26 Nov

Notification regarding unquoted securities - TMG

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 1 / 7 Announcement Summary Entity name TRIGG MINING LTD. Date of this announcement Friday November 26, 2021 The +securities the subject of this notification are: Total number of +securities to be issued/transferred ASX +security code Security description Total number of +securities to be issued/transferred Issue date New class - code to be confirmed Incentive Options FY21 Incentive Options FY22 3,216,826 23/11/2021 Refer to next page for full details of the announcement +Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 2 / 7 Part 1 - Entity and announcement details 1.1 Name of entity TRIGG MINING LTD. We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities. 1.2 Registered number type ACN Registration number 168269752 1.3 ASX issuer code TMG 1.4 The announcement is 1.5 Date of this announcement 26/11/2021 New announcement Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 3 / 7 Part 2 - Issue details 2.1 The +securities the subject of this notification are: 2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which: does not have an existing ASX security code ("new class") +Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 4 / 7 Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B ASX +security code New class - code to be confirmed +Security description Incentive Options FY21 Incentive Options FY22 +Security type Options ISIN code Date the +securities the subject of this notification were issued 23/11/2021 Will all the +securities issued in this class rank equally in all respects from their issue date? Were any of the +securities issued to +key management personnel (KMP) or an +associate? Provide details of the KMP or +associates being issued +securities. Name of KMP Name of registered holder Number of +securities Keren Paterson KP Consulting Group Pty Ltd as trustee for the SSB Trust. 1,608,413 Keren Patterson KP Consulting Group Pty Ltd as trustee for the SSB Trust. 1,608,413 Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. https://www.triggmining.com.au/wp-content/uploads/2021/10/2286245.pdf Options Details +Security currency AUD - Australian Dollar Exercise price AUD 0.14900000 Expiry date 23/11/2026 Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option Other No Yes Yes Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 5 / 7 Description Incentive Options for FY21 and FY22 issued under the Trigg Mining Limited Employee Incentive Option Plan Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://www.triggmining.com.au/wp-content/uploads/2021/10/2286245.pdf Any other information the entity wishes to provide about the +securities the subject of this notification Options were issued in accordance with the terms and conditions set out in the Notice of Annual General Meeting and as approved by shareholders at the Annual General Meeting on 23 November 2021. Issue details Number of +securities 1,608,413 Number of +securities 1,608,413 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 6 / 7 Part 4 - +Securities on issue Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.) 4.1 Quoted +Securities (Total number of each +class of +securities quoted) ASX +security code and description Total number of +securities on issue TMGOB : OPTION EXPIRING 15-JUL-2023 20,701,116 TMG : ORDINARY FULLY PAID 116,680,728 TMGOA : OPTION EXPIRING 31-OCT-2022 14,016,446 4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX) ASX +security code and description Total number of +securities on issue TMGAE : PERFORMANCE SHARES 2,117,813 TMGAF : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES 5,000,000 New class - code to be confirmed : Incentive Options FY21 Incentive Options FY22 3,216,826 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 7 / 7 Part 5 - Other Listing Rule requirements 5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? 5.1a Select the number of the applicable exception in Listing Rule 7.2 13 Yes
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