24 Nov

Change in substantial holding

604 page 1/2 15 July 2001 To Company Name/Scheme ACN/ARSN 1. Details of substantial holder(1) Name ACN/ARSN (if applicable) There was a change in the interests of the substantial holder on The previous notice was given to the company on The previous notice was dated 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: Class of securities (4) Previous notice Present notice Person's votes Voting power (5) Person's votes Voting power (5) 3. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Date of Person whose Nature of Consideration Class and Person's votes change relevant interest change (6) given in relation number of affected changed to change (7) securities affected 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Holder of Registered Person entitled Nature of Class and Person's votes relevant holder of to be registered relevant number of interest securities as holder (8) interest (6) securities Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder Resources and Energy Group Limited 110 005 822 Richard Pool e and his associated entities, Fontelina Pty Ltd (ACN 145 837 547), Riqo Pty Limited (ACN 153 832 967) and Australian Mineral Partners Pty Ltd (ACN 137 293 899) 2 11 20 Fully paid ordinary shares 67,987,302 1 5.7 % 67,987,302 1 3.6 % 2 /1 1 /19 Richard Poole Placement of Shares by the Company to other parties Nil R efer to Annexure A Nil Nil 2 11 20 10 1 1 2 1 604 page 2/2 15 July 2001 Signature print name capacity sign here date 5. Changes in association The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows: Name and ACN/ARSN (if applicable) Nature of association 6. Addresses The addresses of persons named in this form are as follows: Name Address DIRECTIONS (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form. (2) See the definition of "associate" in section 9 of the Corporations Act 2001. (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. (4) The voting shares of a company constitute one class unless divided into separate classes. (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. (6) Include details of: (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom`e entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". (9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. - - Refer to Annexure A Richard Poole Director 23 November 202 1 2537 - 08/2173334_1 1 A N N E X U R E A Resources and Energy Group Limited (ACN 110 005 822 ) This is Annexure A of one ( 1 ) page referred to in Form 60 4 (Notice of Change of Interest of Substantial Holder) 4. Present relevant interests Holder of relevant interest Registered holder of securities Person entitled to be registered as holder (8) Nature of relevant interest (6) Class and number of securities Persons votes Richard Poole Fontelina Pty Ltd Fontelina Pty Ltd Richard Poole is the sole director and controller of the registered holder. 39,920,000 shares 39,920,000 Richard Poole Australian Mineral Partners Pty Ltd Australian Mineral Partners Pty Ltd Richard Poole is the sole director and controller of the registered holder. 4,000,000 shares 4,000,000 Richard Poole Riqo Pty Limited Riqo Pty Limited Richard Poole is the sole director and controller of the registered holder. 10,000,000 shares 10,000,000 Richard Poole Fontelina Pty Ltd Fontelina Pty Ltd Richard Poole is the sole director and controller of the re gistered holder. 14,067,302 shares 14,067,302 6 . Addresses Name Address Fontelina Pty Ltd GPO Box 2537 Sydney NSW 2001 Australian Mineral Partners Pty Ltd GPO Box 2537 Sydney NSW 2001 Riqo Pty Limited GPO Box 2537 Sydney NSW 2001 Richard Poole GPO Box 2537 Sydney NSW 2001 Signature print name capacity sign here date Richard Poole Director 23 November 2020
Information on this Website is provided for general information purposes only and is not a substitute for professional advice. ASX Information (including company announcements and prices) is delayed by at least 20 minutes. JSE Information (including company announcements and prices) is delayed by at least 15 minutes. Reliance on the information you access on or from this Website is solely at your own risk. We make no representation or warranty in relation to the future performance of the companies that appear on this Website. Investment in securities involves risk and you should obtain independent professional legal, financial, investment or company advice before acting on any of the information you access on this Website. Using, browsing or otherwise accessing this Website is subject to our Terms and Conditions and our Privacy Policy.

© 2021 Listcorp. ABN 60 166 140 307

Never miss news from Resources & Energy Group (ASX:REZ) when you join Listcorp.