22 Nov

Becoming a substantial holder

Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder To Company Name/Scheme UNIVERSAL STORE HOLDINGS LTD ACN/ARSN 628 836 484 1. Details of substantial holder (1) Name Spheria Asset Management Pty Ltd ACN/ARSN (if applicable) 611 081 326 The holder became a substantial holder on 18/11/2021 2. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: Class of securities (4) Number of securities Person's votes (5) Voting power (6) ORDINARY FULLY PAID 3,713,062 3,713,062 5.07% 3. Details of relevant interests The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest (7) Class and number of securities REFER TO ANNEXURE A 4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Holder of relevant interest Registered holder of securities Person entitled to be registered as holder (8) Cla ss and number of securities REFER TO ANNEXURE B 5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows: Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities Cash Non - cash REFER TO ANNEXURE C 6. Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable) Nature of association N/A 7. Addresses The addresses of persons named in this form are as follows: Name Address REFER TO ANNEXURE D Signature print name MATTHEW BOOKER capacity DIRECTOR sign here date 22/11/2021 DIRECTIONS (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related co rporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form. (2) See the definition of "associate" in section 9 of the Corporations Act 2001. (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. (4) The voting shares of a company constitute one class unless divided into separate classes. (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that th e person or an associate has a relevant interest in. (6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. (7) Include details of: (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting pow ers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. (8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown". (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. UNIVERSAL STORE HOLDINGS LTD Annexure A Holder of relevant interest Nature of relevant interest Number of securities Class of securities Spheria Asset Management Pty Ltd Spheria Asset Management Pty Ltd in its capacity as investment manager has the power to control voting and/or disposal of securities. 3,713,062 Ordinary fully paid This is Annexure "A" as mentioned in form 603 Notice of initial substantial holder Matthew Booker Director Date: 22/11/2021 UNIVERSAL STORE HOLDINGS LTD Annexure B Holder of relevant interest Registered holder of securities Person entitled to be registered as holder Number of securities Class of securities Spheria Asset Management BNP Paribas BNP Paribas 489,024 Ordinary fully paid Spheria Asset Management BNP Paribas Securities Services BNP Paribas Securities Services 247,530 Ordinary fully paid Spheria Asset Management Citibank Citibank 2,108,718 Ordinary fully paid Spheria Asset Management JP Morgan Chase Bank JP Morgan Chase Bank 746,331 Ordinary fully paid Spheria Asset Management NAB Custodial Services NAB Custodial Services 121,459 Ordinary fully paid This is Annexure "B" as mentioned in form 603 Notice of initial substantial holder Matthew Booker Director Date: 22/11/2021 UNIVERSAL STORE HOLDINGS LTD Annexure C Holder of relevant interest Trade Date Cash Non-cash Pinnacle Investment Management Group Limited (and its subsidiaries listed in Annexure A) 2021-07-27 to 2021-11-18 7,513,545.44 $ This is Annexure "C" as mentioned in form 603 Notice of initial substantial holder UNIVERSAL STORE HOLDINGS LTD Director Date: 22/11/2021 Consideration Number of securities Class of Securities 985,811 ORDINARY FULLY PAID UNIVERSAL STORE HOLDINGS LTD Annexure D Name Address Spheria Asset Management Pty Ltd Level 19, 307 Queen St, Brisbane QLD 4000, Australia This is Annexure "D" as mentioned in form 603 Notice of initial substantial holder Matthew Booker Director Date: 22/11/2021
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