09 Jul - 11 min read

DRA Global Limited - Initial Director's Interest Notices

DRA Global Limited - Initial Director's Interest Notices

DRA Global Limited
(Incorporated in Australia under the Corporations Act 2001 (Cth))
ACN 622 581 935
ASX / JSE Share Code: DRA
ISIN: AU0000155814
("DRA" or "the Company")
JSE Sponsor: Pallidus Capital Proprietary Limited

                                                   ASX / JSE ANNOUNCEMENT
                                                                                                                             9 July 2021
INITIAL DIRECTOR’S INTEREST NOTICES
DRA Global Limited (ASX: DRA) (‘DRA’ or ‘the Company’) releases an Initial Director’s Interest Notice
(Appendix 3X) attached to this announcement for each of:

• Peter Mansell
• Kathleen Bozanic
• Lee (Les) Guthrie
• Paulus (Paul) Lombard
• Andrew Naudé


- ENDS -
This announcement was approved for release by Andrew Naudé, Managing Director and Chief Executive
Officer.


For further information, please contact:

Investor queries:                                                    Media enquiries:
Haydn von Maltitz                                                    Cameron Gilenko
Head of Corporate Affairs – DRA Global                               Citadel-MAGNUS
Ph: +61 8 6163 5939                                                  M: +61 466 984 953
shareholders@draglobal.com                                           cgilenko@citadelmagnus.com




About DRA Global Limited
DRA Global Limited (ASX: DRA | JSE: DRA) (DRA or the Company) is a multi-disciplinary engineering, project management and
operations management group predominantly focused on the mining and minerals resources sector. DRA has an extensive global track
record, spanning more than three decades and more than 7,500 studies and projects as well as operations and maintenance solutions
across a wide range of commodities.
DRA has expertise in mining, minerals and metals processing and related non-process infrastructure including ESG, water and energy
solutions for the mining industry. DRA delivers advisory, engineering and project delivery services throughout the capital project lifecycle
from concept though to operational readiness and commissioning as well as ongoing operations, maintenance and shutdown services.
DRA, headquartered in Perth, Australia, services its global customer base through 20 offices across Asia-Pacific, North and South
America, Europe, Middle East and Africa.




Physical Level 8, 256 Adelaide Terrace / Perth WA 6000 / Australia // Postal PO Box 3130 / East Perth WA 6892 / Australia
Telephone +61 (0)8 6163 5900 // info@draglobal.com // ACN 622 581 935 // ASX: DRA / JSE:DRA


draglobal.com                                                                                                                  
                                                                                               
                                                                                                       Appendix 3X
                                                                                  Initial Director’s Interest Notice


                                                                                                                           Rule 3.19A.1

                                                Appendix 3X
                                    Initial Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.


Name of entity                 DRA Global Limited
ABN                            75 622 581 935

We (the entity) give ASX the following information under listing rule 3.19A.1 and as
agent for the director for the purposes of section 205G of the Corporations Act.

 Name of Director                                          Peter Mansell

 Date of appointment                                       16 September 2019

 Date of Notice                                            8 July 2021


Part 1 - Director’s relevant interests in securities of which the director is the registered holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.



 Number & class of securities


 Nil




+ See chapter 19 for defined terms.

11/3/2002                                                                                                       Appendix 3X Page 1
Appendix 3X
Initial Director’s Interest Notice



Part 2 – Director’s relevant interests in securities of which the director is not the registered
holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust


 Name of holder & nature of interest                       Number & class of Securities
 Note: Provide details of the circumstances giving
 rise to the relevant interest.


 Manfam Pty Ltd                                            34,652 fully paid ordinary shares
 (shareholder in body corporate)




Part 3 – Director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Detail of contract                            Non-Executive                Director            (‘NED’)          Appointment
                                               Contract

                                               As described in sections 6.3.1.2 and 6.3.1.4 of the
                                               Company’s Prospectus dated 28 May 2021, pursuant to
                                               each NED’s Appointment Contract, each NED has
                                               been awarded zero-exercise price options (‘ZEPOs’) in
                                               lieu of 20% of the NED’s aggregate remuneration paid
                                               from the date of their appointment to the date of
                                               listing.

                                               The number of ZEPOs to be issued is to be
                                               determined by dividing the ZEPO value by the 10-day
                                               VWAP of DRA shares following listing on 9 July 2021.

                                               As at 30 June 2021, the value of ZEPOs for Mr Mansell
                                               is $86,000.

                                               Each ZEPO is immediately exercisable upon issue and
                                               has a zero dollar exercise price.

 Nature of interest                            Not applicable


 Name of registered holder                     Not applicable
 (if issued securities)

 No. and class of securities                   Not applicable
 to which interest relates


+ See chapter 19 for defined terms.

Appendix 3X Page 2                                                                                                             11/3/2002
                                                                                                       Appendix 3X
                                                                                  Initial Director’s Interest Notice


                                                                                                                           Rule 3.19A.1

                                                Appendix 3X
                                    Initial Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.


Name of entity                 DRA Global Limited
ABN                            75 622 581 935

We (the entity) give ASX the following information under listing rule 3.19A.1 and as
agent for the director for the purposes of section 205G of the Corporations Act.

 Name of Director                                          Kathleen Bozanic

 Date of appointment                                       2 January 2020

 Date of Notice                                            8 July 2021


Part 1 - Director’s relevant interests in securities of which the director is the registered holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.



 Number & class of securities


 12,658 fully paid ordinary shares


+ See chapter 19 for defined terms.

11/3/2002                                                                                                       Appendix 3X Page 1
Appendix 3X
Initial Director’s Interest Notice



Part 2 – Director’s relevant interests in securities of which the director is not the registered
holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust


 Name of holder & nature of interest                       Number & class of Securities
 Note: Provide details of the circumstances giving
 rise to the relevant interest.


 Not applicable                                             Not applicable




Part 3 – Director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Detail of contract                            Non-Executive                Director            (‘NED’)          Appointment
                                               Contract

                                               As described in sections 6.3.1.2 and 6.3.1.4 of the
                                               Company’s Prospectus dated 28 May 2021, pursuant to
                                               each NED’s Appointment Contract, each NED has
                                               been awarded zero-exercise price options (‘ZEPOs’) in
                                               lieu of 20% of the NED’s aggregate remuneration paid
                                               from the date of their appointment to the date of
                                               listing.

                                               The number of ZEPOs to be issued is to be
                                               determined by dividing the ZEPO value by the 10-day
                                               VWAP of DRA shares following listing on 9 July 2021.

                                               As at 30 June 2021, the value of ZEPOs for Ms Bozanic
                                               is $36,000.

                                               Each ZEPO is immediately exercisable upon issue and
                                               has a zero dollar exercise price.

 Nature of interest                            Not applicable


 Name of registered holder                     Not applicable
 (if issued securities)

 No. and class of securities                   Not applicable
 to which interest relates


+ See chapter 19 for defined terms.

Appendix 3X Page 2                                                                                                             11/3/2002
                                                                                                       Appendix 3X
                                                                                  Initial Director’s Interest Notice


                                                                                                                           Rule 3.19A.1

                                                Appendix 3X
                                    Initial Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.


Name of entity                 DRA Global Limited
ABN                            75 622 581 935

We (the entity) give ASX the following information under listing rule 3.19A.1 and as
agent for the director for the purposes of section 205G of the Corporations Act.

 Name of Director                                          Lee (Les) Guthrie

 Date of appointment                                       2 January 2020

 Date of Notice                                            8 July 2021


Part 1 - Director’s relevant interests in securities of which the director is the registered holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.



 Number & class of securities


 Nil


+ See chapter 19 for defined terms.

11/3/2002                                                                                                       Appendix 3X Page 1
Appendix 3X
Initial Director’s Interest Notice



Part 2 – Director’s relevant interests in securities of which the director is not the registered
holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust


 Name of holder & nature of interest                       Number & class of Securities
 Note: Provide details of the circumstances giving
 rise to the relevant interest.


 Not applicable                                            Not applicable




Part 3 – Director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Detail of contract                            Non-Executive                Director            (‘NED’)          Appointment
                                               Contract

                                               As described in sections 6.3.1.2 and 6.3.1.4 of the
                                               Company’s Prospectus dated 28 May 2021, pursuant to
                                               each NED’s Appointment Contract, each NED has
                                               been awarded zero-exercise price options (‘ZEPOs’) in
                                               lieu of 20% of the NED’s aggregate remuneration paid
                                               from the date of their appointment to the date of
                                               listing.

                                               The number of ZEPOs to be issued is to be
                                               determined by dividing the ZEPO value by the 10-day
                                               VWAP of DRA shares following listing on 9 July 2021.

                                               As at 30 June 2021, the value of ZEPOs for Mr Guthrie
                                               is $36,000.

                                               Each ZEPO is immediately exercisable upon issue and
                                               has a zero dollar exercise price.

 Nature of interest                            Not applicable


 Name of registered holder                     Not applicable
 (if issued securities)

 No. and class of securities                   Not applicable
 to which interest relates


+ See chapter 19 for defined terms.

Appendix 3X Page 2                                                                                                             11/3/2002
                                                                                                       Appendix 3X
                                                                                  Initial Director’s Interest Notice


                                                                                                                           Rule 3.19A.1

                                                Appendix 3X
                                    Initial Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.


Name of entity                 DRA Global Limited
ABN                            75 622 581 935

We (the entity) give ASX the following information under listing rule 3.19A.1 and as
agent for the director for the purposes of section 205G of the Corporations Act.

 Name of Director                                          Paulus (Paul) Lombard

 Date of appointment                                       1 May 2021

 Date of Notice                                            8 July 2021


Part 1 - Director’s relevant interests in securities of which the director is the registered holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Number & class of securities


 Nil


+ See chapter 19 for defined terms.

11/3/2002                                                                                                       Appendix 3X Page 1
Appendix 3X
Initial Director’s Interest Notice



Part 2 – Director’s relevant interests in securities of which the director is not the registered
holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust


 Name of holder & nature of interest                       Number & class of Securities
 Note: Provide details of the circumstances giving
 rise to the relevant interest.


 Not applicable                                            Not applicable




Part 3 – Director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Detail of contract                            Non-Executive                Director            (‘NED’)          Appointment
                                               Contract

                                               As described in sections 6.3.1.2 and 6.3.1.4 of the
                                               Company’s Prospectus dated 28 May 2021, pursuant to
                                               each NED’s Appointment Contract, each NED has
                                               been awarded zero-exercise price options (‘ZEPOs’) in
                                               lieu of 20% of the NED’s aggregate remuneration paid
                                               from the date of their appointment to the date of
                                               listing.

                                               The number of ZEPOs to be issued is to be
                                               determined by dividing the ZEPO value by the 10-day
                                               VWAP of DRA shares following listing on 9 July 2021.

                                               As at 30 June 2021, the value of ZEPOs for
                                               Mr Lombard is $4,000.

                                               Each ZEPO is immediately exercisable upon issue and
                                               has a zero dollar exercise price.

 Nature of interest                            Not applicable


 Name of registered holder                     Not applicable
 (if issued securities)

 No. and class of securities                   Not applicable
 to which interest relates


+ See chapter 19 for defined terms.

Appendix 3X Page 2                                                                                                             11/3/2002
                                                                                                       Appendix 3X
                                                                                  Initial Director’s Interest Notice


                                                                                                                           Rule 3.19A.1

                                                Appendix 3X
                                    Initial Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.


Name of entity                 DRA Global Limited
ABN                            75 622 581 935

We (the entity) give ASX the following information under listing rule 3.19A.1 and as
agent for the director for the purposes of section 205G of the Corporations Act.

 Name of Director                                          Andrew Naude

 Date of appointment                                       31 October 2017

 Date of Notice                                            8 July 2021


Part 1 - Director’s relevant interests in securities of which the director is the registered holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should
be disclosed in this part.



 Number & class of securities


 213,027 fully paid ordinary shares


+ See chapter 19 for defined terms.

11/3/2002                                                                                                       Appendix 3X Page 1
Appendix 3X
Initial Director’s Interest Notice



Part 2 – Director’s relevant interests in securities of which the director is not the registered
holder
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust


 Name of holder & nature of interest                       Number & class of Securities
 Note: Provide details of the circumstances giving
 rise to the relevant interest.


 Inyaninga Investments Pty Ltd                             1,004,069 fully paid ordinary shares
 (Shareholder in body corporate)




Part 3 – Director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should
be disclosed in this part.


 Detail of contract                            Employment Contract and the Company’s Incentive
                                               Option Plan

                                               As described in sections 6.3.2.1 and 6.3.3.3 of the
                                               Company’s Prospectus dated 28 May 2021, pursuant to
                                               his participation in the Company’s long-term
                                               incentive scheme, has been granted the following
                                               zero-exercise price options (‘ZEPOs’).

                                               CY2020 – ZEPOs to the value of $862,500.
                                               CY2021 – ZEPOs to the value of $900,450.

                                               The number of ZEPOs to be issued is to be
                                               determined by dividing the ZEPO value by the 10-day
                                               VWAP of DRA shares following listing on 9 July 2021.

                                               Each ZEPO has a zero dollar exercise price, vest on 31
                                               March 2023 (CY2021 ZEPOs) or 31 March 2024 (CY2021
                                               ZEPOs) subject to satisfying vesting conditions, and
                                               an exercise period of 24 months from vesting.

 Nature of interest                            Not applicable


 Name of registered holder                     Not applicable
 (if issued securities)

 No. and class of securities                   Not applicable
 to which interest relates




+ See chapter 19 for defined terms.

Appendix 3X Page 2                                                                                                             11/3/2002

Date: 09-07-2021 08:15:00
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