23 Aug - 5 min read

Dealings in securities

Dealings in securities

Gold Fields Limited
(Reg. No. 1968/004880/06)
(Incorporated in the Republic of South Africa)
JSE, NYSE, DIFX Share Code: GFI
ISIN Code:     ZAE000018123
(“Gold Fields” or the “Company”)

 DEALINGS IN SECURITIES

 In compliance with paragraphs 3.63 - 3.74 of the Listings Requirements
 of JSE Limited, shareholders are advised of the award of Conditional
 Performance Shares (“PS”) to directors and prescribed officers of the
 Company and major subsidiaries, in terms of the Gold Fields Limited
 2012 Share Plan (as amended) as set out below. The PS were awarded on
 19 August 2021 with the effective date being 15 February 2021.

 PS are conditionally awarded, based on a share price of R125.588212
 being the 3 day average VWAP of 24, 25, 26 February 2021. The PS have a
 three year vesting period, i.e. these will vest three years from
 effective date of the award (“Vesting Date”). The number of settlement
 PS for each participant on Vesting Date will be determined by the
 Company after achieving the following pre-determined performance
 conditions measured over a three year performance period from 1 January
 2021 to 31 December 2023:

 Relative Total Shareholder Return (“TSR”) - measured against the
 performance of ten other major gold mining companies based on the Gold
 Fields share price compared to the basket of respective US dollar share
 prices of the peer group;

 Absolute TSR - Gold Fields share price measured at the start and the
 end of the performance period;

 Free Cash Flow Margin – achievement of pre-determined FCFM target;

 Reducing Carbon Emissions - achievement of pre-determined target related
 to building resilience to climate change; and

 Diversity and Inclusion  –  achievement of gender representation
 pre-determined targets.

 The number of settlement PS will range from 0% to 200% of the initial
 conditional award depending on the performance levels achieved over the
 three-year period in relation to the aforementioned conditions.

Name of executive director      CI Griffith
Designation                     Executive director
Nature of transaction           Off market acceptance of PS
Transaction Date                19 August 2021
Number of Shares                110,068
Class of Security               Ordinary shares
Market Price per share          R125.588212
Total Value                     R13,823,333
Nature of interest              Direct and Beneficial

Name of executive director      PA Schmidt
Designation                     Executive director
Nature of transaction           Off market acceptance of PS
Transaction Date                19 August 2021
Number of Shares                119,925
Class of Security               Ordinary shares
Market Price per share          R125.588212
Total Value                     R15,061,261
Nature of interest              Direct and Beneficial

Name of executive        A Baku
Designation              Prescribed officer
Nature of transaction    Off market acceptance of PS
Transaction Date         19 August 2021
Number of Shares         142,682
Class of Security        Ordinary shares
Market Price per share   R125.588212
Total Value              R17,919,277
Nature of interest       Direct and Beneficial

Name of executive        R Bardien
Designation              Prescribed officer
Nature of transaction    Off market acceptance of PS
Transaction Date         19 August 2021
Number of Shares         54,852
Class of Security        Ordinary shares
Market Price per share   R125.588212
Total Value              R6,888,816
Nature of interest       Direct and Beneficial

Name of executive        R Butcher
Designation              Prescribed officer
Nature of transaction    Off market acceptance of PS
Transaction Date         19 August 2021
Number of Shares         45,449
Class of Security        Ordinary shares
Market Price per share   R125.588212
Total Value              R5,707,868
Nature of interest       Direct and Beneficial

Name of executive        NA Chohan
Designation              Prescribed officer
Nature of transaction    Off market acceptance of PS
Transaction Date         19 August 2021
Number of Shares         62,512
Class of Security        Ordinary shares
Market Price per share   R125.588212
Total Value              R7,850,832
Nature of interest       Direct and Beneficial

Name of executive        TL Harmse
Designation              Prescribed officer
Nature of transaction    Off market acceptance of PS
Transaction Date         19 August 2021
Number of Shares         62,898
Class of Security        Ordinary shares
Market Price per share   R125.588212
Total Value              R7,899,276
Nature of interest       Direct and Beneficial

Name of executive        S Mathews
Designation              Prescribed officer
Nature of transaction    Off market acceptance of PS
Transaction Date         19 August 2021
Number of Shares         87,603
Class of Security        Ordinary shares
Market Price per share   R125.588212
Total Value              R11,001,916
Nature of interest       Direct and Beneficial

Name of executive        BJ Mattison
Designation              Prescribed officer
Nature of transaction    Off market acceptance of PS
Transaction Date         19 August 2021
Number of Shares         78,230
Class of Security        Ordinary shares
Market Price per share   R125.588212
Total Value              R9,824,883
Nature of interest       Direct and Beneficial

Name of executive        A Nagaser
Designation              Prescribed officer
Nature of transaction    Off market acceptance of PS
Transaction Date         19 August 2021
Number of Shares         30,602
Class of Security        Ordinary shares
Market Price per share   R125.588212
Total Value              R3,843,312
Nature of interest       Direct and Beneficial

Name of executive        M Preece
Designation              Prescribed officer
Nature of transaction    Off market acceptance of PS
Transaction Date         19 August 2021
Number of Shares         89,436
Class of Security        Ordinary shares
Market Price per share   R125.588212
Total Value              R11,232,144
Nature of interest       Direct and Beneficial

Name of executive        L Rivera
Designation              Prescribed officer
Nature of transaction    Off market acceptance of PS
Transaction Date         19 August 2021
Number of Shares         91,606
Class of Security        Ordinary shares
Market Price per share   R125.588212
Total Value              R11,504,675
Nature of interest       Direct and Beneficial

Name of director         A Munt
Designation              Director of Gold Fields
                         Australia (Pty) Ltd
Nature of transaction    Off market acceptance of PS
Transaction Date         19 August 2021
Number of Shares         9,621
Class of Security        Ordinary shares
Market Price per share   R125.588212
Total Value              R1,208,382
Nature of interest       Direct and Beneficial

Name of director                     P Woodhouse
Designation                          Director of Gold Fields
                                     Australia (Pty) Ltd
Nature of transaction                Off market acceptance of PS
Transaction Date                     19 August 2021
Number of Shares                     12,945
Class of Security                    Ordinary shares
Market Price per share               R125.588212
Total Value                          R1,625,769
Nature of interest                   Direct and Beneficial

Name of director                     G Ovens
Designation                          Director of Gold Fields
                                     Australia (Pty) Ltd
Nature of transaction                Off market acceptance of PS
Transaction Date                     19 August 2021
Number of Shares                     13,145
Class of Security                    Ordinary shares
Market Price per share               R125.588212
Total Value                          R1,650,913
Nature of interest                   Direct and Beneficial

Name of director                     P Matete
Designation                          Director Gold Fields JV Holdings
                                     (Pty) Ltd
Nature of transaction                Off market acceptance of PS
Transaction Date                     19 August 2021
Number of Shares                     5,446
Class of Security                    Ordinary shares
Market Price per share               R125.588212
Total Value                          R684,045
Nature of interest                   Direct and Beneficial

Name of director                     B Mokoatle
Designation                          Director Gold Fields JV Holdings
                                     (Pty) Ltd
Nature of transaction                Off market acceptance of PS
Transaction Date                     19 August 2021
Number of Shares                     13,381
Class of Security                    Ordinary shares
Market Price per share               R125.588212
Total Value                          R1,680,516
Nature of interest                   Direct and Beneficial

Clearance to deal has been obtained in terms of 3.66 of the Listings
Requirements

Date 23 August 2021
Sponsor:
JP Morgan Equities South Africa (Pty) Ltd

Date: 23-08-2021 04:48:00
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