25 Nov

Application for quotation of securities - OZZ

Application for quotation of +securities Application for quotation of +securities 1 / 7 Announcement Summary Entity name OZZ RESOURCES LIMITED Announcement Type New announcement Date of this announcement Thursday November 25, 2021 The +securities to be quoted are: Total number of +securities to be quoted ASX +security code Security description Number of +securities to be quoted Issue date OZZO OPTION EXPIRING 25-OCT-2024 850,000 25/11/2021 OZZ ORDINARY FULLY PAID 800,000 24/11/2021 Refer to next page for full details of the announcement Other Application for quotation of +securities Application for quotation of +securities 2 / 7 Part 1 - Entity and announcement details 1.1 Name of entity OZZ RESOURCES LIMITED We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules. 1.2 Registered number type ABN Registration number 98643844544 1.3 ASX issuer code OZZ 1.4 The announcement is 1.5 Date of this announcement 25/11/2021 New announcement Application for quotation of +securities Application for quotation of +securities 3 / 7 Part 2 - Type of Issue 2.1 The +securities to be quoted are: 2.2 The +securities to be quoted are: 2.3c Have these +securities been offered under a +disclosure document or +PDS? 2.3d Please provide any further information needed to understand the circumstances in which you are applying to have these +securities quoted on ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B Securities to be issued are in accordance with executed acquisition agreements for the Pinnacle Well Tenement and P37/8633 Mt Davis acquisition executed & announced today 2.4 Any on-sale of the +securities to be quoted within 12 months of their date of issue will comply with the secondary sale provisions in sections 707(3) and 1012C(6) of the Corporations Act by virtue of: The publication of a cleansing notice under section 708A(5), 708AA(2)(f), 1012DA(5) or 1012DAA(2)(f) No Additional +securities in a class that is already quoted on ASX ("existing class") Other Application for quotation of +securities Application for quotation of +securities 4 / 7 Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B Additional +securities to be quoted in an existing class ASX +security code and description OZZ : ORDINARY FULLY PAID Issue date 24/11/2021 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Issue details Number of +securities to be quoted 800,000 Are the +securities being issued for a cash consideration? Please describe the consideration being provided for the +securities 1. acquisition of the Pinnacle Well project 2. acquisition of the P37/8633 Mt Davis project 3. services rendered Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.130000 Any other information the entity wishes to provide about the +securities to be quoted The purpose(s) for which the entity is issuing the securities To pay for the acquisition of an asset Please provide additional details 1. 350,000 shares for Acquisition of the Pinnacle Well project in accordance with a Farmin & JV Agreement 2. 200,000 shares for Acquisition of the P37/8633 Mt Davis project in accordance with a Tenement Sale Agreement. 3. 250,000 shares for services rendered No Yes Application for quotation of +securities Application for quotation of +securities 5 / 7 Additional +securities to be quoted in an existing class ASX +security code and description OZZO : OPTION EXPIRING 25-OCT-2024 Issue date 25/11/2021 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Issue details Number of +securities to be quoted 850,000 Are the +securities being issued for a cash consideration? Please describe the consideration being provided for the +securities corporate advice and services to facilitate the tenement acquisition agreements Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.030000 Any other information the entity wishes to provide about the +securities to be quoted The purpose(s) for which the entity is issuing the securities To pay for services rendered Please provide additional details corporate advice and services to facilitate the tenement acquisition agreements No Yes Application for quotation of +securities Application for quotation of +securities 6 / 7 Part 4 - Issued capital following quotation Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application) ASX +security code and description Total number of +securities on issue OZZO : OPTION EXPIRING 25-OCT-2024 18,795,851 OZZ : ORDINARY FULLY PAID 30,606,125 4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX) ASX +security code and description Total number of +securities on issue OZZAB : ORDINARY FULLY PAID RESTRICTED 16,080,750 OZZAC : OPTION EXPIRING 05-JUL-2023 EX $0.25 3,714,500 OZZAD : OPTION EXPIRING 05-JUL-2023 RESTRICTED 12,322,375 OZZAE : OPTION EXPIRING 05-JUL-2024 RESTRICTED 2,800,000 OZZAF : OPTION EXPIRING 05-JUL-2025 RESTRICTED 2,600,000 Application for quotation of +securities Application for quotation of +securities 7 / 7 Part 5 - Other Listing Rule requirements 5.1 Are the +securities being issued under an exception in Listing Rule 7.2 and therefore the issue does not need any security holder approval under Listing Rule 7.1? 5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1? 5.2b Are any of the +securities being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? 5.2b.1 How many +securities are being issued without +security holder approval using the entity's 15% placement capacity under listing rule 7.1? 800,000 Ordinary Shares 850,000 Options (OZZO) 5.2c Are any of the +securities being issued without +security holder approval using the entity's additional 10% placement capacity under listing rule 7.1A (if applicable)? No Yes No No
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