391) (391) N/A 09/15/2021 Merrill Lynch (Australia) Futures Limited SELL (62,487) Ordinary (46,287) (46,287) N/A 09/15/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (83,622) (83,622) Refer to App. B 09/15/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (73,782) (73,782) Refer to App. B 09/15/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (160,924) (160,924) Refer to App. B 09/15/2021 BofA Securities, Inc. Securities borrowed N/A ADS 100 800 Refer to App. B 09/15/2021 BofA Securities, Inc. Securities borrowed N/A ADS 600 4,800 Refer to App. B 09/15/2021 BofA Securities, Inc. Securities borrowed N/A ADS 700 5,600 Refer to App. B 09/15/2021 BofA Securities, Inc. Securities returned N/A ADS (700) (5,600) Refer to App. B 09/16/2021 Merrill Lynch (Australia) Futures Limited BUY 453 Ordinary 343 343 N/A 09/16/2021 Merrill Lynch (Australia) Futures Limited BUY 12,699 Ordinary 9,533 9,533 N/A 09/16/2021 Merrill Lynch (Australia) Futures Limited SELL (12,786) Ordinary (9,542) (9,542) N/A Date of change Person whose relevant interest changed Nature of change (4) Consideration (5) Class (6) of securities Securities affected Person's votes affected Remark 09/16/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities borrowed N/A Ordinary 406,865 406,865 Refer to App. B 09/16/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (76,728) (76,728) Refer to App. B 09/16/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (18,506) (18,506) Refer to App. B 09/16/2021 Merrill Lynch International Securities returned N/A ADS (9) (72) Refer to App. B 09/16/2021 BofA Securities, Inc. Securities returned N/A ADS (100) (800) Refer to App. B 09/16/2021 BofA Securities, Inc. Securities returned N/A ADS (500) (4,000) Refer to App. B 09/17/2021 Merrill Lynch (Australia) Futures Limited BUY 114,864 Ordinary 90,408 90,408 N/A 09/17/2021 Merrill Lynch (Australia) Futures Limited BUY 48,279 Ordinary 38,317 38,317 N/A 09/17/2021 Merrill Lynch (Australia) Futures Limited BUY 25,393 Ordinary 19,340 19,340 N/A 09/17/2021 Merrill Lynch (Australia) Futures Limited SELL (38,327) Ordinary (28,602) (28,602) N/A 09/17/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (113,237) (113,237) Refer to App. B 09/17/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (282,597) (282,597) Refer to App. B 09/17/2021 Merrill Lynch International Securities returned N/A ADS (9) (72) Refer to App. B 09/17/2021 BofA Securities, Inc. Securities returned N/A ADS (100) (800) Refer to App. B 09/17/2021 BofA Securities, Inc. Securities returned N/A ADS (700) (5,600) Refer to App. B 09/17/2021 BofA Securities, Inc. Securities returned N/A ADS (9,300) (74,400) Refer to App. B 09/17/2021 BofA Securities, Inc. Securities returned N/A ADS (1,100) (8,800) Refer to App. B 09/20/2021 Merrill Lynch (Australia) Futures Limited SELL (21,865) Ordinary (17,067) (17,067) N/A 09/20/2021 Merrill Lynch (Australia) Futures Limited BUY 1,476 Ordinary 1,162 1,162 N/A 09/20/2021 Merrill Lynch (Australia) Futures Limited BUY 41,335 Ordinary 32,305 32,305 N/A 09/20/2021 Merrill Lynch (Australia) Futures Limited SELL (4,656) Ordinary (3,658) (3,658) N/A 09/20/2021 Merrill Lynch (Australia) Futures Limited SELL (41,189) Ordinary (32,305) (32,305) N/A 09/20/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities borrowed N/A Ordinary 133,333 133,333 Refer to App. B 09/20/2021 Merrill Lynch International Securities borrowed N/A ADS 97,022 776,176 Refer to App. B 09/20/2021 Merrill Lynch International Securities borrowed N/A ADS 541,600 4,332,800 Refer to App. B 09/21/2021 Merrill Lynch International BUY 115 Ordinary 90 90 N/A 09/21/2021 Merrill Lynch International SELL (115) Ordinary (90) (90) N/A 09/21/2021 Merrill Lynch (Australia) Futures Limited BUY 13,375 Ordinary 10,743 10,743 N/A 09/21/2021 Merrill Lynch (Australia) Futures Limited BUY 65,845 Ordinary 53,049 53,049 N/A 09/21/2021 Merrill Lynch (Australia) Futures Limited SELL (31,630) Ordinary (25,637) (25,637) N/A 09/21/2021 Merrill Lynch (Australia) Futures Limited SELL (122,294) Ordinary (95,917) (95,917) N/A Date of change Person whose relevant interest changed Nature of change (4) Consideration (5) Class (6) of securities Securities affected Person's votes affected Remark 09/21/2021 Merrill Lynch International Securities returned N/A ADS (13,089) (104,712) Refer to App. B 09/21/2021 Merrill Lynch International Securities returned N/A ADS (541,600) (4,332,800) Refer to App. B 09/21/2021 Merrill Lynch International Securities borrowed N/A ADS 554,689 4,437,512 Refer to App. B 09/21/2021 Merrill Lynch International Securities returned N/A ADS (97,022) (776,176) Refer to App. B 09/21/2021 Merrill Lynch International Securities returned N/A ADS (252,400) (2,019,200) Refer to App. B 09/21/2021 Merrill Lynch International Securities borrowed N/A ADS 349,422 2,795,376 Refer to App. B 09/21/2021 Merrill Lynch International Securities returned N/A ADS (134,509) (1,076,072) Refer to App. B 09/22/2021 Merrill Lynch (Australia) Futures Limited BUY 1,918 Ordinary 1,525 1,525 N/A 09/22/2021 Merrill Lynch (Australia) Futures Limited SELL (6,185) Ordinary (4,874) (4,874) N/A 09/22/2021 Merrill Lynch (Australia) Futures Limited BUY 19,719 Ordinary 15,597 15,597 N/A 09/22/2021 Merrill Lynch (Australia) Futures Limited SELL (24,564) Ordinary (19,730) (19,730) N/A 09/22/2021 Merrill Lynch International Securities borrowed N/A ADS 146,721 1,173,768 Refer to App. B 09/23/2021 Merrill Lynch International BUY 1 Ordinary 1 1 N/A 09/23/2021 Merrill Lynch International BUY 4 Ordinary 3 3 N/A 09/23/2021 Merrill Lynch International BUY 32 Ordinary 24 24 N/A 09/23/2021 Merrill Lynch International BUY 82 Ordinary 62 62 N/A 09/23/2021 Merrill Lynch (Australia) Futures Limited BUY 17,354 Ordinary 13,112 13,112 N/A 09/23/2021 Merrill Lynch (Australia) Futures Limited BUY 109 Ordinary 81 81 N/A 09/23/2021 Merrill Lynch (Australia) Futures Limited BUY 11,216 Ordinary 8,501 8,501 N/A 09/23/2021 Merrill Lynch International Securities returned N/A ADS (146,721) (1,173,768) Refer to App. B 09/23/2021 Merrill Lynch International Securities returned N/A ADS (420,180) (3,361,440) Refer to App. B 09/23/2021 Merrill Lynch International Securities borrowed N/A ADS 566,901 4,535,208 Refer to App. B 09/23/2021 Merrill Lynch International Securities returned N/A ADS (190,151) (1,521,208) Refer to App. B 09/23/2021 BofA Securities, Inc. Securities borrowed N/A ADS 600 4,800 Refer to App. B 09/24/2021 Merrill Lynch (Australia) Futures Limited SELL (38,621) Ordinary (28,608) (28,608) N/A 09/24/2021 Merrill Lynch (Australia) Futures Limited BUY 34,019 Ordinary 25,434 25,434 N/A 09/24/2021 Merrill Lynch (Australia) Futures Limited SELL (672) Ordinary (492) (492) N/A 09/24/2021 Merrill Lynch (Australia) Futures Limited SELL (64,787) Ordinary (47,463) (47,463) N/A 09/24/2021 Merrill Lynch International Securities borrowed N/A ADS 92,160 737,280 Refer to App. B 09/24/2021 BofA Securities, Inc. Securities returned N/A ADS (600) (4,800) Refer to App. B 09/27/2021 Merrill Lynch (Australia) Futures Limited SELL (382) Ordinary (288) (288) N/A Date of change Person whose relevant interest changed Nature of change (4) Consideration (5) Class (6) of securities Securities affected Person's votes affected Remark 09/27/2021 Merrill Lynch (Australia) Futures Limited BUY 6,872 Ordinary 5,191 5,191 N/A 09/27/2021 Merrill Lynch International Securities returned N/A ADS (92,160) (737,280) Refer to App. B 09/27/2021 Merrill Lynch International Securities returned N/A ADS (376,750) (3,014,000) Refer to App. B 09/27/2021 Merrill Lynch International Securities borrowed N/A ADS 468,910 3,751,280 Refer to App. B 09/27/2021 Merrill Lynch International Securities returned N/A ADS (455,812) (3,646,496) Refer to App. B 09/27/2021 BofA Securities, Inc. Securities borrowed N/A ADS 600 4,800 Refer to App. B 09/28/2021 Merrill Lynch (Australia) Futures Limited BUY 15,078 Ordinary 11,236 11,236 N/A 09/28/2021 Merrill Lynch (Australia) Futures Limited BUY 24,224 Ordinary 17,944 17,944 N/A 09/28/2021 Merrill Lynch (Australia) Futures Limited SELL (14,888) Ordinary (11,236) (11,236) N/A 09/28/2021 Merrill Lynch (Australia) Futures Limited SELL (7,560) Ordinary (5,706) (5,706) N/A 09/28/2021 BofA Securities, Inc. Securities returned N/A ADS (300) (2,400) Refer to App. B 09/28/2021 BofA Securities, Inc. Securities returned N/A ADS (200) (1,600) Refer to App. B 09/28/2021 BofA Securities, Inc. Securities returned N/A ADS (100) (800) Refer to App. B 09/29/2021 Merrill Lynch (Australia) Futures Limited SELL (22,818) Ordinary (16,987) (16,987) N/A 09/29/2021 Merrill Lynch (Australia) Futures Limited BUY 28,947 Ordinary 21,520 21,520 N/A 09/29/2021 Merrill Lynch (Australia) Futures Limited SELL (2,417,946) Ordinary (1,796,191) (1,796,191) N/A 09/29/2021 Merrill Lynch (Australia) Futures Limited SELL (28,948) Ordinary (21,523) (21,523) N/A 09/29/2021 Merrill Lynch International Securities returned N/A ADS (1,000) (8,000) Refer to App. B 09/30/2021 Merrill Lynch (Australia) Futures Limited BUY 8,462 Ordinary 6,420 6,420 N/A 09/30/2021 Merrill Lynch (Australia) Futures Limited SELL (507) Ordinary (381) (381) N/A 09/30/2021 Merrill Lynch (Australia) Futures Limited SELL (8,667) Ordinary (6,420) (6,420) N/A 09/30/2021 BofA Securities, Inc. Securities borrowed N/A ADS 400 3,200 Refer to App. B 10/01/2021 Merrill Lynch (Australia) Futures Limited SELL (5,358) Ordinary (3,969) (3,969) N/A 10/01/2021 Merrill Lynch (Australia) Futures Limited BUY 4,246 Ordinary 3,139 3,139 N/A 10/01/2021 Merrill Lynch (Australia) Futures Limited SELL (9,450) Ordinary (7,105) (7,105) N/A 10/01/2021 BofA Securities, Inc. Securities borrowed N/A ADS 400 3,200 Refer to App. B 10/01/2021 BofA Securities, Inc. Securities returned N/A ADS (200) (1,600) Refer to App. B 10/01/2021 BofA Securities, Inc. Securities borrowed N/A ADS 200 1,600 Refer to App. B 10/04/2021 Merrill Lynch (Australia) Futures Limited SELL (1,661) Ordinary (1,245) (1,245) N/A 10/04/2021 Merrill Lynch (Australia) Futures Limited SELL (14,709) Ordinary (10,855) (10,855) N/A 10/04/2021 Merrill Lynch (Australia) Futures Limited BUY 9,373 Ordinary 7,030 7,030 N/A Date of change Person whose relevant interest changed Nature of change (4) Consideration (5) Class (6) of securities Securities affected Person's votes affected Remark 10/04/2021 BofA Securities, Inc. Securities returned N/A ADS (100) (800) Refer to App. B 10/04/2021 BofA Securities, Inc. Securities returned N/A ADS (200) (1,600) Refer to App. B 10/05/2021 Merrill Lynch (Australia) Futures Limited BUY 8,071 Ordinary 6,126 6,126 N/A 10/05/2021 Merrill Lynch (Australia) Futures Limited BUY 2,915 Ordinary 2,242 2,242 N/A 10/05/2021 Merrill Lynch (Australia) Futures Limited SELL (917) Ordinary (705) (705) N/A 10/05/2021 Merrill Lynch (Australia) Futures Limited SELL (11,419) Ordinary (8,784) (8,784) N/A 10/05/2021 BofA Securities, Inc. Securities returned N/A ADS (200) (1,600) Refer to App. B 10/05/2021 BofA Securities, Inc. Securities returned N/A ADS (100) (800) Refer to App. B 10/06/2021 Merrill Lynch (Australia) Futures Limited BUY 31,779 Ordinary 24,382 24,382 N/A 10/06/2021 Merrill Lynch (Australia) Futures Limited BUY 521 Ordinary 401 401 N/A 10/06/2021 Merrill Lynch (Australia) Futures Limited SELL (1,175) Ordinary (881) (881) N/A 10/06/2021 Merrill Lynch (Australia) Futures Limited BUY 5,021 Ordinary 3,833 3,833 N/A 10/06/2021 Merrill Lynch (Australia) Futures Limited SELL (35,552) Ordinary (27,139) (27,139) N/A 10/06/2021 BofA Securities, Inc. Securities returned N/A ADS (200) (1,600) Refer to App. B 10/07/2021 Merrill Lynch (Australia) Futures Limited BUY 18,832 Ordinary 14,509 14,509 N/A 10/07/2021 Merrill Lynch (Australia) Futures Limited BUY 7,868 Ordinary 6,052 6,052 N/A 10/07/2021 Merrill Lynch (Australia) Futures Limited SELL (2,202) Ordinary (1,687) (1,687) N/A 10/07/2021 Merrill Lynch (Australia) Futures Limited SELL (21,424) Ordinary (16,354) (16,354) N/A 10/07/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (1,921,494) (1,921,494) Refer to App. B 10/07/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (2,421,045) (2,421,045) Refer to App. B 10/07/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (5,377,374) (5,377,374) Refer to App. B 10/07/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (133,333) (133,333) Refer to App. B 10/07/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (11,031) (11,031) Refer to App. B 10/07/2021 Merrill Lynch International Securities returned N/A ADS (7,200) (57,600) Refer to App. B 10/07/2021 BofA Securities, Inc. Securities borrowed N/A ADS 4,000 32,000 Refer to App. B 10/08/2021 Merrill Lynch (Australia) Futures Limited SELL (2,723) Ordinary (2,104) (2,104) N/A 10/08/2021 Merrill Lynch (Australia) Futures Limited BUY 23,869 Ordinary 18,407 18,407 N/A 10/08/2021 Merrill Lynch (Australia) Futures Limited SELL (23,929) Ordinary (18,407) (18,407) N/A 10/11/2021 Merrill Lynch (Australia) Futures Limited SELL (1,340) Ordinary (1,052) (1,052) N/A 10/11/2021 Merrill Lynch (Australia) Futures Limited BUY 4,214 Ordinary 3,292 3,292 N/A 10/11/2021 Merrill Lynch (Australia) Futures Limited BUY 17,682 Ordinary 13,762 13,762 N/A Date of change Person whose relevant interest changed Nature of change (4) Consideration (5) Class (6) of securities Securities affected Person's votes affected Remark 10/11/2021 Merrill Lynch (Australia) Futures Limited SELL (24,773) Ordinary (19,056) (19,056) N/A 10/12/2021 Merrill Lynch (Australia) Futures Limited BUY 3,371 Ordinary 2,654 2,654 N/A 10/12/2021 Merrill Lynch (Australia) Futures Limited BUY 18,160 Ordinary 14,240 14,240 N/A 10/12/2021 Merrill Lynch (Australia) Futures Limited SELL (20,043) Ordinary (15,598) (15,598) N/A 10/12/2021 Merrill Lynch International Securities borrowed N/A ADS 408,677 3,269,416 Refer to App. B 10/12/2021 BofA Securities, Inc. Securities borrowed N/A ADS 700 5,600 Refer to App. B 10/13/2021 Merrill Lynch (Australia) Futures Limited BUY 1,161 Ordinary 901 901 N/A 10/13/2021 Merrill Lynch (Australia) Futures Limited BUY 18,113 Ordinary 14,097 14,097 N/A 10/13/2021 Merrill Lynch (Australia) Futures Limited BUY 214 Ordinary 167 167 N/A 10/13/2021 Merrill Lynch (Australia) Futures Limited SELL (20,693) Ordinary (16,294) (16,294) N/A 10/13/2021 Merrill Lynch International Securities returned N/A ADS (408,677) (3,269,416) Refer to App. B 10/13/2021 Merrill Lynch International Securities returned N/A ADS (4,898) (39,184) Refer to App. B 10/13/2021 Merrill Lynch International Securities borrowed N/A ADS 413,575 3,308,600 Refer to App. B 10/13/2021 Merrill Lynch International Securities returned N/A ADS (368,453) (2,947,624) Refer to App. B 10/13/2021 BofA Securities, Inc. Securities returned N/A ADS (700) (5,600) Refer to App. B 10/13/2021 BofA Securities, Inc. Securities returned N/A ADS (1,600) (12,800) Refer to App. B 10/14/2021 Merrill Lynch (Australia) Futures Limited SELL (1,167) Ordinary (908) (908) N/A 10/14/2021 Merrill Lynch (Australia) Futures Limited BUY 5,176 Ordinary 3,999 3,999 N/A 10/14/2021 Merrill Lynch (Australia) Futures Limited BUY 4,215 Ordinary 3,280 3,280 N/A 10/14/2021 Merrill Lynch (Australia) Futures Limited BUY 15,131 Ordinary 11,714 11,714 N/A 10/14/2021 Merrill Lynch (Australia) Futures Limited SELL (22,540) Ordinary (17,541) (17,541) N/A 10/14/2021 Merrill Lynch International Securities borrowed N/A ADS 605,587 4,844,696 Refer to App. B 10/15/2021 Merrill Lynch (Australia) Futures Limited BUY 17,499 Ordinary 13,679 13,679 N/A 10/15/2021 Merrill Lynch (Australia) Futures Limited SELL (404) Ordinary (312) (312) N/A 10/15/2021 Merrill Lynch (Australia) Futures Limited SELL (17,578) Ordinary (13,679) (13,679) N/A 10/15/2021 Merrill Lynch International Securities returned N/A ADS (605,587) (4,844,696) Refer to App. B 10/15/2021 Merrill Lynch International Securities returned N/A ADS (45,122) (360,976) Refer to App. B 10/15/2021 Merrill Lynch International Securities borrowed N/A ADS 650,709 5,205,672 Refer to App. B 10/15/2021 Merrill Lynch International Securities borrowed N/A ADS 18,168 145,344 Refer to App. B 10/15/2021 BofA Securities, Inc. Securities borrowed N/A ADS 200 1,600 Refer to App. B 10/18/2021 Merrill Lynch (Australia) Futures Limited BUY 13,407 Ordinary 10,549 10,549 N/A Date of change Person whose relevant interest changed Nature of change (4) Consideration (5) Class (6) of securities Securities affected Person's votes affected Remark 10/18/2021 Merrill Lynch (Australia) Futures Limited BUY 1,195 Ordinary 943 943 N/A 10/18/2021 Merrill Lynch (Australia) Futures Limited SELL (14,595) Ordinary (11,492) (11,492) N/A 10/18/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities borrowed N/A Ordinary 6,969,155 6,969,155 Refer to App. B 10/18/2021 Merrill Lynch International Securities returned N/A ADS (650,709) (5,205,672) Refer to App. B 10/18/2021 Merrill Lynch International Securities returned N/A ADS (18,168) (145,344) Refer to App. B 10/18/2021 Merrill Lynch International Securities borrowed N/A ADS 668,877 5,351,016 Refer to App. B 10/18/2021 Merrill Lynch International Securities returned N/A ADS (461,752) (3,694,016) Refer to App. B 10/18/2021 BofA Securities, Inc. Securities returned N/A ADS (700) (5,600) Refer to App. B 10/18/2021 BofA Securities, Inc. Securities returned N/A ADS (200) (1,600) Refer to App. B 10/19/2021 Merrill Lynch (Australia) Futures Limited SELL (1) Ordinary (1) (1) N/A 10/19/2021 Merrill Lynch (Australia) Futures Limited BUY 14,557 Ordinary 11,401 11,401 N/A 10/19/2021 Merrill Lynch (Australia) Futures Limited SELL (14,479) Ordinary (11,401) (11,401) N/A 10/19/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities borrowed N/A Ordinary 2,789,651 2,789,651 Refer to App. B 10/19/2021 Merrill Lynch International Securities borrowed N/A ADS 448,445 3,587,560 Refer to App. B 10/19/2021 BofA Securities, Inc. Securities borrowed N/A ADS 600 4,800 Refer to App. B 10/20/2021 Merrill Lynch (Australia) Futures Limited BUY 36,275 Ordinary 28,552 28,552 N/A 10/20/2021 Merrill Lynch (Australia) Futures Limited SELL (374) Ordinary (293) (293) N/A 10/20/2021 Merrill Lynch (Australia) Futures Limited BUY 15,029 Ordinary 11,755 11,755 N/A 10/20/2021 Merrill Lynch (Australia) Futures Limited SELL (17,409) Ordinary (13,708) (13,708) N/A 10/20/2021 Merrill Lynch International Securities returned N/A ADS (207,125) (1,657,000) Refer to App. B 10/20/2021 Merrill Lynch International Securities returned N/A ADS (448,445) (3,587,560) Refer to App. B 10/20/2021 Merrill Lynch International Securities borrowed N/A ADS 655,570 5,244,560 Refer to App. B 10/20/2021 Merrill Lynch International Securities returned N/A ADS (644,472) (5,155,776) Refer to App. B 10/20/2021 BofA Securities, Inc. Securities borrowed N/A ADS 100 800 Refer to App. B 10/20/2021 BofA Securities, Inc. Securities borrowed N/A ADS 300 2,400 Refer to App. B 10/21/2021 Merrill Lynch (Australia) Futures Limited BUY 373 Ordinary 294 294 N/A 10/21/2021 Merrill Lynch (Australia) Futures Limited SELL (135) Ordinary (105) (105) N/A 10/21/2021 Merrill Lynch (Australia) Futures Limited BUY 3,359 Ordinary 2,645 2,645 N/A 10/21/2021 Merrill Lynch (Australia) Futures Limited BUY 12,245 Ordinary 9,567 9,567 N/A 10/21/2021 Merrill Lynch (Australia) Futures Limited SELL (15,126) Ordinary (11,840) (11,840) N/A 10/21/2021 Merrill Lynch (Australia) Futures Limited SELL (12,277) Ordinary (9,667) (9,667) N/A Date of change Person whose relevant interest changed Nature of change (4) Consideration (5) Class (6) of securities Securities affected Person's votes affected Remark 10/21/2021 BofA Securities, Inc. Securities returned N/A ADS (100) (800) Refer to App. B 10/21/2021 BofA Securities, Inc. Securities returned N/A ADS (300) (2,400) Refer to App. B 10/21/2021 BofA Securities, Inc. Securities returned N/A ADS (200) (1,600) Refer to App. B 10/22/2021 Merrill Lynch (Australia) Futures Limited BUY 15,327 Ordinary 12,164 12,164 N/A 10/22/2021 Merrill Lynch (Australia) Futures Limited SELL (244) Ordinary (194) (194) N/A 10/22/2021 Merrill Lynch (Australia) Futures Limited BUY 3,496 Ordinary 2,742 2,742 N/A 10/22/2021 Merrill Lynch (Australia) Futures Limited SELL (10,756) Ordinary (8,403) (8,403) N/A 10/22/2021 Merrill Lynch (Australia) Futures Limited SELL (17,302) Ordinary (13,570) (13,570) N/A 10/22/2021 Merrill Lynch (Australia) Futures Limited BUY 7,212 Ordinary 5,661 5,661 N/A 10/22/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities borrowed N/A Ordinary 104,247 104,247 Refer to App. B 10/22/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (3,263) (3,263) Refer to App. B 10/25/2021 Merrill Lynch (Australia) Futures Limited BUY 5,542 Ordinary 4,364 4,364 N/A 10/25/2021 Merrill Lynch (Australia) Futures Limited SELL (13,407) Ordinary (10,469) (10,469) N/A 10/25/2021 Merrill Lynch (Australia) Futures Limited SELL (5,564) Ordinary (4,364) (4,364) N/A 10/25/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (338) (338) Refer to App. B 10/25/2021 Merrill Lynch International Securities borrowed N/A ADS 464,922 3,719,376 Refer to App. B 10/26/2021 Merrill Lynch (Australia) Futures Limited BUY 6,902 Ordinary 5,460 5,460 N/A 10/26/2021 Merrill Lynch (Australia) Futures Limited BUY 10,339 Ordinary 8,162 8,162 N/A 10/26/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (103,909) (103,909) Refer to App. B 10/26/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (491,339) (491,339) Refer to App. B 10/26/2021 Merrill Lynch International Securities returned N/A ADS (464,922) (3,719,376) Refer to App. B 10/26/2021 Merrill Lynch International Securities returned N/A ADS (11,098) (88,784) Refer to App. B 10/26/2021 Merrill Lynch International Securities borrowed N/A ADS 476,020 3,808,160 Refer to App. B 10/26/2021 BofA Securities, Inc. Securities returned N/A ADS (100) (800) Refer to App. B 10/27/2021 Merrill Lynch (Australia) Futures Limited SELL (24,418) Ordinary (19,151) (19,151) N/A 10/27/2021 Merrill Lynch (Australia) Futures Limited BUY 11,747 Ordinary 9,187 9,187 N/A 10/27/2021 Merrill Lynch (Australia) Futures Limited BUY 13,758 Ordinary 10,862 10,862 N/A 10/27/2021 Merrill Lynch (Australia) Futures Limited SELL (16,636) Ordinary (13,203) (13,203) N/A 10/27/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities borrowed N/A Ordinary 404,232 404,232 Refer to App. B 10/27/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (305,166) (305,166) Refer to App. B 10/27/2021 Merrill Lynch International Securities returned N/A ADS (80,410) (643,280) Refer to App. B Date of change Person whose relevant interest changed Nature of change (4) Consideration (5) Class (6) of securities Securities affected Person's votes affected Remark 10/27/2021 BofA Securities, Inc. Securities returned N/A ADS (100) (800) Refer to App. B 10/28/2021 Merrill Lynch (Australia) Futures Limited BUY 1,281 Ordinary 1,017 1,017 N/A 10/28/2021 Merrill Lynch (Australia) Futures Limited BUY 14,368 Ordinary 11,348 11,348 N/A 10/28/2021 Merrill Lynch (Australia) Futures Limited SELL (5,608) Ordinary (4,440) (4,440) N/A 10/28/2021 Merrill Lynch (Australia) Futures Limited SELL (18,833) Ordinary (14,771) (14,771) N/A 10/28/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (82,497) (82,497) Refer to App. B 10/28/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (2,912) (2,912) Refer to App. B 10/28/2021 Merrill Lynch International Securities borrowed N/A ADS 254,849 2,038,792 Refer to App. B 10/28/2021 BofA Securities, Inc. Securities returned N/A ADS (100) (800) Refer to App. B 10/29/2021 Merrill Lynch (Australia) Futures Limited BUY 21,431 Ordinary 17,000 17,000 N/A 10/29/2021 Merrill Lynch (Australia) Futures Limited SELL (339) Ordinary (265) (265) N/A 10/29/2021 Merrill Lynch (Australia) Futures Limited BUY 2,270 Ordinary 1,816 1,816 N/A 10/29/2021 Merrill Lynch (Australia) Futures Limited SELL (21,844) Ordinary (17,066) (17,066) N/A 10/29/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities borrowed N/A Ordinary 273,631 273,631 Refer to App. B 10/29/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (116,580) (116,580) Refer to App. B 10/29/2021 Merrill Lynch International Securities returned N/A ADS (254,849) (2,038,792) Refer to App. B 10/29/2021 Merrill Lynch International Securities returned N/A ADS (395,610) (3,164,880) Refer to App. B 10/29/2021 Merrill Lynch International Securities borrowed N/A ADS 650,459 5,203,672 Refer to App. B 10/29/2021 Merrill Lynch International Securities returned N/A ADS (639,288) (5,114,304) Refer to App. B 10/29/2021 Merrill Lynch International Securities returned N/A ADS (11,171) (89,368) Refer to App. B 10/29/2021 BofA Securities, Inc. Securities returned N/A ADS (100) (800) Refer to App. B 10/29/2021 BofA Securities, Inc. Securities returned N/A ADS (100) (800) Refer to App. B 11/01/2021 Merrill Lynch (Australia) Futures Limited SELL (1,901) Ordinary (1,485) (1,485) N/A 11/01/2021 Merrill Lynch (Australia) Futures Limited BUY 11,304 Ordinary 8,711 8,711 N/A 11/01/2021 Merrill Lynch (Australia) Futures Limited BUY 33,110 Ordinary 26,038 26,038 N/A 11/01/2021 Merrill Lynch (Australia) Futures Limited BUY 7,228 Ordinary 5,782 5,782 N/A 11/01/2021 Merrill Lynch (Australia) Futures Limited SELL (48,513) Ordinary (38,810) (38,810) N/A 11/01/2021 Merrill Lynch International Securities borrowed N/A ADS 563,891 4,511,128 Refer to App. B 11/01/2021 BofA Securities, Inc. Securities returned N/A ADS (100) (800) Refer to App. B 11/02/2021 Merrill Lynch (Australia) Futures Limited SELL (549) Ordinary (439) (439) N/A 11/02/2021 Merrill Lynch (Australia) Futures Limited BUY 21,508 Ordinary 17,155 17,155 N/A Date of change Person whose relevant interest changed Nature of change (4) Consideration (5) Class (6) of securities Securities affected Person's votes affected Remark 11/02/2021 Merrill Lynch (Australia) Futures Limited SELL (1,615) Ordinary (1,282) (1,282) N/A 11/02/2021 Merrill Lynch (Australia) Futures Limited BUY 3,821 Ordinary 3,057 3,057 N/A 11/02/2021 Merrill Lynch (Australia) Futures Limited SELL (1,447) Ordinary (1,152) (1,152) N/A 11/02/2021 Merrill Lynch (Australia) Futures Limited SELL (24,016) Ordinary (19,060) (19,060) N/A 11/02/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities borrowed N/A Ordinary 189,946 189,946 Refer to App. B 11/02/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (89,346) (89,346) Refer to App. B 11/02/2021 Merrill Lynch International Securities borrowed N/A ADS 91,617 732,936 Refer to App. B 11/02/2021 BofA Securities, Inc. Securities returned N/A ADS (200) (1,600) Refer to App. B 11/02/2021 BofA Securities, Inc. Securities returned N/A ADS (100) (800) Refer to App. B 11/03/2021 Merrill Lynch (Australia) Futures Limited BUY 9,131 Ordinary 7,311 7,311 N/A 11/03/2021 Merrill Lynch (Australia) Futures Limited SELL (11,997) Ordinary (9,675) (9,675) N/A 11/03/2021 Merrill Lynch (Australia) Futures Limited BUY 2,931 Ordinary 2,364 2,364 N/A 11/03/2021 Merrill Lynch International Securities returned N/A ADS (91,617) (732,936) Refer to App. B 11/03/2021 Merrill Lynch International Securities returned N/A ADS (563,891) (4,511,128) Refer to App. B 11/03/2021 Merrill Lynch International Securities borrowed N/A ADS 655,508 5,244,064 Refer to App. B 11/03/2021 BofA Securities, Inc. Securities returned N/A ADS (200) (1,600) Refer to App. B 11/04/2021 Merrill Lynch (Australia) Futures Limited BUY 947 Ordinary 746 746 N/A 11/04/2021 Merrill Lynch (Australia) Futures Limited BUY 1,844 Ordinary 1,427 1,427 N/A 11/04/2021 Merrill Lynch (Australia) Futures Limited BUY 38,194 Ordinary 29,748 29,748 N/A 11/04/2021 Merrill Lynch (Australia) Futures Limited SELL (205) Ordinary (158) (158) N/A 11/04/2021 Merrill Lynch (Australia) Futures Limited SELL (40,528) Ordinary (31,175) (31,175) N/A 11/04/2021 Merrill Lynch International Securities borrowed N/A ADS 178,912 1,431,296 Refer to App. B 11/04/2021 Merrill Lynch International Securities returned N/A ADS (260,996) (2,087,968) Refer to App. B 11/04/2021 BofA Securities, Inc. Securities borrowed N/A ADS 100 800 Refer to App. B 11/04/2021 BofA Securities, Inc. Securities borrowed N/A ADS 300 2,400 Refer to App. B 11/05/2021 Merrill Lynch (Australia) Futures Limited BUY 2,960 Ordinary 2,368 2,368 N/A 11/05/2021 Merrill Lynch (Australia) Futures Limited BUY 311 Ordinary 249 249 N/A 11/05/2021 Merrill Lynch (Australia) Futures Limited BUY 13,430 Ordinary 10,584 10,584 N/A 11/05/2021 Merrill Lynch (Australia) Futures Limited SELL (14,434) Ordinary (11,547) (11,547) N/A 11/05/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities borrowed N/A Ordinary 107,461 107,461 Refer to App. B 11/05/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (12,669) (12,669) Refer to App. B Date of change Person whose relevant interest changed Nature of change (4) Consideration (5) Class (6) of securities Securities affected Person's votes affected Remark 11/05/2021 Merrill Lynch International Securities returned N/A ADS (178,912) (1,431,296) Refer to App. B 11/05/2021 Merrill Lynch International Securities returned N/A ADS (349,422) (2,795,376) Refer to App. B 11/05/2021 Merrill Lynch International Securities borrowed N/A ADS 528,334 4,226,672 Refer to App. B 11/05/2021 Merrill Lynch International Securities returned N/A ADS (102,738) (821,904) Refer to App. B 11/08/2021 Merrill Lynch (Australia) Futures Limited SELL (1,749) Ordinary (1,405) (1,405) N/A 11/08/2021 Merrill Lynch (Australia) Futures Limited BUY 28,625 Ordinary 22,818 22,818 N/A 11/08/2021 Merrill Lynch (Australia) Futures Limited SELL (726) Ordinary (588) (588) N/A 11/08/2021 Merrill Lynch (Australia) Futures Limited SELL (29,064) Ordinary (23,067) (23,067) N/A 11/08/2021 Merrill Lynch International Securities returned N/A ADS (911) (7,288) Refer to App. B 11/08/2021 Merrill Lynch International Securities borrowed N/A ADS 125,265 1,002,120 Refer to App. B 11/08/2021 BofA Securities, Inc. Securities returned N/A ADS (200) (1,600) Refer to App. B 11/08/2021 BofA Securities, Inc. Securities returned N/A ADS (100) (800) Refer to App. B 11/09/2021 Merrill Lynch International SELL (18) Ordinary (14) (14) N/A 11/09/2021 Merrill Lynch International BUY 18 Ordinary 14 14 N/A 11/09/2021 Merrill Lynch (Australia) Futures Limited BUY 15,283 Ordinary 12,118 12,118 N/A 11/09/2021 Merrill Lynch (Australia) Futures Limited BUY 7,413 Ordinary 5,878 5,878 N/A 11/09/2021 Merrill Lynch (Australia) Futures Limited SELL (22,855) Ordinary (17,996) (17,996) N/A 11/09/2021 Merrill Lynch International Securities returned N/A ADS (125,265) (1,002,120) Refer to App. B 11/09/2021 Merrill Lynch International Securities returned N/A ADS (291,774) (2,334,192) Refer to App. B 11/09/2021 Merrill Lynch International Securities borrowed N/A ADS 417,039 3,336,312 Refer to App. B 11/09/2021 Merrill Lynch International Securities borrowed N/A ADS 73,483 587,864 Refer to App. B 11/10/2021 Merrill Lynch (Australia) Futures Limited BUY 17,763 Ordinary 14,299 14,299 N/A 11/10/2021 Merrill Lynch (Australia) Futures Limited BUY 7,367 Ordinary 5,917 5,917 N/A 11/10/2021 Merrill Lynch (Australia) Futures Limited SELL (23,726) Ordinary (19,057) (19,057) N/A 11/10/2021 Merrill Lynch International Securities returned N/A ADS (417,039) (3,336,312) Refer to App. B 11/10/2021 Merrill Lynch International Securities returned N/A ADS (73,483) (587,864) Refer to App. B 11/10/2021 Merrill Lynch International Securities borrowed N/A ADS 490,522 3,924,176 Refer to App. B 11/10/2021 Merrill Lynch International Securities returned N/A ADS (156,259) (1,250,072) Refer to App. B 11/10/2021 BofA Securities, Inc. Securities returned N/A ADS (800) (6,400) Refer to App. B 11/11/2021 Merrill Lynch (Australia) Futures Limited SELL (720) Ordinary (574) (574) N/A 11/11/2021 Merrill Lynch (Australia) Futures Limited BUY 24,406 Ordinary 20,170 20,170 N/A Date of change Person whose relevant interest changed Nature of change (4) Consideration (5) Class (6) of securities Securities affected Person's votes affected Remark 11/11/2021 Merrill Lynch (Australia) Futures Limited BUY 33,146 Ordinary 26,823 26,823 N/A 11/11/2021 Merrill Lynch (Australia) Futures Limited SELL (33,164) Ordinary (27,408) (27,408) N/A 11/12/2021 Merrill Lynch (Australia) Futures Limited SELL (15,691) Ordinary (12,753) (12,753) N/A 11/12/2021 Merrill Lynch (Australia) Futures Limited BUY 6,510 Ordinary 5,347 5,347 N/A 11/12/2021 Merrill Lynch (Australia) Futures Limited BUY 48,847 Ordinary 40,360 40,360 N/A 11/12/2021 Merrill Lynch (Australia) Futures Limited BUY 59,021 Ordinary 48,291 48,291 N/A 11/12/2021 Merrill Lynch (Australia) Futures Limited SELL (60,812) Ordinary (49,846) (49,846) N/A 11/12/2021 Merrill Lynch International Securities returned N/A ADS (197,340) (1,578,720) Refer to App. B 11/12/2021 BofA Securities, Inc. Securities returned N/A ADS (300) (2,400) Refer to App. B 11/15/2021 Merrill Lynch (Australia) Futures Limited BUY 28,065 Ordinary 22,493 22,493 N/A 11/15/2021 Merrill Lynch (Australia) Futures Limited BUY 7,788 Ordinary 6,264 6,264 N/A 11/15/2021 Merrill Lynch (Australia) Futures Limited SELL (6,510) Ordinary (5,271) (5,271) N/A 11/15/2021 Merrill Lynch (Australia) Futures Limited SELL (51,486) Ordinary (41,521) (41,521) N/A 11/15/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (100,228) (100,228) Refer to App. B 11/15/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (107,461) (107,461) Refer to App. B 11/15/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (189,946) (189,946) Refer to App. B 11/15/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (119,021) (119,021) Refer to App. B 11/15/2021 Merrill Lynch International Securities returned N/A ADS (6,444) (51,552) Refer to App. B 11/16/2021 Merrill Lynch (Australia) Futures Limited SELL (175) Ordinary (141) (141) N/A 11/16/2021 Merrill Lynch (Australia) Futures Limited BUY 15,828 Ordinary 12,884 12,884 N/A 11/16/2021 Merrill Lynch (Australia) Futures Limited SELL (366) Ordinary (295) (295) N/A 11/16/2021 Merrill Lynch (Australia) Futures Limited SELL (19,241) Ordinary (15,517) (15,517) N/A 11/16/2021 Merrill Lynch International Securities returned N/A ADS (130,479) (1,043,832) Refer to App. B 11/17/2021 Merrill Lynch (Australia) Futures Limited BUY 546 Ordinary 449 449 N/A 11/17/2021 Merrill Lynch (Australia) Futures Limited BUY 21,755 Ordinary 17,826 17,826 N/A 11/17/2021 Merrill Lynch (Australia) Futures Limited BUY 556 Ordinary 458 458 N/A 11/17/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (21,219) (21,219) Refer to App. B 11/18/2021 Merrill Lynch (Australia) Futures Limited SELL (22,215) Ordinary (18,284) (18,284) N/A 11/18/2021 Merrill Lynch (Australia) Futures Limited BUY 16,366 Ordinary 13,326 13,326 N/A 11/18/2021 Merrill Lynch (Australia) Futures Limited BUY 11,826 Ordinary 9,591 9,591 N/A 11/18/2021 Merrill Lynch (Australia) Futures Limited BUY 376 Ordinary 308 308 N/A Date of change Person whose relevant interest changed Nature of change (4) Consideration (5) Class (6) of securities Securities affected Person's votes affected Remark 11/18/2021 Merrill Lynch (Australia) Futures Limited SELL (399) Ordinary (322) (322) N/A 11/18/2021 Merrill Lynch (Australia) Futures Limited SELL (28,619) Ordinary (23,080) (23,080) N/A 11/19/2021 Merrill Lynch (Australia) Futures Limited BUY 3,634 Ordinary 3,003 3,003 N/A 11/19/2021 Merrill Lynch (Australia) Futures Limited SELL (1,544) Ordinary (1,260) (1,260) N/A 11/19/2021 Merrill Lynch (Australia) Futures Limited BUY 6,321 Ordinary 5,224 5,224 N/A 11/19/2021 Merrill Lynch (Australia) Futures Limited BUY 8,187 Ordinary 6,693 6,693 N/A 11/19/2021 Merrill Lynch (Australia) Futures Limited SELL (12,036) Ordinary (9,947) (9,947) N/A 11/22/2021 Merrill Lynch (Australia) Futures Limited BUY 19,335 Ordinary 16,032 16,032 N/A 11/22/2021 Merrill Lynch (Australia) Futures Limited SELL (9,587) Ordinary (7,956) (7,956) N/A 11/22/2021 Merrill Lynch (Australia) Futures Limited BUY 13,831 Ordinary 11,500 11,500 N/A 11/22/2021 Merrill Lynch (Australia) Futures Limited SELL (54,934) Ordinary (45,778) (45,778) N/A 11/23/2021 Merrill Lynch (Australia) Futures Limited SELL (4,938) Ordinary (4,124) (4,124) N/A 11/23/2021 Merrill Lynch (Australia) Futures Limited BUY 49,026 Ordinary 40,820 40,820 N/A 11/23/2021 Merrill Lynch (Australia) Futures Limited BUY 24,155 Ordinary 20,384 20,384 N/A 11/23/2021 Merrill Lynch (Australia) Futures Limited SELL (48,372) Ordinary (40,820) (40,820) N/A 11/24/2021 Merrill Lynch (Australia) Futures Limited BUY 12,299 Ordinary 10,348 10,348 N/A 11/24/2021 Merrill Lynch (Australia) Futures Limited SELL (14,525) Ordinary (12,254) (12,254) N/A 11/24/2021 Merrill Lynch (Australia) Futures Limited SELL (12,366) Ordinary (10,348) (10,348) N/A 11/24/2021 Merrill Lynch (Australia) Futures Limited BUY 2,423 Ordinary 2,028 2,028 N/A 11/25/2021 Merrill Lynch (Australia) Futures Limited BUY 23,123 Ordinary 19,213 19,213 N/A 11/25/2021 Merrill Lynch (Australia) Futures Limited SELL (7,150) Ordinary (5,945) (5,945) N/A 11/25/2021 Merrill Lynch (Australia) Futures Limited BUY 3,008 Ordinary 2,507 2,507 N/A 11/25/2021 Merrill Lynch (Australia) Futures Limited SELL (23,056) Ordinary (19,213) (19,213) N/A 11/26/2021 Merrill Lynch (Australia) Futures Limited BUY 26,395 Ordinary 21,968 21,968 N/A 11/26/2021 Merrill Lynch (Australia) Futures Limited SELL (6,510) Ordinary (5,422) (5,422) N/A 11/26/2021 Merrill Lynch (Australia) Futures Limited SELL (33,142) Ordinary (27,390) (27,390) N/A 11/29/2021 Merrill Lynch (Australia) Futures Limited BUY 21,788 Ordinary 18,172 18,172 N/A 11/29/2021 Merrill Lynch (Australia) Futures Limited SELL (23,326) Ordinary (19,198) (19,198) N/A 11/29/2021 Merrill Lynch (Australia) Futures Limited BUY 1,231 Ordinary 1,026 1,026 N/A 11/30/2021 Merrill Lynch (Australia) Futures Limited BUY 167 Ordinary 137 137 N/A 11/30/2021 Merrill Lynch (Australia) Futures Limited BUY 16,995 Ordinary 14,022 14,022 N/A Date of change Person whose relevant interest changed Nature of change (4) Consideration (5) Class (6) of securities Securities affected Person's votes affected Remark 11/30/2021 Merrill Lynch (Australia) Futures Limited SELL (16,756) Ordinary (14,022) (14,022) N/A 12/01/2021 Merrill Lynch (Australia) Futures Limited BUY 27,382 Ordinary 23,671 23,671 N/A 12/01/2021 Merrill Lynch (Australia) Futures Limited BUY 5,476 Ordinary 4,762 4,762 N/A 12/01/2021 Merrill Lynch (Australia) Futures Limited SELL (28,417) Ordinary (24,710) (24,710) N/A 12/02/2021 Merrill Lynch (Australia) Futures Limited SELL (3,661) Ordinary (3,240) (3,240) N/A 12/02/2021 Merrill Lynch (Australia) Futures Limited BUY 30,998 Ordinary 27,838 27,838 N/A 12/02/2021 Merrill Lynch (Australia) Futures Limited SELL (30,434) Ordinary (27,542) (27,542) N/A 12/03/2021 Merrill Lynch (Australia) Futures Limited BUY 2,266 Ordinary 2,032 2,032 N/A 12/03/2021 Merrill Lynch (Australia) Futures Limited SELL (2,658) Ordinary (2,342) (2,342) N/A 12/03/2021 Merrill Lynch (Australia) Futures Limited BUY 32,859 Ordinary 29,053 29,053 N/A 12/03/2021 Merrill Lynch (Australia) Futures Limited SELL (32,446) Ordinary (29,363) (29,363) N/A 12/06/2021 Merrill Lynch (Australia) Futures Limited SELL (327) Ordinary (296) (296) N/A 12/06/2021 Merrill Lynch (Australia) Futures Limited BUY 38,019 Ordinary 34,872 34,872 N/A 12/06/2021 Merrill Lynch (Australia) Futures Limited BUY 3,495 Ordinary 3,192 3,192 N/A 12/06/2021 Merrill Lynch (Australia) Futures Limited SELL (41,680) Ordinary (38,064) (38,064) N/A 12/06/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (133,391) (133,391) Refer to App. B 12/06/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (795,491) (795,491) Refer to App. B 12/06/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (2,315) (2,315) Refer to App. B 12/06/2021 BofA Securities, Inc. Securities borrowed N/A ADS 100 800 Refer to App. B 12/06/2021 BofA Securities, Inc. Securities borrowed N/A ADS 400 3,200 Refer to App. B 12/07/2021 Merrill Lynch (Australia) Futures Limited BUY 26,272 Ordinary 23,377 23,377 N/A 12/07/2021 Merrill Lynch (Australia) Futures Limited SELL (26,884) Ordinary (23,377) (23,377) N/A 12/07/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (45,371) (45,371) Refer to App. B 12/07/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (2,315) (2,315) Refer to App. B 12/07/2021 BofA Securities, Inc. Securities returned N/A ADS (100) (800) Refer to App. B 12/07/2021 BofA Securities, Inc. Securities returned N/A ADS (200) (1,600) Refer to App. B 12/08/2021 Merrill Lynch (Australia) Futures Limited BUY 18,328 Ordinary 15,617 15,617 N/A 12/08/2021 Merrill Lynch (Australia) Futures Limited SELL (17,676) Ordinary (15,238) (15,238) N/A 12/08/2021 BofA Securities, Inc. Securities returned N/A ADS (200) (1,600) Refer to App. B 12/09/2021 Merrill Lynch (Australia) Futures Limited BUY 48,978 Ordinary 40,070 40,070 N/A 12/09/2021 Merrill Lynch (Australia) Futures Limited SELL (472) Ordinary (379) (379) N/A Date of change Person whose relevant interest changed Nature of change (4) Consideration (5) Class (6) of securities Securities affected Person's votes affected Remark 12/09/2021 Merrill Lynch (Australia) Futures Limited SELL (1,201,297) Ordinary (1,000,000) (1,000,000) N/A 12/09/2021 Merrill Lynch (Australia) Futures Limited SELL (49,887) Ordinary (40,070) (40,070) N/A 12/09/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (3,072) (3,072) Refer to App. B 12/09/2021 Merrill Lynch International Securities borrowed N/A ADS 490,463 3,923,704 Refer to App. B 12/09/2021 BofA Securities, Inc. Securities borrowed N/A ADS 900 7,200 Refer to App. B 12/10/2021 Merrill Lynch (Australia) Futures Limited BUY 30,563 Ordinary 24,461 24,461 N/A 12/10/2021 Merrill Lynch (Australia) Futures Limited SELL (31,922) Ordinary (24,461) (24,461) N/A 12/10/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (2,977) (2,977) Refer to App. B 12/10/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (300) (300) Refer to App. B 12/10/2021 Merrill Lynch International Securities returned N/A ADS (490,463) (3,923,704) Refer to App. B 12/13/2021 Merrill Lynch (Australia) Futures Limited BUY 14,502 Ordinary 11,617 11,617 N/A 12/13/2021 Merrill Lynch (Australia) Futures Limited SELL (14,463) Ordinary (11,617) (11,617) N/A 12/13/2021 Merrill Lynch Markets (Australia) Pty. Limited Securities returned N/A Ordinary (50) (50) Refer to App. B 12/13/2021 BofA Securities, Inc. Securities borrowed N/A ADS 100 800 Refer to App. B 12/14/2021 Merrill Lynch (Australia) Futures Limited BUY 20,121 Ordinary 15,977 15,977 N/A 12/14/2021 Merrill Lynch (Australia) Futures Limited SELL (20,371) Ordinary (15,977) (15,977) N/A 12/14/2021 Merrill Lynch International Securities borrowed N/A ADS 382,141 3,057,128 Refer to App. B 12/15/2021 Merrill Lynch (Australia) Futures Limited BUY 2,588 Ordinary 2,139 2,139 N/A 12/15/2021 Merrill Lynch (Australia) Futures Limited BUY 37,409 Ordinary 30,120 30,120 N/A 12/15/2021 Merrill Lynch (Australia) Futures Limited SELL (52,467) Ordinary (43,361) (43,361) N/A 12/15/2021 Merrill Lynch (Australia) Futures Limited BUY 14,862 Ordinary 12,209 12,209 N/A 12/15/2021 Merrill Lynch International Securities returned N/A ADS (174,049) (1,392,392) Refer to App. B 12/15/2021 BofA Securities, Inc. Securities returned N/A ADS (100) (800) Refer to App. B 12/15/2021 BofA Securities, Inc. Securities returned N/A ADS (400) (3,200) Refer to App. B 12/16/2021 Merrill Lynch International SELL (30) Ordinary (24) (24) N/A 12/16/2021 Merrill Lynch International BUY 30 Ordinary 24 24 N/A 12/16/2021 Merrill Lynch (Australia) Futures Limited BUY 1 Ordinary 1 1 N/A 12/16/2021 Merrill Lynch (Australia) Futures Limited BUY 12,372 Ordinary 10,046 10,046 N/A 12/16/2021 Merrill Lynch (Australia) Futures Limited SELL (12,306) Ordinary (10,046) (10,046) N/A 12/16/2021 Merrill Lynch International Securities borrowed N/A ADS 176,416 1,411,328 Refer to App. B 12/16/2021 BofA Securities, Inc. Securities returned N/A ADS (100) (800) Refer to App. B Date of change Person whose relevant interest changed Nature of change (4) Consideration (5) Class (6) of securities Securities affected Person's votes affected Remark 12/17/2021 Merrill Lynch (Australia) Futures Limited SELL (15,624) Ordinary (12,065) (12,065) N/A 12/17/2021 Merrill Lynch (Australia) Futures Limited BUY 15,265 Ordinary 12,065 12,065 N/A 12/17/2021 Merrill Lynch International Securities returned N/A ADS (208,092) (1,664,736) Refer to App. B 12/17/2021 Merrill Lynch International Securities returned N/A ADS (176,416) (1,411,328) Refer to App. B 12/17/2021 Merrill Lynch International Securities borrowed N/A ADS 384,508 3,076,064 Refer to App. B 12/17/2021 BofA Securities, Inc. Securities returned N/A ADS (400) (3,200) Refer to App. B 12/20/2021 Merrill Lynch (Australia) Futures Limited BUY 9,306 Ordinary 7,288 7,288 N/A 12/20/2021 Merrill Lynch (Australia) Futures Limited SELL (337) Ordinary (264) (264) N/A 12/20/2021 Merrill Lynch (Australia) Futures Limited BUY 15,379 Ordinary 11,974 11,974 N/A 12/20/2021 Merrill Lynch (Australia) Futures Limited SELL (16,343) Ordinary (12,818) (12,818) N/A 12/20/2021 Merrill Lynch International Securities returned N/A ADS (6,444) (51,552) Refer to App. B 12/21/2021 Merrill Lynch (Australia) Futures Limited BUY 10,892 Ordinary 8,558 8,558 N/A 12/21/2021 Merrill Lynch (Australia) Futures Limited SELL (10,869) Ordinary (8,558) (8,558) N/A 12/21/2021 Merrill Lynch International Securities returned N/A ADS (334,952) (2,679,616) Refer to App. B 12/22/2021 Merrill Lynch (Australia) Futures Limited BUY 21,135 Ordinary 16,652 16,652 N/A 12/22/2021 Merrill Lynch (Australia) Futures Limited SELL (27,085) Ordinary (21,160) (21,160) N/A 12/22/2021 Merrill Lynch (Australia) Futures Limited SELL (590) Ordinary (461) (461) N/A 12/22/2021 Merrill Lynch International Securities returned N/A ADS (43,112) (344,896) Refer to App. B 12/23/2021 Merrill Lynch International BUY 38 Ordinary 29 29 N/A 12/23/2021 Merrill Lynch International SELL (38) Ordinary (29) (29) N/A 12/23/2021 Merrill Lynch (Australia) Futures Limited BUY 18,072 Ordinary 14,057 14,057 N/A 12/23/2021 Merrill Lynch (Australia) Futures Limited SELL (21,207) Ordinary (16,376) (16,376) N/A 12/23/2021 Merrill Lynch (Australia) Futures Limited BUY 427 Ordinary 330 330 N/A 12/24/2021 Merrill Lynch (Australia) Futures Limited BUY 17,731 Ordinary 13,510 13,510 N/A 12/24/2021 Merrill Lynch (Australia) Futures Limited SELL (17,901) Ordinary (13,510) (13,510) N/A 12/27/2021 BofA Securities, Inc. Securities borrowed N/A ADS 100 800 Refer to App. B 12/27/2021 BofA Securities, Inc. Securities borrowed N/A ADS 200 1,600 Refer to App. B 12/28/2021 BofA Securities, Inc. Securities returned N/A ADS (200) (1,600) Refer to App. B 12/28/2021 BofA Securities, Inc. Securities returned N/A ADS (100) (800) Refer to App. B 12/29/2021 Merrill Lynch (Australia) Futures Limited BUY 14,019 Ordinary 10,541 10,541 N/A 12/29/2021 Merrill Lynch (Australia) Futures Limited BUY 327 Ordinary 247 247 N/A Date of change Person whose relevant interest changed Nature of change (4) Consideration (5) Class (6) of securities Securities affected Person's votes affected Remark 12/29/2021 Merrill Lynch (Australia) Futures Limited SELL (13,967) Ordinary (10,541) (10,541) N/A 12/30/2021 Merrill Lynch (Australia) Futures Limited SELL (437) Ordinary (330) (330) N/A 12/30/2021 Merrill Lynch (Australia) Futures Limited SELL (4,899) Ordinary (3,703) (3,703) N/A 12/30/2021 Merrill Lynch (Australia) Futures Limited BUY 5,181 Ordinary 3,985 3,985 N/A 12/30/2021 Merrill Lynch (Australia) Futures Limited SELL (336) Ordinary (247) (247) N/A 12/30/2021 Merrill Lynch (Australia) Futures Limited SELL (10,943) Ordinary (8,046) (8,046) N/A 12/30/2021 Merrill Lynch (Australia) Futures Limited BUY 10,383 Ordinary 7,764 7,764 N/A 12/31/2021 Merrill Lynch (Australia) Futures Limited BUY 6,437 Ordinary 4,900 4,900 N/A 12/31/2021 Merrill Lynch (Australia) Futures Limited BUY 8,942 Ordinary 6,905 6,905 N/A 12/31/2021 Merrill Lynch (Australia) Futures Limited SELL (12,940) Ordinary (9,992) (9,992) N/A 01/04/2022 Merrill Lynch (Australia) Futures Limited BUY 1,139 Ordinary 876 876 N/A 01/04/2022 Merrill Lynch (Australia) Futures Limited BUY 12,812 Ordinary 9,717 9,717 N/A 01/04/2022 Merrill Lynch (Australia) Futures Limited SELL (14,389) Ordinary (10,698) (10,698) N/A 01/04/2022 Merrill Lynch (Australia) Futures Limited SELL (2,243) Ordinary (1,708) (1,708) N/A 01/05/2022 Merrill Lynch (Australia) Futures Limited BUY 19,095 Ordinary 14,636 14,636 N/A 01/05/2022 Merrill Lynch (Australia) Futures Limited BUY 9,919 Ordinary 7,749 7,749 N/A 01/05/2022 Merrill Lynch (Australia) Futures Limited SELL (24,471) Ordinary (19,118) (19,118) N/A 01/06/2022 Merrill Lynch (Australia) Futures Limited BUY 9,927 Ordinary 7,687 7,687 N/A 01/06/2022 Merrill Lynch (Australia) Futures Limited SELL (9,878) Ordinary (7,687) (7,687) N/A 01/06/2022 Merrill Lynch (Australia) Futures Limited SELL (3,010) Ordinary (2,327) (2,327) N/A 01/06/2022 Merrill Lynch (Australia) Futures Limited BUY 891 Ordinary 693 693 N/A 01/07/2022 Merrill Lynch (Australia) Futures Limited BUY 6,046 Ordinary 4,655 4,655 N/A 01/07/2022 Merrill Lynch (Australia) Futures Limited BUY 10,727 Ordinary 8,298 8,298 N/A 01/07/2022 Merrill Lynch (Australia) Futures Limited SELL (18,670) Ordinary (14,586) (14,586) N/A 01/10/2022 Merrill Lynch (Australia) Futures Limited BUY 6,072 Ordinary 4,744 4,744 N/A 01/10/2022 Merrill Lynch (Australia) Futures Limited BUY 16,238 Ordinary 12,571 12,571 N/A 01/10/2022 Merrill Lynch (Australia) Futures Limited SELL (17,711) Ordinary (13,624) (13,624) N/A 01/11/2022 Merrill Lynch (Australia) Futures Limited BUY 11,242 Ordinary 8,737 8,737 N/A 01/11/2022 Merrill Lynch (Australia) Futures Limited SELL (4,798) Ordinary (3,691) (3,691) N/A 01/11/2022 Merrill Lynch (Australia) Futures Limited SELL (11,183) Ordinary (8,737) (8,737) N/A 01/11/2022 Merrill Lynch International Securities borrowed N/A ADS 45,789 366,312 Refer to App. B Date of change Person whose relevant interest changed Nature of change (4) Consideration (5) Class (6) of securities Securities affected Person's votes affected Remark 01/12/2022 Merrill Lynch (Australia) Futures Limited SELL (5,824) Ordinary (4,475) (4,475) N/A 01/12/2022 Merrill Lynch (Australia) Futures Limited BUY 10,644 Ordinary 8,165 8,165 N/A 01/12/2022 Merrill Lynch (Australia) Futures Limited BUY 6,487 Ordinary 5,068 5,068 N/A 01/12/2022 Merrill Lynch (Australia) Futures Limited SELL (11,197) Ordinary (8,613) (8,613) N/A 01/12/2022 Merrill Lynch International Securities borrowed N/A ADS 268,427 2,147,416 Refer to App. B Appendix B-1: Prescribed information Type of agreement International Prime Brokerage Agreement Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Equity Trustees Limited As Trustee And Responsible Entity Of Regal Investment Fund Holder of voting rights Securities borrower. Securities lender may instruct the registered holder to vote on securities. Are there any restrictions on voting rights? No If yes, detail N/A Scheduled return date (if any) On recall of the securities loan by the securities lender. Does the borrower have the right to return early? Yes If yes, detail Securities borrower will have right to return assets at any time. Does the lender have the right to recall early? Yes If yes, detail Securities lender will have right to recall assets at any time. Will the securities be returned on settlement? Yes If yes, detail any exceptions N/A Appendix B-2: Prescribed information Type of agreement International Prime Brokerage Agreement Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal Funds Management Pty Limited as Trustee of Atlantic Absolute Return Fund Holder of voting rights Securities borrower. Securities lender may instruct the registered holder to vote on securities. Are there any restrictions on voting rights? No If yes, detail N/A Scheduled return date (if any) On recall of the securities loan by the securities lender. Does the borrower have the right to return early? Yes If yes, detail Securities borrower will have right to return assets at any time. Does the lender have the right to recall early? Yes If yes, detail Securities lender will have right to recall assets at any time. Will the securities be returned on settlement? Yes If yes, detail any exceptions N/A Appendix B-3: Prescribed information Type of agreement International Prime Brokerage Agreement Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal Funds Management Pty Limited as Trustee of Regal Australian Long Short Equity Fund Holder of voting rights Securities borrower. Securities lender may instruct the registered holder to vote on securities. Are there any restrictions on voting rights? No If yes, detail N/A Scheduled return date (if any) On recall of the securities loan by the securities lender. Does the borrower have the right to return early? Yes If yes, detail Securities borrower will have right to return assets at any time. Does the lender have the right to recall early? Yes If yes, detail Securities lender will have right to recall assets at any time. Will the securities be returned on settlement? Yes If yes, detail any exceptions N/A Appendix B-4: Prescribed information Type of agreement International Prime Brokerage Agreement Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Regal Funds Management Pty Limited as Trustee of Tasman Market Neutral Fund Holder of voting rights Securities borrower. Securities lender may instruct the registered holder to vote on securities. Are there any restrictions on voting rights? No If yes, detail N/A Scheduled return date (if any) On recall of the securities loan by the securities lender. Does the borrower have the right to return early? Yes If yes, detail Securities borrower will have right to return assets at any time. Does the lender have the right to recall early? Yes If yes, detail Securities lender will have right to recall assets at any time. Will the securities be r eturned on settlement? Yes If yes, detail any exceptions N/A Appendix B-5: Prescribed information Type of agreement International Prime Brokerage Agreement Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Susquehanna Pacific Pty Ltd Holder of voting rights Securities borrower. Securities lender may instruct the registered holder to vote on securities. Are there any restrictions on voting rights? No If yes, detail N/A Scheduled return date (if any) On recall of the securities loan by the securities lender. Does the borrower have the right to return early? Yes If yes, detail Securities borrower will have right to return assets at any time. Does the lender have the right to recall early? Yes If yes, detail Securities lender will have right to recall assets at any time. Will the securities be returned on settlement? Yes If yes, detail any exceptions N/A Appendix B-6: Prescribed information Type of agreement International Prime Brokerage Agreement Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and SSW MARKET MAKING GMBH Holder of voting rights Securities borrower. Securities lender may instruct the registered holder to vote on securities. Are there any restrictions on voting rights? No If yes, detail N/A Scheduled return date (if any) On recall of the securities loan by the securities lender. Does the borrower have the right to return early? Yes If yes, detail Securities borrower will have right to return assets at any time. Does the lender have the right to recall early? Yes If yes, detail Securities lender will have right to recall assets at any time. Will the securities be returned on settlement? Yes If yes, detail any exceptions N/A Appendix B-7: Prescribed information Type of agreement International Prime Brokerage Agreement Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Amazon Market Neutral Fund (GCM) Holder of voting rights Securities borrower. Securities lender may instruct the registered holder to vote on securities. Are there any restrictions on voting rights? No If yes, detail N/A Scheduled return date (if any) On recall of the securities loan by the securities lender. Does the borrower have the right to return early? Yes If yes, detail Securities borrower will have right to return assets at any time. Does the lender have the right to recall early? Yes If yes, detail Securities lender will have right to recall assets at any time. Will the securities be returned on settlement? Yes If yes, detail any exceptions N/A Appendix B-8: Prescribed information Type of agreement International Prime Brokerage Agreement Parties to agreement Merrill Lynch International, Merrill Lynch Markets (Australia) Pty Limited and Zambezi Absolute Return Fund (GCM) Holder of voting rights Securities borrower. Securities lender may instruct the registered holder to vote on securities. Are there any restrictions on voting rights? No If yes, detail N/A Scheduled return date (if any) On recall of the securities loan by the securities lender. Does the borrower have the right to return early? Yes If yes, detail Securities borrower will have right to return assets at any time. Does the lender have the right to recall early? Yes If yes, detail Securities lender will have right to recall assets at an y time. Will the securities be returned on settlement? Yes If yes, detail any exceptions N/A Appendix B-9: Prescribed information Type of agreement Securities Lending Agreement Parties to agreement BofA Securities, Inc. and CHARLES SCHWAB & CO INC Holder of voting rights Securities borrower. Securities lender may instruct the registered holder to vote on securities. Are there any restrictions on voting rights? No If yes, detail N/A Scheduled return date (if any) On recall of the securities loan by the securities lender. Does the borrower have the right to return early? Yes If yes, detail Securities borrower will have right to return assets at any time. Does the lender have the right to recall early? Yes If yes, detail Securities lender will have right to recall assets at any time. Will the securities be returned on settlement? Yes If yes, detail any exceptions N/A Appendix B-10: Prescribed information Type of agreement Securities Lending Agreement Parties to agreement BofA Securities, Inc. and GOLDMAN SACHS TRUST CO. Holder of voting rights Securities borrower. Securities lender may instruct the registered holder to vote on securities. Are there any restrictions on voting rights? No If yes, detail N/A Scheduled return date (if any) On recall of the securities loan by the securities lender. Does the borrower have the right to return early? Yes If yes, detail Securities borrower will have right to return assets at any time. Does the lender have the right to recall early? Yes If yes, detail Securities lender will have right to recall assets at any time. Will the securities be returned on settlement? Yes If yes, detail any exceptions N/A Appendix B-11: Prescribed information Type of agreement Securities Lending Agreement Parties to agreement BofA Securities, Inc. and INTERACTIVE BROKERS Holder of voting rights Securities borrower. Securities lender may instruct the registered holder to vote on securities. Are there any restrictions on voting rights? No If yes, detail N/A Scheduled return date (if any) On recall of the securities loan by the securities lender. Does the borrower have the right to return early? Yes If yes, detail Securities borrower will have right to return assets at any time. Does the lender have the right to recall early? Yes If yes, detail Securities lender will have right to recall assets at any time. Will the securities be returned on settlement? Yes If yes, detail any exceptions N/A Appendix B-12: Prescribed information Type of agreement Securities Lending Agreement Parties to agreement BofA Securities, Inc. and JP MORGAN BANK AS AGENT Holder of voting rights Securities borrower. Securities lender may instruct the registered holder to vote on securities. Are there any restrictions on voting rights? No If yes, detail N/A Scheduled return date (if any) On recall of the securities loan by the securities lender. Does the borrower have the right to return early? Yes If yes, detail Securities borrower will have right to return assets at any time. Does the lender have the right to recall early? Yes If yes, detail Securities lender will have right to recall assets at any time. Will the securities be returned on settlement? Yes If yes, detail any exceptions N/A Appendix B-13: Prescribed information Type of agreement Securities Lending Agreement Parties to agreement BofA Securities, Inc. and STATE STREET BANK & TRUST COMPANY Holder of voting rights Securities borrower. Securities lender may instruct the registered holder to vote on securities. Are there any restrictions on voting rights? No If yes, detail N/A Scheduled return date (if any) On recall of the securities loan by the securities lender. Does the borrower have the right to return early? Yes If yes, detail Securities borrower will have right to return assets at any time. Does the lender have the right to recall early? Yes If yes, detail Securities lender will have right to recall assets at any time. Will the securities be returned on settlement? Yes If yes, detail any exceptions N/A Appendix B-14: Prescribed information Type of agreement Securities Lending Agreement Parties to agreement BofA Securities, Inc. and THE NORTHERN TRUST COMPANY Holder of voting rights Securities borrower. Securities lender may instruct the registered holder to vote on securities. Are there any restrictions on voting rights? No If yes, detail N/A Scheduled return date (if any) On recall of the securities loan by the securities lender. Does the borrower have the right to return early? Yes If yes, detail Securities borrower will have right to return assets at any time. Does the lender have the right to recall early? Yes If yes, detail Securities lender will have right to recall assets at any time. Will the securities be returned on settlement? Yes If yes, detail any exceptions N/A Appendix C Related bodies corporate Incorporated ACN/Registration/Incorporation Number Merrill Lynch International United Kingdom 2312079 ML UK Capital Holdings Limited United Kingdom 4971231 BofAML EMEA Holdings 2 Limited United States 119605 Merrill Lynch (Australia) Futures Limited Australia 003639674 Merrill Lynch Markets (Australia) Pty. Limited Australia 075587816 Merrill Lynch (Australasia) Pty. Ltd Australia 075923894 Bank of America Global Holdings, LLC United States 5169939 BofAML Jersey Holdings Limited Jersey 115831 BofA Securities, Inc. United States 5793661 NB Holdings Corporation United States 2361372 Bank of America Corporation United States N/A628

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